XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +1 vs. Q3 2021
- Shares held
- 2.33M
- +384.5K (+19.8%) vs. Q3 2021
- Total value
- $20.8M
- +$4.09M (+24.5%) vs. Q3 2021
- New holders
- 6
- 24 more added
- Sold out
- 5
- 7 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 295,516 | $2.64M | 0.00% | +15,823+5.7% | Added |
| All Season Financial Advisors, Inc. | 197,924 | $1.76M | 1.23% | +156,072+372.9% | Added |
| Belpointe Asset Management LLC | 196,341 | $1.75M | 0.11% | +2,271+1.2% | Added |
| UBS Group AG | 185,498 | $1.66M | 0.00% | +1,301+0.7% | Added |
| Bard Associates Inc | 185,495 | $1.66M | 0.54% | +14,800+8.7% | Added |
| Marks Group Wealth Management, Inc | 154,000 | $1.37M | 0.17% | +154,000 | New |
| Claybrook Capital, LLC | 129,933 | $1.16M | 0.54% | +11,600+9.8% | Added |
| Independent Financial Group, LLC | 116,300 | $1.04M | 0.09% | +13,250+12.9% | Added |
| Morgan Stanley | 80,417 | $717.0K | 0.00% | +17,442+27.7% | Added |
| Camden Capital, LLC | 76,228 | $680.0K | 0.15% | +21,978+40.5% | Added |
| Virtus ETF Advisers LLC | 71,383 | $637.0K | 0.24% | −5,851−7.6% | Reduced |
| Raymond James & Associates | 61,824 | $551.0K | 0.00% | +17,608+39.8% | Added |
| Wells Fargo & Company | 58,700 | $524.0K | 0.00% | −7,300−11.1% | Reduced |
| National Asset Management, Inc. | 54,429 | $486.0K | 0.01% | −6,895−11.2% | Reduced |
| Wedbush Securities Inc | 54,393 | $485.0K | 0.02% | +1,014+1.9% | Added |
| US Bancorp | 50,000 | $446.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 40,610 | $362.0K | 0.00% | +14,860+57.7% | Added |
| Royal Bank of Canada | 36,578 | $327.0K | 0.00% | +6,191+20.4% | Added |
| Advisory Services Network, LLC | 36,289 | $324.0K | 0.01% | −801−2.2% | Reduced |
| Kestra Advisory Services, LLC | 31,926 | $285.0K | 0.00% | +2,519+8.6% | Added |
| B. Riley Wealth Management, Inc. | 31,717 | $283.0K | 0.02% | +5,926+23.0% | Added |
| PVG Asset Management Corp | 20,000 | $178.4K | 0.65% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 17,500 | $156.0K | 0.01% | +17,500 | New |
| Chicago Partners Investment Group LLC | 16,656 | $149.0K | 0.01% | +3,423+25.9% | Added |
| Advisor Group Holdings, Inc. | 15,890 | $142.0K | 0.00% | +3,547+28.7% | Added |
| Private Advisor Group, LLC | 14,773 | $132.0K | 0.00% | +3,437+30.3% | Added |
| Commonwealth Equity Services, LLC | 13,560 | $120.0K | 0.00% | +397+3.0% | Added |
| Geneos Wealth Management Inc. | 13,064 | $116.0K | 0.00% | +2,733+26.5% | Added |
| GWM Advisors LLC | 12,900 | $115.0K | 0.00% | +12,900 | New |
| Ahrens Investment Partners LLC | 11,300 | $101.0K | 0.04% | −10,400−47.9% | Reduced |
| Nomura Holdings Inc | 11,000 | $98.0K | 0.00% | +11,000 | New |
| DCM Advisors, LLC | 10,050 | $90.0K | 0.03% | −8,700−46.4% | Reduced |
| Huntington National Bank | 7,701 | $69.0K | 0.00% | +7,701 | New |
| Plante Moran Financial Advisors, LLC | 7,262 | $65.0K | 0.01% | +174+2.5% | Added |
| Bank of America Corp | 5,600 | $50.0K | 0.00% | +2,600+86.7% | Added |
| The PNC Financial Services Group, Inc. | 3,670 | $32.0K | 0.00% | −78,730−95.5% | Reduced |
| Tradition Wealth Management, LLC | 2,499 | $22.0K | 0.00% | +25+1.0% | Added |
| Focused Wealth Management, Inc | 1,179 | $11.0K | 0.00% | +30+2.6% | Added |
| Byrne Asset Management LLC | 1,000 | $9.00K | 0.01% | +1,000 | New |
| AlphaMark Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,145−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −4,312−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −2,812−100.0% | Sold out |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −2,663−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |