XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +8 vs. Q2 2025
- Shares held
- 11.1M
- +3.89M (+54.4%) vs. Q2 2025
- Total value
- $58.6M
- +$18.1M (+44.7%) vs. Q2 2025
- New holders
- 21
- 25 more added
- Sold out
- 13
- 21 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 0 | $3 | 0.00% | 0 | New |
| Huntington National Bank | – | $5 | 0.00% | – | – |
| Legacy Wealth Managment, LLC | 1 | $6 | 0.00% | +1 | New |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 296 | $1.57K | 0.00% | −5,000−94.4% | Reduced |
| Russell Investments Group, Ltd. | 500 | $2.65K | 0.00% | +500 | New |
| WPG Advisers, LLC | 620 | $3.29K | 0.00% | +620 | New |
| St Germain D J Co Inc | 900 | $4.77K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $5.30K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 1,230 | $6.52K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 1,500 | $7.95K | 0.00% | +1,500 | New |
| Principal Securities, Inc. | 1,919 | $10.2K | 0.00% | +1,919 | New |
| Bank of America Corp | 1,996 | $10.6K | 0.00% | −3,970−66.5% | Reduced |
| Noble Wealth Management PBC | 2,000 | $10.6K | 0.01% | +2,000 | New |
| Comerica Bank | 2,302 | $12.2K | 0.00% | +302+15.1% | Added |
| Newbridge Financial Services Group, Inc. | 2,500 | $13.3K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 4,404 | $23.3K | 0.00% | +4,404 | New |
| GWM Advisors LLC | 5,000 | $26.5K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 8,508 | $45.1K | 0.00% | 00.0% | Unchanged |
| Halbert Hargrove Global Advisors, LLC | 10,000 | $53.0K | 0.00% | +10,000 | New |
| Per Stirling Capital Management, LLC. | 10,550 | $55.9K | 0.01% | +10,550 | New |
| One Capital Management, LLC | 12,498 | $66.2K | 0.00% | +138+1.1% | Added |
| Freestate Advisors LLC | 12,751 | $67.6K | 0.06% | +468+3.8% | Added |
| EverSource Wealth Advisors, LLC | 14,000 | $74.2K | 0.00% | +3,500+33.3% | Added |
| Evoke Wealth, LLC | 15,089 | $81.0K | 0.00% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 15,470 | $82.0K | 0.00% | −35,839−69.8% | Reduced |
| Firethorn Wealth Partners, LLC | 16,376 | $86.8K | 0.03% | +598+3.8% | Added |
| Castleview Partners, LLC | 18,172 | $96.3K | 0.05% | +18,172 | New |
| National Asset Management, Inc. | 18,436 | $97.7K | 0.00% | −3,079−14.3% | Reduced |
| Beacon Financial Advisory LLC | 18,672 | $99.0K | 0.02% | +879+4.9% | Added |
| Independent Financial Group, LLC | 18,795 | $99.6K | 0.00% | −65,200−77.6% | Reduced |
| CoreCap Advisors, LLC | 19,114 | $101.3K | 0.00% | −2,592−11.9% | Reduced |
| Abel Hall, LLC | 20,000 | $106.0K | 0.04% | +20,000 | New |
| Susquehanna International Group, LLP | 21,366 | $113.2K | 0.00% | −50,245−70.2% | Reduced |
| Kestra Private Wealth Services, LLC | 22,950 | $121.6K | 0.00% | −10,389−31.2% | Reduced |
| Catalina Capital Group, LLC | 23,628 | $125.2K | 0.08% | 00.0% | Unchanged |
| Citadel Advisors LLC | 24,712 | $131.0K | 0.00% | +24,712 | New |
| Summitry LLC | 25,000 | $132.5K | 0.01% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 25,457 | $134.9K | 0.00% | +1,117+4.6% | Added |
| Advisory Services Network, LLC | 25,526 | $135.3K | 0.00% | +544+2.2% | Added |
| Mariner, LLC | 34,007 | $180.2K | 0.00% | −76,472−69.2% | Reduced |
| Raymond James Financial Inc | 34,464 | $182.7K | 0.00% | −854−2.4% | Reduced |
| Walkner Condon Financial Advisors LLC | 35,776 | $189.6K | 0.03% | +1,305+3.8% | Added |
| Commonwealth Equity Services, LLC | 35,875 | $190.0K | 0.00% | −10,239−22.2% | Reduced |
| Virtu Financial LLC | 37,859 | $201.0K | 0.01% | +37,859 | New |
| Integrated Wealth Concepts LLC | 38,791 | $205.6K | 0.00% | +9,127+30.8% | Added |
| CFO4Life Group, LLC | 38,800 | $205.6K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 45,804 | $243.0K | 0.01% | −3,510−7.1% | Reduced |
| HRT Financial LP | 47,240 | $250.0K | 0.00% | +47,240 | New |
| CNH Partners LLC | 48,378 | $255.7K | 0.01% | +48,378 | New |
| Meadowbrook Wealth Management, LLC | 52,700 | $279.3K | 0.29% | +52,700 | New |
| Brookwood Investment Group LLC | 54,768 | $290.3K | 0.04% | +120.0% | Added |
| Alexander Labrunerie & Co., Inc. | 60,000 | $318.0K | 0.12% | 00.0% | Unchanged |
| Royal Bank of Canada | 72,505 | $384.0K | 0.00% | +4,794+7.1% | Added |
| Apollon Wealth Management, LLC | 74,174 | $393.1K | 0.01% | +27,862+60.2% | Added |
| Advisor Group Holdings, Inc. | 84,888 | $454.6K | 0.00% | +8,756+11.5% | Added |
| Nine Masts Capital Ltd | 94,820 | $502.5K | 0.24% | +94,820 | New |
| Cetera Investment Advisers | 95,588 | $506.6K | 0.00% | +85,051+807.2% | Added |
| Chicago Partners Investment Group LLC | 102,793 | $507.8K | 0.01% | −61,751−37.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 102,381 | $543.0K | 0.00% | −2,181−2.1% | Reduced |
| Samalin Investment Counsel, LLC | 109,624 | $581.0K | 0.20% | +3,526+3.3% | Added |
| Private Advisor Group, LLC | 113,011 | $599.0K | 0.00% | +5,582+5.2% | Added |
| Triumph Capital Management | 127,145 | $673.9K | 0.18% | +24,652+24.1% | Added |
| Jane Street Group, LLC | 131,035 | $694.5K | 0.00% | +131,035 | New |
| Balyasny Asset Management LLC | 147,076 | $779.5K | 0.00% | −65,511−30.8% | Reduced |
| UBS Group AG | 166,126 | $880.5K | 0.00% | −16,354−9.0% | Reduced |
| Kestra Advisory Services, LLC | 193,271 | $1.02M | 0.00% | −304−0.2% | Reduced |
| Virtus Investment Advisers, Inc. | 248,584 | $1.32M | 0.38% | +24,238+10.8% | Added |
| Lido Advisors, LLC | 247,782 | $1.33M | 0.01% | 00.0% | Unchanged |
| Matisse Capital | 262,527 | $1.39M | 0.63% | +262,527 | New |
| Landscape Capital Management, L.L.C. | 268,392 | $1.42M | 0.09% | −295,867−52.4% | Reduced |
| Consolidated Portfolio Review Corp | 298,828 | $1.58M | 0.20% | +15,780+5.6% | Added |
| LPL Financial LLC | 329,035 | $1.74M | 0.00% | −53,773−14.0% | Reduced |
| Invesco Ltd. | 343,693 | $1.82M | 0.00% | +182,201+112.8% | Added |
| Belpointe Asset Management LLC | 355,076 | $1.88M | 0.07% | −129,975−26.8% | Reduced |
| Guggenheim Capital LLC | 420,430 | $2.23M | 0.02% | +168,311+66.8% | Added |
| J.W. Cole Advisors, Inc. | 435,340 | $2.31M | 0.04% | −21,884−4.8% | Reduced |
| Cresset Asset Management, LLC | 724,067 | $3.89M | 0.02% | +136,485+23.2% | Added |
| Morgan Stanley | 759,765 | $4.03M | 0.00% | +636,058+514.2% | Added |
| Pathstone Holdings, LLC | 1,186,027 | $6.29M | 0.02% | +1,186,027 | New |
| Sit Investment Associates Inc | 2,573,648 | $13.6M | 0.28% | +2,012,342+358.5% | Added |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −194,429−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −124,087−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −42,933−100.0% | Sold out |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −39,456−100.0% | Sold out |
| AlphaCore Capital LLC | 0 | $0 | 0.00% | −24,621−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −17,582−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −15,920−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −12,456−100.0% | Sold out |
| Advyzon Investment Management, LLC | 0 | $0 | 0.00% | −11,615−100.0% | Sold out |
| Naviter Wealth, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Red Tortoise LLC | 0 | $0 | 0.00% | −3,740−100.0% | Sold out |
| Garde Capital, Inc. | 0 | $0 | 0.00% | −1,785−100.0% | Sold out |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |