XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- +13 vs. Q3 2025
- Shares held
- 20.4M
- +9.31M (+84.2%) vs. Q3 2025
- Total value
- $97.9M
- +$39.3M (+67.0%) vs. Q3 2025
- New holders
- 29
- 21 more added
- Sold out
- 16
- 30 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $5 | 0.00% | – | – |
| Wells Fargo & Company | 1 | $5 | 0.00% | +1 | Added |
| Legacy Wealth Managment, LLC | 1 | $6 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 296 | $1.42K | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 900 | $4.32K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $4.80K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $5.28K | 0.00% | +1,100 | New |
| SWAN Capital LLC | 1,230 | $5.90K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 1,329 | $6.38K | 0.00% | +709+114.4% | Added |
| Highline Wealth Partners LLC | 1,500 | $7.20K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,796 | $8.62K | 0.00% | −200−10.0% | Reduced |
| Noble Wealth Management PBC | 2,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 2,783 | $13.4K | 0.00% | +481+20.9% | Added |
| Pinnacle Wealth Planning Services, Inc. | 3,237 | $15.5K | 0.00% | +3,237 | New |
| Flagship Harbor Advisors, LLC | 3,686 | $17.7K | 0.00% | +3,686 | New |
| Spire Wealth Management | 4,365 | $21.0K | 0.00% | +4,365 | New |
| BNP Paribas Arbitrage, SA | 4,579 | $22.0K | 0.00% | +175+4.0% | Added |
| Global Retirement Partners, LLC | 8,327 | $40.0K | 0.00% | +8,327 | New |
| Blue Bell Private Wealth Management, LLC | 8,584 | $41.2K | 0.01% | +8,584 | New |
| Triumph Capital Management | 8,996 | $43.2K | 0.01% | −118,149−92.9% | Reduced |
| Halbert Hargrove Global Advisors, LLC | 10,000 | $48.0K | 0.00% | 00.0% | Unchanged |
| Per Stirling Capital Management, LLC. | 10,550 | $50.6K | 0.01% | 00.0% | Unchanged |
| Amplius Wealth Advisors, LLC | 11,182 | $53.7K | 0.00% | +11,182 | New |
| Highland Financial Advisors, LLC | 11,731 | $56.3K | 0.02% | +11,731 | New |
| Accredited Investor Services, LLC | 12,153 | $58.3K | 0.04% | +12,153 | New |
| One Capital Management, LLC | 12,498 | $60.0K | 0.00% | 00.0% | Unchanged |
| Freestate Advisors LLC | 13,498 | $64.8K | 0.05% | +747+5.9% | Added |
| Mercer Global Advisors Inc | 14,203 | $68.2K | 0.00% | +14,203 | New |
| Great Valley Advisor Group, Inc. | 14,380 | $69.0K | 0.00% | −1,090−7.0% | Reduced |
| Nomura Holdings Inc | 14,868 | $71.4K | 0.00% | +14,868 | New |
| Sigma Planning Corp | 12,641 | $72.2K | 0.00% | +12,641 | New |
| Walkner Condon Financial Advisors LLC | 15,435 | $74.1K | 0.01% | −20,341−56.9% | Reduced |
| Catalina Capital Group, LLC | 16,768 | $80.5K | 0.05% | −6,860−29.0% | Reduced |
| EverSource Wealth Advisors, LLC | 17,000 | $81.6K | 0.00% | +3,000+21.4% | Added |
| Mutual Advisors, LLC | 17,152 | $82.3K | 0.00% | +17,152 | New |
| Firethorn Wealth Partners, LLC | 17,332 | $83.2K | 0.03% | +956+5.8% | Added |
| Evoke Wealth, LLC | 17,568 | $84.3K | 0.00% | +2,479+16.4% | Added |
| CoreCap Advisors, LLC | 17,911 | $86.0K | 0.00% | −1,203−6.3% | Reduced |
| Beacon Financial Advisory LLC | 18,089 | $86.8K | 0.02% | −583−3.1% | Reduced |
| Castleview Partners, LLC | 18,572 | $89.1K | 0.04% | +400+2.2% | Added |
| Kestra Private Wealth Services, LLC | 20,700 | $99.4K | 0.00% | −2,250−9.8% | Reduced |
| Mariner, LLC | 21,973 | $105.5K | 0.00% | −12,034−35.4% | Reduced |
| CSS LLC | 23,288 | $111.8K | 0.01% | +23,288 | New |
| Advisory Services Network, LLC | 23,911 | $114.8K | 0.00% | −1,615−6.3% | Reduced |
| Summitry LLC | 25,000 | $120.0K | 0.01% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 25,025 | $120.1K | 0.00% | −432−1.7% | Reduced |
| Brookwood Investment Group LLC | 26,543 | $127.4K | 0.02% | −28,225−51.5% | Reduced |
| Alpine Global Management, LLC | 26,775 | $128.5K | 0.03% | +26,775 | New |
| Raymond James Financial Inc | 30,471 | $146.3K | 0.00% | −3,993−11.6% | Reduced |
| Marex Group plc | 30,684 | $147.3K | 0.00% | +30,684 | New |
| Commonwealth Equity Services, LLC | 35,079 | $168.4K | 0.00% | −796−2.2% | Reduced |
| Sax Wealth Advisors, LLC | 35,405 | $169.9K | 0.01% | +35,405 | New |
| HRT Financial LP | 36,299 | $174.0K | 0.00% | −10,941−23.2% | Reduced |
| Royal Bank of Canada | 37,009 | $177.0K | 0.00% | −35,496−49.0% | Reduced |
| CFO4Life Group, LLC | 38,800 | $186.2K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 39,993 | $192.0K | 0.01% | −5,811−12.7% | Reduced |
| RSM US Wealth Management LLC | 44,095 | $210.3K | 0.00% | +44,095 | New |
| HighTower Advisors, LLC | 46,795 | $224.6K | 0.00% | +46,795 | New |
| XTX Topco Ltd | 47,886 | $229.9K | 0.01% | +47,886 | New |
| Integrated Wealth Concepts LLC | 50,069 | $240.3K | 0.00% | +11,278+29.1% | Added |
| Nine Masts Capital Ltd | 53,804 | $258.3K | 0.04% | −41,016−43.3% | Reduced |
| Alexander Labrunerie & Co., Inc. | 55,000 | $264.0K | 0.10% | −5,000−8.3% | Reduced |
| Apollon Wealth Management, LLC | 62,329 | $299.2K | 0.01% | −11,845−16.0% | Reduced |
| Susquehanna International Group, LLP | 66,794 | $320.6K | 0.00% | +45,428+212.6% | Added |
| TrueMark Investments, LLC | 80,240 | $385.2K | 0.07% | +80,240 | New |
| Cetera Investment Advisers | 82,760 | $397.2K | 0.00% | −12,828−13.4% | Reduced |
| Advisor Group Holdings, Inc. | 85,179 | $408.9K | 0.00% | +291+0.3% | Added |
| Samalin Investment Counsel, LLC | 89,738 | $430.7K | 0.15% | −19,886−18.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 90,261 | $433.0K | 0.00% | −12,120−11.8% | Reduced |
| Chicago Partners Investment Group LLC | 102,608 | $473.0K | 0.01% | −185−0.2% | Reduced |
| Private Advisor Group, LLC | 115,145 | $552.7K | 0.00% | +2,134+1.9% | Added |
| Belpointe Asset Management LLC | 127,037 | $609.8K | 0.02% | −228,039−64.2% | Reduced |
| Jane Street Group, LLC | 156,545 | $751.4K | 0.00% | +25,510+19.5% | Added |
| UBS Group AG | 167,787 | $805.4K | 0.00% | +1,661+1.0% | Added |
| Kestra Advisory Services, LLC | 172,808 | $829.5K | 0.00% | −20,463−10.6% | Reduced |
| Shaker Financial Services, LLC | 183,519 | $880.9K | 0.28% | +183,519 | New |
| LPL Financial LLC | 217,989 | $1.05M | 0.00% | −111,046−33.7% | Reduced |
| Closed-End Fund Advisors, Inc. | 232,964 | $1.12M | 0.66% | +232,964 | New |
| Virtus Investment Advisers, Inc. | 242,238 | $1.16M | 0.32% | −6,346−2.6% | Reduced |
| Invesco Ltd. | 261,908 | $1.26M | 0.00% | −81,785−23.8% | Reduced |
| Lido Advisors, LLC | 247,782 | $1.33M | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 427,079 | $2.05M | 0.00% | +427,079 | New |
| J.W. Cole Advisors, Inc. | 451,667 | $2.17M | 0.05% | +16,327+3.8% | Added |
| Bulldog Investors, LLP | 508,363 | $2.44M | 0.54% | +508,363 | New |
| Landscape Capital Management, L.L.C. | 512,317 | $2.46M | 0.16% | +243,925+90.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 638,082 | $3.06M | 1.04% | +638,082 | New |
| Guggenheim Capital LLC | 718,368 | $3.45M | 0.03% | +297,938+70.9% | Added |
| Cresset Asset Management, LLC | 719,779 | $3.45M | 0.01% | −4,288−0.6% | Reduced |
| Rivernorth Capital Management, LLC | 848,008 | $4.07M | 0.19% | +848,008 | New |
| Matisse Capital | 920,000 | $4.42M | 1.97% | +657,473+250.4% | Added |
| CF Capital LLC | 1,482,418 | $7.12M | 3.53% | +1,482,418 | New |
| Morgan Stanley | 1,672,500 | $8.03M | 0.00% | +912,735+120.1% | Added |
| Eagle Point Credit Management LLC | 2,090,256 | $10.0M | 9.57% | +2,090,256 | New |
| Sit Investment Associates Inc | 5,467,565 | $26.2M | 0.52% | +2,893,917+112.4% | Added |
| Pathstone Holdings, LLC | 0 | $0 | 0.00% | −1,186,027−100.0% | Sold out |
| Consolidated Portfolio Review Corp | 0 | $0 | 0.00% | −298,828−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −147,076−100.0% | Sold out |
| Meadowbrook Wealth Management, LLC | 0 | $0 | 0.00% | −52,700−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −48,378−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −37,859−100.0% | Sold out |