XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +5 vs. Q2 2021
- Shares held
- 1.99M
- +486.8K (+32.4%) vs. Q2 2021
- Total value
- $17.1M
- +$2.73M (+19.0%) vs. Q2 2021
- New holders
- 9
- 21 more added
- Sold out
- 4
- 5 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,149 | $10.0K | 0.00% | +29+2.6% | Added |
| Tradition Wealth Management, LLC | 2,474 | $21.0K | 0.00% | +252+11.3% | Added |
| D'Orazio & Associates, Inc. | 2,663 | $23.0K | 0.01% | +215+8.8% | Added |
| Wolverine Asset Management LLC | 2,812 | $24.0K | 0.00% | +2,812 | New |
| Bank of America Corp | 3,000 | $26.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 4,312 | $36.0K | 0.02% | +4,312 | New |
| Plante Moran Financial Advisors, LLC | 7,088 | $61.0K | 0.01% | +167+2.4% | Added |
| Virtu Financial LLC | 10,145 | $87.0K | 0.01% | +10,145 | New |
| Geneos Wealth Management Inc. | 10,331 | $88.0K | 0.00% | +5,197+101.2% | Added |
| Private Advisor Group, LLC | 11,336 | $97.0K | 0.00% | +11,336 | New |
| Advisor Group Holdings, Inc. | 12,343 | $106.0K | 0.00% | +11,367+1,164.7% | Added |
| Commonwealth Equity Services, LLC | 13,163 | $112.0K | 0.00% | +356+2.8% | Added |
| Chicago Partners Investment Group LLC | 13,233 | $121.0K | 0.01% | +2,700+25.6% | Added |
| DCM Advisors, LLC | 18,750 | $161.0K | 0.06% | −700−3.6% | Reduced |
| PVG Asset Management Corp | 20,000 | $171.6K | 0.51% | +20,000 | New |
| Ahrens Investment Partners LLC | 21,700 | $186.0K | 0.09% | −54,400−71.5% | Reduced |
| B. Riley Wealth Management, Inc. | 25,791 | $221.0K | 0.02% | +8,115+45.9% | Added |
| Cetera Advisor Networks LLC | 25,750 | $221.0K | 0.00% | +25,750 | New |
| Kestra Advisory Services, LLC | 29,407 | $252.0K | 0.00% | +10,953+59.4% | Added |
| Royal Bank of Canada | 30,387 | $261.0K | 0.00% | +10,120+49.9% | Added |
| Advisory Services Network, LLC | 37,090 | $318.0K | 0.01% | +99+0.3% | Added |
| All Season Financial Advisors, Inc. | 41,852 | $359.0K | 0.29% | +5,450+15.0% | Added |
| Mid Atlantic Financial Management Inc | 42,900 | $368.0K | 0.02% | +42,900 | New |
| Raymond James & Associates | 44,216 | $379.0K | 0.00% | +17,397+64.9% | Added |
| US Bancorp | 50,000 | $429.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 53,379 | $458.0K | 0.02% | +1,281+2.5% | Added |
| Camden Capital, LLC | 54,250 | $465.0K | 0.09% | +22,770+72.3% | Added |
| National Asset Management, Inc. | 61,324 | $527.0K | 0.02% | −7,190−10.5% | Reduced |
| Morgan Stanley | 62,975 | $540.0K | 0.00% | +5,742+10.0% | Added |
| Wells Fargo & Company | 66,000 | $566.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 77,234 | $663.0K | 0.29% | +77,234 | New |
| The PNC Financial Services Group, Inc. | 82,400 | $706.0K | 0.00% | +1,400+1.7% | Added |
| Independent Financial Group, LLC | 103,050 | $884.2K | 0.09% | +55,550+116.9% | Added |
| Claybrook Capital, LLC | 118,333 | $1.01M | 0.51% | +118,333 | New |
| Bard Associates Inc | 170,695 | $1.47M | 0.49% | −300−0.2% | Reduced |
| UBS Group AG | 184,197 | $1.58M | 0.00% | −46,963−20.3% | Reduced |
| Belpointe Asset Management LLC | 194,070 | $1.67M | 0.11% | +33,847+21.1% | Added |
| LPL Financial LLC | 279,693 | $2.40M | 0.00% | +107,638+62.6% | Added |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −11,850−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −30−100.0% | Sold out |