XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +6 vs. Q1 2023
- Shares held
- 2.43M
- +102.0K (+4.4%) vs. Q1 2023
- Total value
- $16.3M
- +$1.31M (+8.7%) vs. Q1 2023
- New holders
- 6
- 20 more added
- Sold out
- 0
- 10 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $7 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 16 | $105 | 0.00% | −1,125−98.6% | Reduced |
| Hexagon Capital Partners LLC | 20 | $134 | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 264 | $2.00K | 0.00% | +64+32.0% | Added |
| Bank of America Corp | 500 | $3.34K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 1,000 | $6.68K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,423 | $9.51K | 0.00% | +50+3.6% | Added |
| Old Second National Bank of Aurora | 1,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $14.7K | 0.00% | – | – |
| Tradition Wealth Management, LLC | 3,962 | $26.0K | 0.00% | +41+1.0% | Added |
| Wells Fargo & Company | 4,700 | $31.4K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 8,508 | $56.8K | 0.01% | +94+1.1% | Added |
| Summitry LLC | 10,000 | $66.8K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 10,000 | $66.8K | 0.00% | 00.0% | Unchanged |
| Astoria Portfolio Advisors LLC. | 10,198 | $69.7K | 0.03% | +10,198 | New |
| Beacon Financial Advisory LLC | 11,051 | $73.8K | 0.04% | +389+3.6% | Added |
| GWM Advisors LLC | 13,697 | $91.5K | 0.00% | +2,000+17.1% | Added |
| IFG Advisory, LLC | 14,579 | $97.4K | 0.01% | +14,579 | New |
| CFO4Life Group, LLC | 15,000 | $100.2K | 0.02% | +15,000 | New |
| Kestra Private Wealth Services, LLC | 17,350 | $115.9K | 0.00% | +4,900+39.4% | Added |
| Modera Wealth Management, LLC | 18,000 | $120.2K | 0.00% | +1,000+5.9% | Added |
| CoreCap Advisors, LLC | 19,000 | $126.9K | 0.01% | +19,000 | New |
| Naviter Wealth, LLC | 20,564 | $139.1K | 0.04% | 00.0% | Unchanged |
| Savant Capital, LLC | 21,877 | $146.1K | 0.00% | +271+1.3% | Added |
| Sykon Capital LLC | 22,000 | $147.0K | 0.10% | +22,000 | New |
| Belpointe Asset Management LLC | 27,361 | $182.8K | 0.02% | −163,693−85.7% | Reduced |
| Royal Bank of Canada | 28,137 | $188.0K | 0.00% | −40,712−59.1% | Reduced |
| Advisor Group Holdings, Inc. | 28,751 | $192.1K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 30,982 | $207.0K | 0.00% | −3,547−10.3% | Reduced |
| Samalin Investment Counsel, LLC | 32,837 | $219.4K | 0.12% | +15,437+88.7% | Added |
| Raymond James & Associates | 34,524 | $230.6K | 0.00% | −1,104−3.1% | Reduced |
| Commonwealth Equity Services, LLC | 36,054 | $241.0K | 0.00% | +5,117+16.5% | Added |
| Advisory Services Network, LLC | 36,584 | $244.4K | 0.01% | −152−0.4% | Reduced |
| All Season Financial Advisors, Inc. | 48,253 | $322.3K | 0.29% | +314+0.7% | Added |
| Wedbush Securities Inc | 51,340 | $343.0K | 0.02% | +4,487+9.6% | Added |
| Private Advisor Group, LLC | 54,848 | $366.4K | 0.00% | +6,803+14.2% | Added |
| National Asset Management, Inc. | 66,529 | $450.1K | 0.01% | +514+0.8% | Added |
| Virtus ETF Advisers LLC | 67,717 | $452.4K | 0.27% | −9,328−12.1% | Reduced |
| Kestra Advisory Services, LLC | 82,029 | $548.0K | 0.01% | +16,219+24.6% | Added |
| CastleKnight Management LP | 93,000 | $621.2K | 0.13% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 104,140 | $695.7K | 0.00% | +157+0.2% | Added |
| Chicago Partners Investment Group LLC | 134,051 | $910.2K | 0.05% | −7,398−5.2% | Reduced |
| Roumell Asset Management, LLC | 141,432 | $944.8K | 1.86% | +141,432 | New |
| Independent Financial Group, LLC | 167,175 | $1.12M | 0.08% | +40,375+31.8% | Added |
| Bard Associates Inc | 176,062 | $1.19M | 0.46% | −1,400−0.8% | Reduced |
| Claybrook Capital, LLC | 214,393 | $1.43M | 0.76% | +10,275+5.0% | Added |
| UBS Group AG | 222,026 | $1.48M | 0.00% | +3,793+1.7% | Added |
| LPL Financial LLC | 328,473 | $2.19M | 0.00% | −4,001−1.2% | Reduced |
| Ahrens Investment Partners LLC | – | – | – | – | Not filed |