XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +6 vs. Q1 2023
- Shares held
- 2.43M
- +102.0K (+4.4%) vs. Q1 2023
- Total value
- $16.3M
- +$1.31M (+8.7%) vs. Q1 2023
- New holders
- 6
- 20 more added
- Sold out
- 0
- 10 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 328,473 | $2.19M | 0.00% | −4,001−1.2% | Reduced |
| UBS Group AG | 222,026 | $1.48M | 0.00% | +3,793+1.7% | Added |
| Claybrook Capital, LLC | 214,393 | $1.43M | 0.76% | +10,275+5.0% | Added |
| Bard Associates Inc | 176,062 | $1.19M | 0.46% | −1,400−0.8% | Reduced |
| Independent Financial Group, LLC | 167,175 | $1.12M | 0.08% | +40,375+31.8% | Added |
| Roumell Asset Management, LLC | 141,432 | $944.8K | 1.86% | +141,432 | New |
| Chicago Partners Investment Group LLC | 134,051 | $910.2K | 0.05% | −7,398−5.2% | Reduced |
| Baird Financial Group, Inc. | 104,140 | $695.7K | 0.00% | +157+0.2% | Added |
| CastleKnight Management LP | 93,000 | $621.2K | 0.13% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 82,029 | $548.0K | 0.01% | +16,219+24.6% | Added |
| Virtus ETF Advisers LLC | 67,717 | $452.4K | 0.27% | −9,328−12.1% | Reduced |
| National Asset Management, Inc. | 66,529 | $450.1K | 0.01% | +514+0.8% | Added |
| Private Advisor Group, LLC | 54,848 | $366.4K | 0.00% | +6,803+14.2% | Added |
| Wedbush Securities Inc | 51,340 | $343.0K | 0.02% | +4,487+9.6% | Added |
| All Season Financial Advisors, Inc. | 48,253 | $322.3K | 0.29% | +314+0.7% | Added |
| Advisory Services Network, LLC | 36,584 | $244.4K | 0.01% | −152−0.4% | Reduced |
| Commonwealth Equity Services, LLC | 36,054 | $241.0K | 0.00% | +5,117+16.5% | Added |
| Raymond James & Associates | 34,524 | $230.6K | 0.00% | −1,104−3.1% | Reduced |
| Samalin Investment Counsel, LLC | 32,837 | $219.4K | 0.12% | +15,437+88.7% | Added |
| Morgan Stanley | 30,982 | $207.0K | 0.00% | −3,547−10.3% | Reduced |
| Advisor Group Holdings, Inc. | 28,751 | $192.1K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 28,137 | $188.0K | 0.00% | −40,712−59.1% | Reduced |
| Belpointe Asset Management LLC | 27,361 | $182.8K | 0.02% | −163,693−85.7% | Reduced |
| Sykon Capital LLC | 22,000 | $147.0K | 0.10% | +22,000 | New |
| Savant Capital, LLC | 21,877 | $146.1K | 0.00% | +271+1.3% | Added |
| Naviter Wealth, LLC | 20,564 | $139.1K | 0.04% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 19,000 | $126.9K | 0.01% | +19,000 | New |
| Modera Wealth Management, LLC | 18,000 | $120.2K | 0.00% | +1,000+5.9% | Added |
| Kestra Private Wealth Services, LLC | 17,350 | $115.9K | 0.00% | +4,900+39.4% | Added |
| CFO4Life Group, LLC | 15,000 | $100.2K | 0.02% | +15,000 | New |
| IFG Advisory, LLC | 14,579 | $97.4K | 0.01% | +14,579 | New |
| GWM Advisors LLC | 13,697 | $91.5K | 0.00% | +2,000+17.1% | Added |
| Beacon Financial Advisory LLC | 11,051 | $73.8K | 0.04% | +389+3.6% | Added |
| Astoria Portfolio Advisors LLC. | 10,198 | $69.7K | 0.03% | +10,198 | New |
| Summitry LLC | 10,000 | $66.8K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 10,000 | $66.8K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 8,508 | $56.8K | 0.01% | +94+1.1% | Added |
| Wells Fargo & Company | 4,700 | $31.4K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 3,962 | $26.0K | 0.00% | +41+1.0% | Added |
| Huntington National Bank | – | $14.7K | 0.00% | – | – |
| Old Second National Bank of Aurora | 1,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,423 | $9.51K | 0.00% | +50+3.6% | Added |
| Byrne Asset Management LLC | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 1,000 | $6.68K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 500 | $3.34K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 264 | $2.00K | 0.00% | +64+32.0% | Added |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 20 | $134 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 16 | $105 | 0.00% | −1,125−98.6% | Reduced |
| FMR LLC | 1 | $7 | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | – | – | – | – | Not filed |