XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +21 vs. Q3 2024
- Shares held
- 6.38M
- +1.84M (+40.6%) vs. Q3 2024
- Total value
- $42.5M
- +$11.5M (+37.3%) vs. Q3 2024
- New holders
- 27
- 27 more added
- Sold out
- 6
- 15 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 0 | $3 | 0.00% | 0 | New |
| Huntington National Bank | – | $7 | 0.00% | – | – |
| FMR LLC | 2 | $13 | 0.00% | +1+100.0% | Added |
| Danske Bank A/S | 2 | $13 | 0.00% | +2 | New |
| Creekmur Asset Management LLC | 5 | $33 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 20 | $133 | 0.00% | 00.0% | Unchanged |
| Spectrum Wealth Counsel, LLC | 180 | $1.20K | 0.00% | +180 | New |
| Allworth Financial LP | 293 | $1.90K | 0.00% | +293 | New |
| St Germain D J Co Inc | 900 | $5.98K | 0.00% | +900 | New |
| Byrne Asset Management LLC | 1,000 | $6.64K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $7.30K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 1,230 | $8.17K | 0.00% | +1,230 | New |
| Jones Financial Companies LLLP | 1,362 | $9.04K | 0.00% | +1,362 | New |
| Comerica Bank | 2,000 | $13.3K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 2,882 | $19.0K | 0.01% | +155+5.7% | Added |
| Plante Moran Financial Advisors, LLC | 8,508 | $56.5K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 9,500 | $63.1K | 0.00% | 00.0% | Unchanged |
| Summitry LLC | 10,000 | $66.4K | 0.00% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 10,221 | $67.9K | 0.00% | +10,221 | New |
| Orion Portfolio Solutions, LLC | 10,221 | $67.9K | 0.00% | +10,221 | New |
| Northwestern Mutual Wealth Management Co | 10,516 | $69.8K | 0.00% | +10,516 | New |
| Change Path, LLC | 10,644 | $70.7K | 0.00% | +10,644 | New |
| Guggenheim Capital LLC | 10,934 | $72.6K | 0.00% | +10,934 | New |
| Freestate Advisors LLC | 11,498 | $76.3K | 0.08% | +557+5.1% | Added |
| Advisor Group Holdings, Inc. | 12,244 | $81.3K | 0.00% | +4,399+56.1% | Added |
| Atria Wealth Solutions, Inc. | 12,961 | $86.1K | 0.00% | +12,961 | New |
| Firethorn Wealth Partners, LLC | 14,812 | $98.3K | 0.05% | +14,812 | New |
| Evoke Wealth, LLC | 15,089 | $100.2K | 0.00% | +15,089 | New |
| Catalina Capital Group, LLC | 15,455 | $102.6K | 0.03% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 16,036 | $106.5K | 0.03% | +2,776+20.9% | Added |
| Cetera Investment Advisers | 16,594 | $110.2K | 0.00% | +73+0.4% | Added |
| GWM Advisors LLC | 17,427 | $115.7K | 0.00% | +977+5.9% | Added |
| Astoria Portfolio Advisors LLC. | 18,732 | $124.4K | 0.04% | +1,346+7.7% | Added |
| Naviter Wealth, LLC | 20,925 | $138.9K | 0.02% | −1,507−6.7% | Reduced |
| Royal Bank of Canada | 20,913 | $139.0K | 0.00% | −7,123−25.4% | Reduced |
| Kestra Private Wealth Services, LLC | 22,950 | $152.4K | 0.00% | +2,000+9.5% | Added |
| Shaker Financial Services, LLC | 23,715 | $157.5K | 0.06% | +23,715 | New |
| Brown Brothers Harriman & Co | 23,790 | $158.0K | 0.00% | +23,790 | New |
| CoreCap Advisors, LLC | 23,903 | $158.7K | 0.01% | +8,163+51.9% | Added |
| Atomi Financial Group, Inc. | 24,959 | $165.7K | 0.01% | −1,468−5.6% | Reduced |
| Apollon Wealth Management, LLC | 25,107 | $166.7K | 0.00% | +25,107 | New |
| Invesco Ltd. | 25,620 | $170.1K | 0.00% | −58,148−69.4% | Reduced |
| Marex Group plc | 28,503 | $189.3K | 0.00% | −61,325−68.3% | Reduced |
| National Asset Management, Inc. | 28,515 | $189.3K | 0.01% | +316+1.1% | Added |
| Worth Asset Management, LLC | 29,330 | $194.8K | 0.10% | −4,515−13.3% | Reduced |
| Walkner Condon Financial Advisors LLC | 32,360 | $214.9K | 0.04% | +32,360 | New |
| Raymond James Financial Inc | 34,093 | $226.4K | 0.00% | +34,093 | New |
| Integrated Wealth Concepts LLC | 34,386 | $228.3K | 0.00% | +1,679+5.1% | Added |
| Jane Street Group, LLC | 35,647 | $236.7K | 0.00% | +35,647 | New |
| The PNC Financial Services Group, Inc. | 36,710 | $243.8K | 0.00% | +36,710 | New |
| CFO4Life Group, LLC | 38,800 | $257.6K | 0.05% | +3,000+8.4% | Added |
| IFG Advisory, LLC | 38,996 | $258.9K | 0.01% | +1,365+3.6% | Added |
| Commonwealth Equity Services, LLC | 46,127 | $306.0K | 0.00% | −1,240−2.6% | Reduced |
| Landscape Capital Management, L.L.C. | 52,147 | $346.3K | 0.04% | +52,147 | New |
| Wedbush Securities Inc | 53,770 | $357.0K | 0.01% | −1,699−3.1% | Reduced |
| Great Valley Advisor Group, Inc. | 55,860 | $370.9K | 0.01% | −9,535−14.6% | Reduced |
| Alexander Labrunerie & Co., Inc. | 60,000 | $398.4K | 0.18% | +800+1.4% | Added |
| CastleKnight Management LP | 66,000 | $438.2K | 0.05% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 69,823 | $463.6K | 0.00% | −55,510−44.3% | Reduced |
| Susquehanna International Group, LLP | 75,323 | $500.1K | 0.00% | +75,323 | New |
| Triumph Capital Management | 82,862 | $550.2K | 0.19% | +1,907+2.4% | Added |
| Samalin Investment Counsel, LLC | 88,444 | $587.3K | 0.25% | +8,326+10.4% | Added |
| Private Advisor Group, LLC | 96,964 | $643.8K | 0.00% | +12,521+14.8% | Added |
| Morgan Stanley | 103,458 | $687.0K | 0.00% | +7,984+8.4% | Added |
| Independent Financial Group, LLC | 133,270 | $884.9K | 0.03% | −53,230−28.5% | Reduced |
| Bard Associates Inc | 149,247 | $991.0K | 0.34% | −8,650−5.5% | Reduced |
| RSM US Wealth Management LLC | 151,183 | $1.00M | 0.01% | +151,183 | New |
| Mariner, LLC | 158,964 | $1.06M | 0.00% | +4,979+3.2% | Added |
| Virtus ETF Advisers LLC | 167,042 | $1.11M | 0.45% | +23,167+16.1% | Added |
| Kestra Advisory Services, LLC | 175,312 | $1.16M | 0.01% | +25,373+16.9% | Added |
| Chicago Partners Investment Group LLC | 179,691 | $1.20M | 0.04% | −36,550−16.9% | Reduced |
| J.W. Cole Advisors, Inc. | 205,326 | $1.36M | 0.06% | +47,473+30.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 225,490 | $1.50M | 0.01% | +9,000+4.2% | Added |
| Lido Advisors, LLC | 248,082 | $1.65M | 0.01% | +10.0% | Added |
| Consolidated Portfolio Review Corp | 270,421 | $1.80M | 0.28% | +17,427+6.9% | Added |
| Cresset Asset Management, LLC | 316,564 | $2.10M | 0.01% | +316,564 | New |
| LPL Financial LLC | 348,400 | $2.31M | 0.00% | −6,834−1.9% | Reduced |
| UBS Group AG | 358,169 | $2.38M | 0.00% | +145,615+68.5% | Added |
| Belpointe Asset Management LLC | 613,462 | $4.23M | 0.25% | −13,871−2.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,036,151 | $6.88M | 2.20% | +1,036,151 | New |
| Walleye Capital LLC | 0 | $0 | 0.00% | −45,455−100.0% | Sold out |
| Modera Wealth Management, LLC | 0 | $0 | 0.00% | −27,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −25,357−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −11,083−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −765−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |