XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +2 vs. Q4 2024
- Shares held
- 7.73M
- +1.35M (+21.2%) vs. Q4 2024
- Total value
- $45.7M
- +$3.24M (+7.6%) vs. Q4 2024
- New holders
- 17
- 33 more added
- Sold out
- 15
- 16 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 1,258,025 | $7.43M | 2.53% | +221,874+21.4% | Added |
| Envestnet Asset Management Inc | 717,984 | $4.24M | 0.00% | +717,984 | New |
| J.W. Cole Advisors, Inc. | 497,462 | $2.94M | 0.09% | +292,136+142.3% | Added |
| Belpointe Asset Management LLC | 448,062 | $2.65M | 0.14% | −165,400−27.0% | Reduced |
| LPL Financial LLC | 357,103 | $2.11M | 0.00% | +8,703+2.5% | Added |
| Cresset Asset Management, LLC | 316,601 | $1.90M | 0.01% | +370.0% | Added |
| Consolidated Portfolio Review Corp | 291,464 | $1.72M | 0.28% | +21,043+7.8% | Added |
| Lido Advisors, LLC | 247,782 | $1.48M | 0.01% | −300−0.1% | Reduced |
| Virtus Investment Advisers, Inc. | 246,956 | $1.46M | 0.40% | +246,956 | New |
| Landscape Capital Management, L.L.C. | 236,858 | $1.40M | 0.12% | +184,711+354.2% | Added |
| UBS Group AG | 219,180 | $1.30M | 0.00% | −138,989−38.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 196,076 | $1.16M | 0.00% | −29,414−13.0% | Reduced |
| RSM US Wealth Management LLC | 185,014 | $1.11M | 0.02% | +33,831+22.4% | Added |
| Chicago Partners Investment Group LLC | 190,070 | $1.08M | 0.04% | +10,379+5.8% | Added |
| Kestra Advisory Services, LLC | 173,301 | $1.02M | 0.00% | −2,011−1.1% | Reduced |
| Mariner, LLC | 161,249 | $953.0K | 0.00% | +2,285+1.4% | Added |
| Bard Associates Inc | 149,247 | $893.3K | 0.33% | 00.0% | Unchanged |
| Morgan Stanley | 135,494 | $800.8K | 0.00% | +32,036+31.0% | Added |
| Baird Financial Group, Inc. | 123,264 | $728.5K | 0.00% | +53,441+76.5% | Added |
| Invesco Ltd. | 114,668 | $677.7K | 0.00% | +89,048+347.6% | Added |
| Private Advisor Group, LLC | 103,859 | $613.8K | 0.00% | +6,895+7.1% | Added |
| Samalin Investment Counsel, LLC | 96,576 | $570.8K | 0.23% | +8,132+9.2% | Added |
| Triumph Capital Management | 88,202 | $521.3K | 0.17% | +5,340+6.4% | Added |
| Alexander Labrunerie & Co., Inc. | 60,000 | $354.6K | 0.15% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 58,103 | $343.4K | 0.00% | −17,220−22.9% | Reduced |
| Great Valley Advisor Group, Inc. | 53,417 | $315.7K | 0.01% | −2,443−4.4% | Reduced |
| Wedbush Securities Inc | 50,960 | $301.0K | 0.01% | −2,810−5.2% | Reduced |
| Commonwealth Equity Services, LLC | 50,044 | $296.0K | 0.00% | +3,917+8.5% | Added |
| Royal Bank of Canada | 47,831 | $282.0K | 0.00% | +26,918+128.7% | Added |
| Advisor Group Holdings, Inc. | 44,372 | $262.2K | 0.00% | +32,128+262.4% | Added |
| M&T Bank Corp | 42,933 | $253.7K | 0.00% | +42,933 | New |
| Raymond James Financial Inc | 39,790 | $235.2K | 0.00% | +5,697+16.7% | Added |
| IFG Advisory, LLC | 39,456 | $233.2K | 0.01% | +460+1.2% | Added |
| CFO4Life Group, LLC | 38,800 | $229.3K | 0.04% | 00.0% | Unchanged |
| Brookwood Investment Group LLC | 36,861 | $217.8K | 0.04% | +36,861 | New |
| Integrated Wealth Concepts LLC | 36,386 | $215.0K | 0.00% | +2,000+5.8% | Added |
| Citadel Advisors LLC | 34,098 | $201.5K | 0.00% | +34,098 | New |
| Walkner Condon Financial Advisors LLC | 33,133 | $195.8K | 0.04% | +773+2.4% | Added |
| Sigma Planning Corp | 27,018 | $159.7K | 0.01% | +27,018 | New |
| Atomi Financial Group, Inc. | 25,206 | $149.0K | 0.01% | +247+1.0% | Added |
| Apollon Wealth Management, LLC | 25,107 | $148.4K | 0.00% | 00.0% | Unchanged |
| Summitry LLC | 25,000 | $147.8K | 0.01% | +15,000+150.0% | Added |
| AlphaCore Capital LLC | 23,665 | $141.7K | 0.01% | +23,665 | New |
| Kestra Private Wealth Services, LLC | 22,950 | $135.6K | 0.00% | 00.0% | Unchanged |
| Marex Group plc | 22,325 | $131.9K | 0.00% | −6,178−21.7% | Reduced |
| National Asset Management, Inc. | 21,372 | $126.3K | 0.00% | −7,143−25.0% | Reduced |
| CoreCap Advisors, LLC | 21,318 | $126.0K | 0.01% | −2,585−10.8% | Reduced |
| HRT Financial LP | 20,992 | $124.0K | 0.00% | +20,992 | New |
| Mutual Advisors, LLC | 21,268 | $119.7K | 0.00% | +21,268 | New |
| Wells Fargo & Company | 18,356 | $108.5K | 0.00% | +18,356 | Added |
| Beacon Financial Advisory LLC | 17,348 | $102.5K | 0.03% | +1,312+8.2% | Added |
| Cetera Investment Advisers | 16,794 | $99.3K | 0.00% | +200+1.2% | Added |
| Catalina Capital Group, LLC | 15,659 | $92.5K | 0.06% | +204+1.3% | Added |
| Jane Street Group, LLC | 15,508 | $91.7K | 0.00% | −20,139−56.5% | Reduced |
| Guggenheim Capital LLC | 15,421 | $91.1K | 0.00% | +4,487+41.0% | Added |
| Evoke Wealth, LLC | 15,089 | $90.3K | 0.00% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 15,166 | $89.6K | 0.04% | +354+2.4% | Added |
| GWM Advisors LLC | 15,128 | $89.4K | 0.00% | −2,299−13.2% | Reduced |
| Virtu Financial LLC | 13,133 | $78.0K | 0.00% | +13,133 | New |
| Freestate Advisors LLC | 11,806 | $69.8K | 0.07% | +308+2.7% | Added |
| Advyzon Investment Management, LLC | 11,165 | $66.0K | 0.02% | +11,165 | New |
| Atria Wealth Solutions, Inc. | 10,970 | $65.8K | 0.00% | −1,991−15.4% | Reduced |
| One Capital Management, LLC | 11,085 | $65.5K | 0.00% | +11,085 | New |
| Perigon Wealth Management, LLC | 10,840 | $64.1K | 0.00% | +10,840 | New |
| EverSource Wealth Advisors, LLC | 10,500 | $62.1K | 0.00% | +1,000+10.5% | Added |
| Naviter Wealth, LLC | 10,000 | $60.4K | 0.01% | −10,925−52.2% | Reduced |
| Plante Moran Financial Advisors, LLC | 8,508 | $50.3K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $22.1K | 0.00% | – | – |
| Comerica Bank | 2,000 | $11.8K | 0.00% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 2,000 | $11.8K | 0.01% | +2,000 | New |
| Garde Capital, Inc. | 1,785 | $10.6K | 0.00% | +1,785 | New |
| SWAN Capital LLC | 1,230 | $7.27K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $6.50K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $5.91K | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 900 | $5.32K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 296 | $1.66K | 0.00% | +3+1.0% | Added |
| Spectrum Wealth Counsel, LLC | 180 | $1.06K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Brown Brothers Harriman & Co | 114 | $674 | 0.00% | −23,676−99.5% | Reduced |
| Hexagon Capital Partners LLC | 20 | $118 | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1 | $5 | 0.00% | +1 | New |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −167,042−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −133,270−100.0% | Sold out |
| CastleKnight Management LP | 0 | $0 | 0.00% | −66,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −36,710−100.0% | Sold out |
| Worth Asset Management, LLC | 0 | $0 | 0.00% | −29,330−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −23,715−100.0% | Sold out |
| Astoria Portfolio Advisors LLC. | 0 | $0 | 0.00% | −18,732−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −10,644−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −10,516−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −10,221−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −10,221−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −1,362−100.0% | Sold out |
| Creekmur Asset Management LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| AlphaMark Advisors, LLC | – | – | – | – | Not filed |