XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +21 vs. Q3 2024
- Shares held
- 6.38M
- +1.84M (+40.6%) vs. Q3 2024
- Total value
- $42.5M
- +$11.5M (+37.3%) vs. Q3 2024
- New holders
- 27
- 27 more added
- Sold out
- 6
- 15 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 1,036,151 | $6.88M | 2.20% | +1,036,151 | New |
| Belpointe Asset Management LLC | 613,462 | $4.23M | 0.25% | −13,871−2.2% | Reduced |
| UBS Group AG | 358,169 | $2.38M | 0.00% | +145,615+68.5% | Added |
| LPL Financial LLC | 348,400 | $2.31M | 0.00% | −6,834−1.9% | Reduced |
| Cresset Asset Management, LLC | 316,564 | $2.10M | 0.01% | +316,564 | New |
| Consolidated Portfolio Review Corp | 270,421 | $1.80M | 0.28% | +17,427+6.9% | Added |
| Lido Advisors, LLC | 248,082 | $1.65M | 0.01% | +10.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 225,490 | $1.50M | 0.01% | +9,000+4.2% | Added |
| J.W. Cole Advisors, Inc. | 205,326 | $1.36M | 0.06% | +47,473+30.1% | Added |
| Chicago Partners Investment Group LLC | 179,691 | $1.20M | 0.04% | −36,550−16.9% | Reduced |
| Kestra Advisory Services, LLC | 175,312 | $1.16M | 0.01% | +25,373+16.9% | Added |
| Virtus ETF Advisers LLC | 167,042 | $1.11M | 0.45% | +23,167+16.1% | Added |
| Mariner, LLC | 158,964 | $1.06M | 0.00% | +4,979+3.2% | Added |
| RSM US Wealth Management LLC | 151,183 | $1.00M | 0.01% | +151,183 | New |
| Bard Associates Inc | 149,247 | $991.0K | 0.34% | −8,650−5.5% | Reduced |
| Independent Financial Group, LLC | 133,270 | $884.9K | 0.03% | −53,230−28.5% | Reduced |
| Morgan Stanley | 103,458 | $687.0K | 0.00% | +7,984+8.4% | Added |
| Private Advisor Group, LLC | 96,964 | $643.8K | 0.00% | +12,521+14.8% | Added |
| Samalin Investment Counsel, LLC | 88,444 | $587.3K | 0.25% | +8,326+10.4% | Added |
| Triumph Capital Management | 82,862 | $550.2K | 0.19% | +1,907+2.4% | Added |
| Susquehanna International Group, LLP | 75,323 | $500.1K | 0.00% | +75,323 | New |
| Baird Financial Group, Inc. | 69,823 | $463.6K | 0.00% | −55,510−44.3% | Reduced |
| CastleKnight Management LP | 66,000 | $438.2K | 0.05% | 00.0% | Unchanged |
| Alexander Labrunerie & Co., Inc. | 60,000 | $398.4K | 0.18% | +800+1.4% | Added |
| Great Valley Advisor Group, Inc. | 55,860 | $370.9K | 0.01% | −9,535−14.6% | Reduced |
| Wedbush Securities Inc | 53,770 | $357.0K | 0.01% | −1,699−3.1% | Reduced |
| Landscape Capital Management, L.L.C. | 52,147 | $346.3K | 0.04% | +52,147 | New |
| Commonwealth Equity Services, LLC | 46,127 | $306.0K | 0.00% | −1,240−2.6% | Reduced |
| IFG Advisory, LLC | 38,996 | $258.9K | 0.01% | +1,365+3.6% | Added |
| CFO4Life Group, LLC | 38,800 | $257.6K | 0.05% | +3,000+8.4% | Added |
| The PNC Financial Services Group, Inc. | 36,710 | $243.8K | 0.00% | +36,710 | New |
| Jane Street Group, LLC | 35,647 | $236.7K | 0.00% | +35,647 | New |
| Integrated Wealth Concepts LLC | 34,386 | $228.3K | 0.00% | +1,679+5.1% | Added |
| Raymond James Financial Inc | 34,093 | $226.4K | 0.00% | +34,093 | New |
| Walkner Condon Financial Advisors LLC | 32,360 | $214.9K | 0.04% | +32,360 | New |
| Worth Asset Management, LLC | 29,330 | $194.8K | 0.10% | −4,515−13.3% | Reduced |
| National Asset Management, Inc. | 28,515 | $189.3K | 0.01% | +316+1.1% | Added |
| Marex Group plc | 28,503 | $189.3K | 0.00% | −61,325−68.3% | Reduced |
| Invesco Ltd. | 25,620 | $170.1K | 0.00% | −58,148−69.4% | Reduced |
| Apollon Wealth Management, LLC | 25,107 | $166.7K | 0.00% | +25,107 | New |
| Atomi Financial Group, Inc. | 24,959 | $165.7K | 0.01% | −1,468−5.6% | Reduced |
| CoreCap Advisors, LLC | 23,903 | $158.7K | 0.01% | +8,163+51.9% | Added |
| Brown Brothers Harriman & Co | 23,790 | $158.0K | 0.00% | +23,790 | New |
| Shaker Financial Services, LLC | 23,715 | $157.5K | 0.06% | +23,715 | New |
| Kestra Private Wealth Services, LLC | 22,950 | $152.4K | 0.00% | +2,000+9.5% | Added |
| Royal Bank of Canada | 20,913 | $139.0K | 0.00% | −7,123−25.4% | Reduced |
| Naviter Wealth, LLC | 20,925 | $138.9K | 0.02% | −1,507−6.7% | Reduced |
| Astoria Portfolio Advisors LLC. | 18,732 | $124.4K | 0.04% | +1,346+7.7% | Added |
| GWM Advisors LLC | 17,427 | $115.7K | 0.00% | +977+5.9% | Added |
| Cetera Investment Advisers | 16,594 | $110.2K | 0.00% | +73+0.4% | Added |
| Beacon Financial Advisory LLC | 16,036 | $106.5K | 0.03% | +2,776+20.9% | Added |
| Catalina Capital Group, LLC | 15,455 | $102.6K | 0.03% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 15,089 | $100.2K | 0.00% | +15,089 | New |
| Firethorn Wealth Partners, LLC | 14,812 | $98.3K | 0.05% | +14,812 | New |
| Atria Wealth Solutions, Inc. | 12,961 | $86.1K | 0.00% | +12,961 | New |
| Advisor Group Holdings, Inc. | 12,244 | $81.3K | 0.00% | +4,399+56.1% | Added |
| Freestate Advisors LLC | 11,498 | $76.3K | 0.08% | +557+5.1% | Added |
| Guggenheim Capital LLC | 10,934 | $72.6K | 0.00% | +10,934 | New |
| Change Path, LLC | 10,644 | $70.7K | 0.00% | +10,644 | New |
| Northwestern Mutual Wealth Management Co | 10,516 | $69.8K | 0.00% | +10,516 | New |
| Brinker Capital Investments, LLC | 10,221 | $67.9K | 0.00% | +10,221 | New |
| Orion Portfolio Solutions, LLC | 10,221 | $67.9K | 0.00% | +10,221 | New |
| Summitry LLC | 10,000 | $66.4K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 9,500 | $63.1K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 8,508 | $56.5K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 2,882 | $19.0K | 0.01% | +155+5.7% | Added |
| Comerica Bank | 2,000 | $13.3K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,362 | $9.04K | 0.00% | +1,362 | New |
| SWAN Capital LLC | 1,230 | $8.17K | 0.00% | +1,230 | New |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $7.30K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $6.64K | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 900 | $5.98K | 0.00% | +900 | New |
| Allworth Financial LP | 293 | $1.90K | 0.00% | +293 | New |
| Spectrum Wealth Counsel, LLC | 180 | $1.20K | 0.00% | +180 | New |
| Hexagon Capital Partners LLC | 20 | $133 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 5 | $33 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $13 | 0.00% | +1+100.0% | Added |
| Danske Bank A/S | 2 | $13 | 0.00% | +2 | New |
| Huntington National Bank | – | $7 | 0.00% | – | – |
| Wells Fargo & Company | 0 | $3 | 0.00% | 0 | New |
| Walleye Capital LLC | 0 | $0 | 0.00% | −45,455−100.0% | Sold out |
| Modera Wealth Management, LLC | 0 | $0 | 0.00% | −27,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −25,357−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −11,083−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −765−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |