XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +8 vs. Q2 2025
- Shares held
- 11.1M
- +3.89M (+54.4%) vs. Q2 2025
- Total value
- $58.6M
- +$18.1M (+44.7%) vs. Q2 2025
- New holders
- 21
- 25 more added
- Sold out
- 13
- 21 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,573,648 | $13.6M | 0.28% | +2,012,342+358.5% | Added |
| Pathstone Holdings, LLC | 1,186,027 | $6.29M | 0.02% | +1,186,027 | New |
| Morgan Stanley | 759,765 | $4.03M | 0.00% | +636,058+514.2% | Added |
| Cresset Asset Management, LLC | 724,067 | $3.89M | 0.02% | +136,485+23.2% | Added |
| J.W. Cole Advisors, Inc. | 435,340 | $2.31M | 0.04% | −21,884−4.8% | Reduced |
| Guggenheim Capital LLC | 420,430 | $2.23M | 0.02% | +168,311+66.8% | Added |
| Belpointe Asset Management LLC | 355,076 | $1.88M | 0.07% | −129,975−26.8% | Reduced |
| Invesco Ltd. | 343,693 | $1.82M | 0.00% | +182,201+112.8% | Added |
| LPL Financial LLC | 329,035 | $1.74M | 0.00% | −53,773−14.0% | Reduced |
| Consolidated Portfolio Review Corp | 298,828 | $1.58M | 0.20% | +15,780+5.6% | Added |
| Landscape Capital Management, L.L.C. | 268,392 | $1.42M | 0.09% | −295,867−52.4% | Reduced |
| Matisse Capital | 262,527 | $1.39M | 0.63% | +262,527 | New |
| Lido Advisors, LLC | 247,782 | $1.33M | 0.01% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 248,584 | $1.32M | 0.38% | +24,238+10.8% | Added |
| Kestra Advisory Services, LLC | 193,271 | $1.02M | 0.00% | −304−0.2% | Reduced |
| UBS Group AG | 166,126 | $880.5K | 0.00% | −16,354−9.0% | Reduced |
| Balyasny Asset Management LLC | 147,076 | $779.5K | 0.00% | −65,511−30.8% | Reduced |
| Jane Street Group, LLC | 131,035 | $694.5K | 0.00% | +131,035 | New |
| Triumph Capital Management | 127,145 | $673.9K | 0.18% | +24,652+24.1% | Added |
| Private Advisor Group, LLC | 113,011 | $599.0K | 0.00% | +5,582+5.2% | Added |
| Samalin Investment Counsel, LLC | 109,624 | $581.0K | 0.20% | +3,526+3.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 102,381 | $543.0K | 0.00% | −2,181−2.1% | Reduced |
| Chicago Partners Investment Group LLC | 102,793 | $507.8K | 0.01% | −61,751−37.5% | Reduced |
| Cetera Investment Advisers | 95,588 | $506.6K | 0.00% | +85,051+807.2% | Added |
| Nine Masts Capital Ltd | 94,820 | $502.5K | 0.24% | +94,820 | New |
| Advisor Group Holdings, Inc. | 84,888 | $454.6K | 0.00% | +8,756+11.5% | Added |
| Apollon Wealth Management, LLC | 74,174 | $393.1K | 0.01% | +27,862+60.2% | Added |
| Royal Bank of Canada | 72,505 | $384.0K | 0.00% | +4,794+7.1% | Added |
| Alexander Labrunerie & Co., Inc. | 60,000 | $318.0K | 0.12% | 00.0% | Unchanged |
| Brookwood Investment Group LLC | 54,768 | $290.3K | 0.04% | +120.0% | Added |
| Meadowbrook Wealth Management, LLC | 52,700 | $279.3K | 0.29% | +52,700 | New |
| CNH Partners LLC | 48,378 | $255.7K | 0.01% | +48,378 | New |
| HRT Financial LP | 47,240 | $250.0K | 0.00% | +47,240 | New |
| Wedbush Securities Inc | 45,804 | $243.0K | 0.01% | −3,510−7.1% | Reduced |
| CFO4Life Group, LLC | 38,800 | $205.6K | 0.03% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 38,791 | $205.6K | 0.00% | +9,127+30.8% | Added |
| Virtu Financial LLC | 37,859 | $201.0K | 0.01% | +37,859 | New |
| Commonwealth Equity Services, LLC | 35,875 | $190.0K | 0.00% | −10,239−22.2% | Reduced |
| Walkner Condon Financial Advisors LLC | 35,776 | $189.6K | 0.03% | +1,305+3.8% | Added |
| Raymond James Financial Inc | 34,464 | $182.7K | 0.00% | −854−2.4% | Reduced |
| Mariner, LLC | 34,007 | $180.2K | 0.00% | −76,472−69.2% | Reduced |
| Advisory Services Network, LLC | 25,526 | $135.3K | 0.00% | +544+2.2% | Added |
| Atomi Financial Group, Inc. | 25,457 | $134.9K | 0.00% | +1,117+4.6% | Added |
| Summitry LLC | 25,000 | $132.5K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 24,712 | $131.0K | 0.00% | +24,712 | New |
| Catalina Capital Group, LLC | 23,628 | $125.2K | 0.08% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 22,950 | $121.6K | 0.00% | −10,389−31.2% | Reduced |
| Susquehanna International Group, LLP | 21,366 | $113.2K | 0.00% | −50,245−70.2% | Reduced |
| Abel Hall, LLC | 20,000 | $106.0K | 0.04% | +20,000 | New |
| CoreCap Advisors, LLC | 19,114 | $101.3K | 0.00% | −2,592−11.9% | Reduced |
| Independent Financial Group, LLC | 18,795 | $99.6K | 0.00% | −65,200−77.6% | Reduced |
| Beacon Financial Advisory LLC | 18,672 | $99.0K | 0.02% | +879+4.9% | Added |
| National Asset Management, Inc. | 18,436 | $97.7K | 0.00% | −3,079−14.3% | Reduced |
| Castleview Partners, LLC | 18,172 | $96.3K | 0.05% | +18,172 | New |
| Firethorn Wealth Partners, LLC | 16,376 | $86.8K | 0.03% | +598+3.8% | Added |
| Great Valley Advisor Group, Inc. | 15,470 | $82.0K | 0.00% | −35,839−69.8% | Reduced |
| Evoke Wealth, LLC | 15,089 | $81.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 14,000 | $74.2K | 0.00% | +3,500+33.3% | Added |
| Freestate Advisors LLC | 12,751 | $67.6K | 0.06% | +468+3.8% | Added |
| One Capital Management, LLC | 12,498 | $66.2K | 0.00% | +138+1.1% | Added |
| Per Stirling Capital Management, LLC. | 10,550 | $55.9K | 0.01% | +10,550 | New |
| Halbert Hargrove Global Advisors, LLC | 10,000 | $53.0K | 0.00% | +10,000 | New |
| Plante Moran Financial Advisors, LLC | 8,508 | $45.1K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 5,000 | $26.5K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 4,404 | $23.3K | 0.00% | +4,404 | New |
| Newbridge Financial Services Group, Inc. | 2,500 | $13.3K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 2,302 | $12.2K | 0.00% | +302+15.1% | Added |
| Noble Wealth Management PBC | 2,000 | $10.6K | 0.01% | +2,000 | New |
| Bank of America Corp | 1,996 | $10.6K | 0.00% | −3,970−66.5% | Reduced |
| Principal Securities, Inc. | 1,919 | $10.2K | 0.00% | +1,919 | New |
| Highline Wealth Partners LLC | 1,500 | $7.95K | 0.00% | +1,500 | New |
| SWAN Capital LLC | 1,230 | $6.52K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $5.30K | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 900 | $4.77K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 620 | $3.29K | 0.00% | +620 | New |
| Russell Investments Group, Ltd. | 500 | $2.65K | 0.00% | +500 | New |
| Allworth Financial LP | 296 | $1.57K | 0.00% | −5,000−94.4% | Reduced |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 1 | $6 | 0.00% | +1 | New |
| Huntington National Bank | – | $5 | 0.00% | – | – |
| Wells Fargo & Company | 0 | $3 | 0.00% | 0 | New |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −194,429−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −124,087−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −42,933−100.0% | Sold out |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −39,456−100.0% | Sold out |
| AlphaCore Capital LLC | 0 | $0 | 0.00% | −24,621−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −17,582−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −15,920−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −12,456−100.0% | Sold out |
| Advyzon Investment Management, LLC | 0 | $0 | 0.00% | −11,615−100.0% | Sold out |
| Naviter Wealth, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Red Tortoise LLC | 0 | $0 | 0.00% | −3,740−100.0% | Sold out |
| Garde Capital, Inc. | 0 | $0 | 0.00% | −1,785−100.0% | Sold out |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |