XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +1 vs. Q2 2022
- Shares held
- 2.53M
- −1.02M (−28.7%) vs. Q2 2022
- Total value
- $15.0M
- −$2.60M (−14.7%) vs. Q2 2022
- New holders
- 7
- 13 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 334,216 | $1.99M | 0.00% | −17,620−5.0% | Reduced |
| Belpointe Asset Management LLC | 238,416 | $1.42M | 0.10% | −19,204−7.5% | Reduced |
| UBS Group AG | 218,344 | $1.30M | 0.00% | +9,032+4.3% | Added |
| Claybrook Capital, LLC | 197,768 | $1.18M | 0.75% | 00.0% | Unchanged |
| Bard Associates Inc | 191,712 | $1.15M | 0.52% | −400−0.2% | Reduced |
| Independent Financial Group, LLC | 126,242 | $749.9K | 0.07% | +2,500+2.0% | Added |
| Royal Bank of Canada | 103,277 | $614.0K | 0.00% | −6,501−5.9% | Reduced |
| Virtus ETF Advisers LLC | 85,493 | $508.0K | 0.20% | −5,327−5.9% | Reduced |
| The PNC Financial Services Group, Inc. | 83,360 | $496.0K | 0.00% | −7,408−8.2% | Reduced |
| National Asset Management, Inc. | 72,965 | $434.0K | 0.01% | +17,095+30.6% | Added |
| Advisor Group Holdings, Inc. | 72,515 | $431.0K | 0.00% | +6,169+9.3% | Added |
| Baird Financial Group, Inc. | 70,090 | $416.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 57,700 | $343.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 57,075 | $339.0K | 0.00% | +12,079+26.8% | Added |
| Morgan Stanley | 52,108 | $310.0K | 0.00% | −69,087−57.0% | Reduced |
| Wedbush Securities Inc | 50,632 | $301.0K | 0.02% | −2,680−5.0% | Reduced |
| Landscape Capital Management, L.L.C. | 50,526 | $300.0K | 0.04% | +50,526 | New |
| US Bancorp | 50,000 | $297.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 49,158 | $292.0K | 0.00% | −10,635−17.8% | Reduced |
| McDonald Partners LLC | 47,473 | $282.0K | 0.11% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 46,229 | $275.0K | 0.30% | +2,075+4.7% | Added |
| Private Advisor Group, LLC | 42,403 | $252.0K | 0.00% | +12,121+40.0% | Added |
| Chicago Partners Investment Group LLC | 35,745 | $228.0K | 0.02% | +14,001+64.4% | Added |
| Advisory Services Network, LLC | 36,600 | $217.0K | 0.01% | −150.0% | Reduced |
| CoreCap Advisors, LLC | 19,400 | $115.0K | 0.01% | +4,000+26.0% | Added |
| Commonwealth Equity Services, LLC | 19,268 | $114.0K | 0.00% | +120+0.6% | Added |
| Cetera Advisor Networks LLC | 17,721 | $105.0K | 0.00% | −1,632−8.4% | Reduced |
| Atria Wealth Solutions, Inc. | 14,821 | $89.1K | 0.00% | +14,821 | New |
| Two Sigma Securities, LLC | 14,745 | $88.0K | 0.01% | −4,336−22.7% | Reduced |
| Moors & Cabot, Inc. | 12,000 | $71.0K | 0.01% | +12,000 | New |
| GWM Advisors LLC | 10,897 | $65.0K | 0.00% | +10,897 | New |
| Modera Wealth Management, LLC | 10,700 | $64.0K | 0.00% | +10,700 | New |
| Summitry LLC | 10,000 | $59.0K | 0.00% | +10,000 | New |
| Plante Moran Financial Advisors, LLC | 7,875 | $47.0K | 0.01% | +237+3.1% | Added |
| Bank of America Corp | 5,600 | $33.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 3,846 | $23.0K | 0.00% | +1,296+50.8% | Added |
| Huntington National Bank | 2,201 | $13.0K | 0.00% | 00.0% | Unchanged |
| Castleview Partners, LLC | 2,133 | $13.0K | 0.01% | −1,019,127−99.8% | Reduced |
| Barclays PLC | 2,000 | $13.0K | 0.00% | +2,000 | New |
| Focused Wealth Management, Inc | 1,284 | $8.00K | 0.00% | +41+3.3% | Added |
| Tompkins Financial Corp | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 700 | $4.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −17,440−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −14,093−100.0% | Sold out |
| Visionary Wealth Advisors | 0 | $0 | 0.00% | −10,750−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |