XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- +13 vs. Q3 2025
- Shares held
- 20.4M
- +9.31M (+84.2%) vs. Q3 2025
- Total value
- $97.9M
- +$39.3M (+67.0%) vs. Q3 2025
- New holders
- 29
- 21 more added
- Sold out
- 16
- 30 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 5,467,565 | $26.2M | 0.52% | +2,893,917+112.4% | Added |
| Eagle Point Credit Management LLC | 2,090,256 | $10.0M | 9.57% | +2,090,256 | New |
| Morgan Stanley | 1,672,500 | $8.03M | 0.00% | +912,735+120.1% | Added |
| CF Capital LLC | 1,482,418 | $7.12M | 3.53% | +1,482,418 | New |
| Matisse Capital | 920,000 | $4.42M | 1.97% | +657,473+250.4% | Added |
| Rivernorth Capital Management, LLC | 848,008 | $4.07M | 0.19% | +848,008 | New |
| Cresset Asset Management, LLC | 719,779 | $3.45M | 0.01% | −4,288−0.6% | Reduced |
| Guggenheim Capital LLC | 718,368 | $3.45M | 0.03% | +297,938+70.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 638,082 | $3.06M | 1.04% | +638,082 | New |
| Landscape Capital Management, L.L.C. | 512,317 | $2.46M | 0.16% | +243,925+90.9% | Added |
| Bulldog Investors, LLP | 508,363 | $2.44M | 0.54% | +508,363 | New |
| J.W. Cole Advisors, Inc. | 451,667 | $2.17M | 0.05% | +16,327+3.8% | Added |
| Envestnet Asset Management Inc | 427,079 | $2.05M | 0.00% | +427,079 | New |
| Lido Advisors, LLC | 247,782 | $1.33M | 0.01% | 00.0% | Unchanged |
| Invesco Ltd. | 261,908 | $1.26M | 0.00% | −81,785−23.8% | Reduced |
| Virtus Investment Advisers, Inc. | 242,238 | $1.16M | 0.32% | −6,346−2.6% | Reduced |
| Closed-End Fund Advisors, Inc. | 232,964 | $1.12M | 0.66% | +232,964 | New |
| LPL Financial LLC | 217,989 | $1.05M | 0.00% | −111,046−33.7% | Reduced |
| Shaker Financial Services, LLC | 183,519 | $880.9K | 0.28% | +183,519 | New |
| Kestra Advisory Services, LLC | 172,808 | $829.5K | 0.00% | −20,463−10.6% | Reduced |
| UBS Group AG | 167,787 | $805.4K | 0.00% | +1,661+1.0% | Added |
| Jane Street Group, LLC | 156,545 | $751.4K | 0.00% | +25,510+19.5% | Added |
| Belpointe Asset Management LLC | 127,037 | $609.8K | 0.02% | −228,039−64.2% | Reduced |
| Private Advisor Group, LLC | 115,145 | $552.7K | 0.00% | +2,134+1.9% | Added |
| Chicago Partners Investment Group LLC | 102,608 | $473.0K | 0.01% | −185−0.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 90,261 | $433.0K | 0.00% | −12,120−11.8% | Reduced |
| Samalin Investment Counsel, LLC | 89,738 | $430.7K | 0.15% | −19,886−18.1% | Reduced |
| Advisor Group Holdings, Inc. | 85,179 | $408.9K | 0.00% | +291+0.3% | Added |
| Cetera Investment Advisers | 82,760 | $397.2K | 0.00% | −12,828−13.4% | Reduced |
| TrueMark Investments, LLC | 80,240 | $385.2K | 0.07% | +80,240 | New |
| Susquehanna International Group, LLP | 66,794 | $320.6K | 0.00% | +45,428+212.6% | Added |
| Apollon Wealth Management, LLC | 62,329 | $299.2K | 0.01% | −11,845−16.0% | Reduced |
| Alexander Labrunerie & Co., Inc. | 55,000 | $264.0K | 0.10% | −5,000−8.3% | Reduced |
| Nine Masts Capital Ltd | 53,804 | $258.3K | 0.04% | −41,016−43.3% | Reduced |
| Integrated Wealth Concepts LLC | 50,069 | $240.3K | 0.00% | +11,278+29.1% | Added |
| XTX Topco Ltd | 47,886 | $229.9K | 0.01% | +47,886 | New |
| HighTower Advisors, LLC | 46,795 | $224.6K | 0.00% | +46,795 | New |
| RSM US Wealth Management LLC | 44,095 | $210.3K | 0.00% | +44,095 | New |
| Wedbush Securities Inc | 39,993 | $192.0K | 0.01% | −5,811−12.7% | Reduced |
| CFO4Life Group, LLC | 38,800 | $186.2K | 0.03% | 00.0% | Unchanged |
| Royal Bank of Canada | 37,009 | $177.0K | 0.00% | −35,496−49.0% | Reduced |
| HRT Financial LP | 36,299 | $174.0K | 0.00% | −10,941−23.2% | Reduced |
| Sax Wealth Advisors, LLC | 35,405 | $169.9K | 0.01% | +35,405 | New |
| Commonwealth Equity Services, LLC | 35,079 | $168.4K | 0.00% | −796−2.2% | Reduced |
| Marex Group plc | 30,684 | $147.3K | 0.00% | +30,684 | New |
| Raymond James Financial Inc | 30,471 | $146.3K | 0.00% | −3,993−11.6% | Reduced |
| Alpine Global Management, LLC | 26,775 | $128.5K | 0.03% | +26,775 | New |
| Brookwood Investment Group LLC | 26,543 | $127.4K | 0.02% | −28,225−51.5% | Reduced |
| Atomi Financial Group, Inc. | 25,025 | $120.1K | 0.00% | −432−1.7% | Reduced |
| Summitry LLC | 25,000 | $120.0K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 23,911 | $114.8K | 0.00% | −1,615−6.3% | Reduced |
| CSS LLC | 23,288 | $111.8K | 0.01% | +23,288 | New |
| Mariner, LLC | 21,973 | $105.5K | 0.00% | −12,034−35.4% | Reduced |
| Kestra Private Wealth Services, LLC | 20,700 | $99.4K | 0.00% | −2,250−9.8% | Reduced |
| Castleview Partners, LLC | 18,572 | $89.1K | 0.04% | +400+2.2% | Added |
| Beacon Financial Advisory LLC | 18,089 | $86.8K | 0.02% | −583−3.1% | Reduced |
| CoreCap Advisors, LLC | 17,911 | $86.0K | 0.00% | −1,203−6.3% | Reduced |
| Evoke Wealth, LLC | 17,568 | $84.3K | 0.00% | +2,479+16.4% | Added |
| Firethorn Wealth Partners, LLC | 17,332 | $83.2K | 0.03% | +956+5.8% | Added |
| Mutual Advisors, LLC | 17,152 | $82.3K | 0.00% | +17,152 | New |
| EverSource Wealth Advisors, LLC | 17,000 | $81.6K | 0.00% | +3,000+21.4% | Added |
| Catalina Capital Group, LLC | 16,768 | $80.5K | 0.05% | −6,860−29.0% | Reduced |
| Walkner Condon Financial Advisors LLC | 15,435 | $74.1K | 0.01% | −20,341−56.9% | Reduced |
| Sigma Planning Corp | 12,641 | $72.2K | 0.00% | +12,641 | New |
| Nomura Holdings Inc | 14,868 | $71.4K | 0.00% | +14,868 | New |
| Great Valley Advisor Group, Inc. | 14,380 | $69.0K | 0.00% | −1,090−7.0% | Reduced |
| Mercer Global Advisors Inc | 14,203 | $68.2K | 0.00% | +14,203 | New |
| Freestate Advisors LLC | 13,498 | $64.8K | 0.05% | +747+5.9% | Added |
| One Capital Management, LLC | 12,498 | $60.0K | 0.00% | 00.0% | Unchanged |
| Accredited Investor Services, LLC | 12,153 | $58.3K | 0.04% | +12,153 | New |
| Highland Financial Advisors, LLC | 11,731 | $56.3K | 0.02% | +11,731 | New |
| Amplius Wealth Advisors, LLC | 11,182 | $53.7K | 0.00% | +11,182 | New |
| Per Stirling Capital Management, LLC. | 10,550 | $50.6K | 0.01% | 00.0% | Unchanged |
| Halbert Hargrove Global Advisors, LLC | 10,000 | $48.0K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 8,996 | $43.2K | 0.01% | −118,149−92.9% | Reduced |
| Blue Bell Private Wealth Management, LLC | 8,584 | $41.2K | 0.01% | +8,584 | New |
| Global Retirement Partners, LLC | 8,327 | $40.0K | 0.00% | +8,327 | New |
| BNP Paribas Arbitrage, SA | 4,579 | $22.0K | 0.00% | +175+4.0% | Added |
| Spire Wealth Management | 4,365 | $21.0K | 0.00% | +4,365 | New |
| Flagship Harbor Advisors, LLC | 3,686 | $17.7K | 0.00% | +3,686 | New |
| Pinnacle Wealth Planning Services, Inc. | 3,237 | $15.5K | 0.00% | +3,237 | New |
| Comerica Bank | 2,783 | $13.4K | 0.00% | +481+20.9% | Added |
| Noble Wealth Management PBC | 2,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,796 | $8.62K | 0.00% | −200−10.0% | Reduced |
| Highline Wealth Partners LLC | 1,500 | $7.20K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 1,329 | $6.38K | 0.00% | +709+114.4% | Added |
| SWAN Capital LLC | 1,230 | $5.90K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $5.28K | 0.00% | +1,100 | New |
| Byrne Asset Management LLC | 1,000 | $4.80K | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 900 | $4.32K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 296 | $1.42K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 1 | $6 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $5 | 0.00% | – | – |
| Wells Fargo & Company | 1 | $5 | 0.00% | +1 | Added |
| Pathstone Holdings, LLC | 0 | $0 | 0.00% | −1,186,027−100.0% | Sold out |
| Consolidated Portfolio Review Corp | 0 | $0 | 0.00% | −298,828−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −147,076−100.0% | Sold out |
| Meadowbrook Wealth Management, LLC | 0 | $0 | 0.00% | −52,700−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −48,378−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −37,859−100.0% | Sold out |