XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +1 vs. Q3 2021
- Shares held
- 2.33M
- +384.5K (+19.8%) vs. Q3 2021
- Total value
- $20.8M
- +$4.09M (+24.5%) vs. Q3 2021
- New holders
- 6
- 24 more added
- Sold out
- 5
- 7 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AlphaMark Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $9.00K | 0.01% | +1,000 | New |
| Focused Wealth Management, Inc | 1,179 | $11.0K | 0.00% | +30+2.6% | Added |
| Tradition Wealth Management, LLC | 2,499 | $22.0K | 0.00% | +25+1.0% | Added |
| The PNC Financial Services Group, Inc. | 3,670 | $32.0K | 0.00% | −78,730−95.5% | Reduced |
| Bank of America Corp | 5,600 | $50.0K | 0.00% | +2,600+86.7% | Added |
| Plante Moran Financial Advisors, LLC | 7,262 | $65.0K | 0.01% | +174+2.5% | Added |
| Huntington National Bank | 7,701 | $69.0K | 0.00% | +7,701 | New |
| DCM Advisors, LLC | 10,050 | $90.0K | 0.03% | −8,700−46.4% | Reduced |
| Nomura Holdings Inc | 11,000 | $98.0K | 0.00% | +11,000 | New |
| Ahrens Investment Partners LLC | 11,300 | $101.0K | 0.04% | −10,400−47.9% | Reduced |
| GWM Advisors LLC | 12,900 | $115.0K | 0.00% | +12,900 | New |
| Geneos Wealth Management Inc. | 13,064 | $116.0K | 0.00% | +2,733+26.5% | Added |
| Commonwealth Equity Services, LLC | 13,560 | $120.0K | 0.00% | +397+3.0% | Added |
| Private Advisor Group, LLC | 14,773 | $132.0K | 0.00% | +3,437+30.3% | Added |
| Advisor Group Holdings, Inc. | 15,890 | $142.0K | 0.00% | +3,547+28.7% | Added |
| Chicago Partners Investment Group LLC | 16,656 | $149.0K | 0.01% | +3,423+25.9% | Added |
| CoreCap Advisors, LLC | 17,500 | $156.0K | 0.01% | +17,500 | New |
| PVG Asset Management Corp | 20,000 | $178.4K | 0.65% | 00.0% | Unchanged |
| B. Riley Wealth Management, Inc. | 31,717 | $283.0K | 0.02% | +5,926+23.0% | Added |
| Kestra Advisory Services, LLC | 31,926 | $285.0K | 0.00% | +2,519+8.6% | Added |
| Advisory Services Network, LLC | 36,289 | $324.0K | 0.01% | −801−2.2% | Reduced |
| Royal Bank of Canada | 36,578 | $327.0K | 0.00% | +6,191+20.4% | Added |
| Cetera Advisor Networks LLC | 40,610 | $362.0K | 0.00% | +14,860+57.7% | Added |
| US Bancorp | 50,000 | $446.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 54,393 | $485.0K | 0.02% | +1,014+1.9% | Added |
| National Asset Management, Inc. | 54,429 | $486.0K | 0.01% | −6,895−11.2% | Reduced |
| Wells Fargo & Company | 58,700 | $524.0K | 0.00% | −7,300−11.1% | Reduced |
| Raymond James & Associates | 61,824 | $551.0K | 0.00% | +17,608+39.8% | Added |
| Virtus ETF Advisers LLC | 71,383 | $637.0K | 0.24% | −5,851−7.6% | Reduced |
| Camden Capital, LLC | 76,228 | $680.0K | 0.15% | +21,978+40.5% | Added |
| Morgan Stanley | 80,417 | $717.0K | 0.00% | +17,442+27.7% | Added |
| Independent Financial Group, LLC | 116,300 | $1.04M | 0.09% | +13,250+12.9% | Added |
| Claybrook Capital, LLC | 129,933 | $1.16M | 0.54% | +11,600+9.8% | Added |
| Marks Group Wealth Management, Inc | 154,000 | $1.37M | 0.17% | +154,000 | New |
| UBS Group AG | 185,498 | $1.66M | 0.00% | +1,301+0.7% | Added |
| Bard Associates Inc | 185,495 | $1.66M | 0.54% | +14,800+8.7% | Added |
| Belpointe Asset Management LLC | 196,341 | $1.75M | 0.11% | +2,271+1.2% | Added |
| All Season Financial Advisors, Inc. | 197,924 | $1.76M | 1.23% | +156,072+372.9% | Added |
| LPL Financial LLC | 295,516 | $2.64M | 0.00% | +15,823+5.7% | Added |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,145−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −4,312−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −2,812−100.0% | Sold out |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −2,663−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |