XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +2 vs. Q4 2024
- Shares held
- 7.73M
- +1.35M (+21.2%) vs. Q4 2024
- Total value
- $45.7M
- +$3.24M (+7.6%) vs. Q4 2024
- New holders
- 17
- 33 more added
- Sold out
- 15
- 16 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CIBC Private Wealth Group, LLC | 1 | $5 | 0.00% | +1 | New |
| Hexagon Capital Partners LLC | 20 | $118 | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 114 | $674 | 0.00% | −23,676−99.5% | Reduced |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Spectrum Wealth Counsel, LLC | 180 | $1.06K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 296 | $1.66K | 0.00% | +3+1.0% | Added |
| St Germain D J Co Inc | 900 | $5.32K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $5.91K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $6.50K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 1,230 | $7.27K | 0.00% | 00.0% | Unchanged |
| Garde Capital, Inc. | 1,785 | $10.6K | 0.00% | +1,785 | New |
| Comerica Bank | 2,000 | $11.8K | 0.00% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 2,000 | $11.8K | 0.01% | +2,000 | New |
| Huntington National Bank | – | $22.1K | 0.00% | – | – |
| Plante Moran Financial Advisors, LLC | 8,508 | $50.3K | 0.00% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 10,000 | $60.4K | 0.01% | −10,925−52.2% | Reduced |
| EverSource Wealth Advisors, LLC | 10,500 | $62.1K | 0.00% | +1,000+10.5% | Added |
| Perigon Wealth Management, LLC | 10,840 | $64.1K | 0.00% | +10,840 | New |
| One Capital Management, LLC | 11,085 | $65.5K | 0.00% | +11,085 | New |
| Atria Wealth Solutions, Inc. | 10,970 | $65.8K | 0.00% | −1,991−15.4% | Reduced |
| Advyzon Investment Management, LLC | 11,165 | $66.0K | 0.02% | +11,165 | New |
| Freestate Advisors LLC | 11,806 | $69.8K | 0.07% | +308+2.7% | Added |
| Virtu Financial LLC | 13,133 | $78.0K | 0.00% | +13,133 | New |
| GWM Advisors LLC | 15,128 | $89.4K | 0.00% | −2,299−13.2% | Reduced |
| Firethorn Wealth Partners, LLC | 15,166 | $89.6K | 0.04% | +354+2.4% | Added |
| Evoke Wealth, LLC | 15,089 | $90.3K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 15,421 | $91.1K | 0.00% | +4,487+41.0% | Added |
| Jane Street Group, LLC | 15,508 | $91.7K | 0.00% | −20,139−56.5% | Reduced |
| Catalina Capital Group, LLC | 15,659 | $92.5K | 0.06% | +204+1.3% | Added |
| Cetera Investment Advisers | 16,794 | $99.3K | 0.00% | +200+1.2% | Added |
| Beacon Financial Advisory LLC | 17,348 | $102.5K | 0.03% | +1,312+8.2% | Added |
| Wells Fargo & Company | 18,356 | $108.5K | 0.00% | +18,356 | Added |
| Mutual Advisors, LLC | 21,268 | $119.7K | 0.00% | +21,268 | New |
| HRT Financial LP | 20,992 | $124.0K | 0.00% | +20,992 | New |
| CoreCap Advisors, LLC | 21,318 | $126.0K | 0.01% | −2,585−10.8% | Reduced |
| National Asset Management, Inc. | 21,372 | $126.3K | 0.00% | −7,143−25.0% | Reduced |
| Marex Group plc | 22,325 | $131.9K | 0.00% | −6,178−21.7% | Reduced |
| Kestra Private Wealth Services, LLC | 22,950 | $135.6K | 0.00% | 00.0% | Unchanged |
| AlphaCore Capital LLC | 23,665 | $141.7K | 0.01% | +23,665 | New |
| Summitry LLC | 25,000 | $147.8K | 0.01% | +15,000+150.0% | Added |
| Apollon Wealth Management, LLC | 25,107 | $148.4K | 0.00% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 25,206 | $149.0K | 0.01% | +247+1.0% | Added |
| Sigma Planning Corp | 27,018 | $159.7K | 0.01% | +27,018 | New |
| Walkner Condon Financial Advisors LLC | 33,133 | $195.8K | 0.04% | +773+2.4% | Added |
| Citadel Advisors LLC | 34,098 | $201.5K | 0.00% | +34,098 | New |
| Integrated Wealth Concepts LLC | 36,386 | $215.0K | 0.00% | +2,000+5.8% | Added |
| Brookwood Investment Group LLC | 36,861 | $217.8K | 0.04% | +36,861 | New |
| CFO4Life Group, LLC | 38,800 | $229.3K | 0.04% | 00.0% | Unchanged |
| IFG Advisory, LLC | 39,456 | $233.2K | 0.01% | +460+1.2% | Added |
| Raymond James Financial Inc | 39,790 | $235.2K | 0.00% | +5,697+16.7% | Added |
| M&T Bank Corp | 42,933 | $253.7K | 0.00% | +42,933 | New |
| Advisor Group Holdings, Inc. | 44,372 | $262.2K | 0.00% | +32,128+262.4% | Added |
| Royal Bank of Canada | 47,831 | $282.0K | 0.00% | +26,918+128.7% | Added |
| Commonwealth Equity Services, LLC | 50,044 | $296.0K | 0.00% | +3,917+8.5% | Added |
| Wedbush Securities Inc | 50,960 | $301.0K | 0.01% | −2,810−5.2% | Reduced |
| Great Valley Advisor Group, Inc. | 53,417 | $315.7K | 0.01% | −2,443−4.4% | Reduced |
| Susquehanna International Group, LLP | 58,103 | $343.4K | 0.00% | −17,220−22.9% | Reduced |
| Alexander Labrunerie & Co., Inc. | 60,000 | $354.6K | 0.15% | 00.0% | Unchanged |
| Triumph Capital Management | 88,202 | $521.3K | 0.17% | +5,340+6.4% | Added |
| Samalin Investment Counsel, LLC | 96,576 | $570.8K | 0.23% | +8,132+9.2% | Added |
| Private Advisor Group, LLC | 103,859 | $613.8K | 0.00% | +6,895+7.1% | Added |
| Invesco Ltd. | 114,668 | $677.7K | 0.00% | +89,048+347.6% | Added |
| Baird Financial Group, Inc. | 123,264 | $728.5K | 0.00% | +53,441+76.5% | Added |
| Morgan Stanley | 135,494 | $800.8K | 0.00% | +32,036+31.0% | Added |
| Bard Associates Inc | 149,247 | $893.3K | 0.33% | 00.0% | Unchanged |
| Mariner, LLC | 161,249 | $953.0K | 0.00% | +2,285+1.4% | Added |
| Kestra Advisory Services, LLC | 173,301 | $1.02M | 0.00% | −2,011−1.1% | Reduced |
| Chicago Partners Investment Group LLC | 190,070 | $1.08M | 0.04% | +10,379+5.8% | Added |
| RSM US Wealth Management LLC | 185,014 | $1.11M | 0.02% | +33,831+22.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 196,076 | $1.16M | 0.00% | −29,414−13.0% | Reduced |
| UBS Group AG | 219,180 | $1.30M | 0.00% | −138,989−38.8% | Reduced |
| Landscape Capital Management, L.L.C. | 236,858 | $1.40M | 0.12% | +184,711+354.2% | Added |
| Virtus Investment Advisers, Inc. | 246,956 | $1.46M | 0.40% | +246,956 | New |
| Lido Advisors, LLC | 247,782 | $1.48M | 0.01% | −300−0.1% | Reduced |
| Consolidated Portfolio Review Corp | 291,464 | $1.72M | 0.28% | +21,043+7.8% | Added |
| Cresset Asset Management, LLC | 316,601 | $1.90M | 0.01% | +370.0% | Added |
| LPL Financial LLC | 357,103 | $2.11M | 0.00% | +8,703+2.5% | Added |
| Belpointe Asset Management LLC | 448,062 | $2.65M | 0.14% | −165,400−27.0% | Reduced |
| J.W. Cole Advisors, Inc. | 497,462 | $2.94M | 0.09% | +292,136+142.3% | Added |
| Envestnet Asset Management Inc | 717,984 | $4.24M | 0.00% | +717,984 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,258,025 | $7.43M | 2.53% | +221,874+21.4% | Added |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −167,042−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −133,270−100.0% | Sold out |
| CastleKnight Management LP | 0 | $0 | 0.00% | −66,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −36,710−100.0% | Sold out |
| Worth Asset Management, LLC | 0 | $0 | 0.00% | −29,330−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −23,715−100.0% | Sold out |
| Astoria Portfolio Advisors LLC. | 0 | $0 | 0.00% | −18,732−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −10,644−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −10,516−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −10,221−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −10,221−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −1,362−100.0% | Sold out |
| Creekmur Asset Management LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| AlphaMark Advisors, LLC | – | – | – | – | Not filed |