XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- 0 vs. Q2 2024
- Shares held
- 4.57M
- +327.5K (+7.7%) vs. Q2 2024
- Total value
- $31.2M
- +$1.25M (+4.2%) vs. Q2 2024
- New holders
- 9
- 25 more added
- Sold out
- 9
- 12 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $7 | 0.00% | – | – |
| FMR LLC | 1 | $7 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 5 | $32 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 20 | $136 | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Jaffetilchin Investment Partners, LLC | 765 | $5.22K | 0.00% | +765 | New |
| Byrne Asset Management LLC | 1,000 | $6.82K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $7.50K | 0.00% | +1,100 | New |
| Comerica Bank | 2,000 | $13.6K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 2,727 | $19.0K | 0.01% | +242+9.7% | Added |
| Advisor Group Holdings, Inc. | 7,845 | $53.5K | 0.00% | −335−4.1% | Reduced |
| Plante Moran Financial Advisors, LLC | 8,508 | $58.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 9,500 | $64.8K | 0.00% | +1,000+11.8% | Added |
| Summitry LLC | 10,000 | $68.2K | 0.00% | 00.0% | Unchanged |
| Freestate Advisors LLC | 10,941 | $74.6K | 0.08% | +10,941 | New |
| PFG Investments, LLC | 11,083 | $75.6K | 0.00% | −2,361−17.6% | Reduced |
| Beacon Financial Advisory LLC | 13,260 | $90.4K | 0.03% | +165+1.3% | Added |
| Catalina Capital Group, LLC | 15,455 | $105.4K | 0.04% | −9,010−36.8% | Reduced |
| CoreCap Advisors, LLC | 15,740 | $107.3K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 16,450 | $112.2K | 0.00% | −20,250−55.2% | Reduced |
| Cetera Investment Advisers | 16,521 | $112.7K | 0.00% | +16,521 | New |
| Astoria Portfolio Advisors LLC. | 17,386 | $119.8K | 0.04% | +1,932+12.5% | Added |
| Kestra Private Wealth Services, LLC | 20,950 | $142.9K | 0.00% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 22,432 | $154.9K | 0.02% | −2,900−11.4% | Reduced |
| Advisory Services Network, LLC | 25,357 | $178.8K | 0.00% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 26,427 | $180.2K | 0.01% | +4,365+19.8% | Added |
| Modera Wealth Management, LLC | 27,000 | $184.1K | 0.00% | +2,150+8.7% | Added |
| Royal Bank of Canada | 28,036 | $191.0K | 0.00% | −7,853−21.9% | Reduced |
| Raymond James & Associates | 28,422 | $193.8K | 0.00% | +710+2.6% | Added |
| National Asset Management, Inc. | 28,199 | $194.0K | 0.01% | −41,150−59.3% | Reduced |
| Integrated Wealth Concepts LLC | 32,707 | $223.1K | 0.00% | −4,239−11.5% | Reduced |
| Worth Asset Management, LLC | 33,845 | $230.8K | 0.13% | +33,845 | New |
| CFO4Life Group, LLC | 35,800 | $244.2K | 0.04% | 00.0% | Unchanged |
| IFG Advisory, LLC | 37,631 | $256.6K | 0.02% | +1,145+3.1% | Added |
| Walleye Capital LLC | 45,455 | $310.0K | 0.00% | −79,471−63.6% | Reduced |
| Commonwealth Equity Services, LLC | 47,367 | $323.0K | 0.00% | +2,031+4.5% | Added |
| Wedbush Securities Inc | 55,469 | $378.0K | 0.01% | +4,936+9.8% | Added |
| Alexander Labrunerie & Co., Inc. | 59,200 | $403.7K | 0.18% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 65,395 | $446.0K | 0.01% | +5,073+8.4% | Added |
| CastleKnight Management LP | 66,000 | $450.1K | 0.05% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 80,118 | $546.4K | 0.24% | +8,168+11.4% | Added |
| Triumph Capital Management | 80,955 | $558.9K | 0.20% | +80,955 | New |
| Invesco Ltd. | 83,768 | $571.3K | 0.00% | +83,768 | New |
| Private Advisor Group, LLC | 84,443 | $575.9K | 0.00% | +2,493+3.0% | Added |
| Marex Group plc | 89,828 | $612.6K | 0.01% | +89,828 | New |
| Morgan Stanley | 95,474 | $651.1K | 0.00% | +4,583+5.0% | Added |
| Baird Financial Group, Inc. | 125,333 | $854.8K | 0.00% | +271+0.2% | Added |
| Virtus ETF Advisers LLC | 143,875 | $981.2K | 0.46% | −27,338−16.0% | Reduced |
| Kestra Advisory Services, LLC | 149,939 | $1.02M | 0.01% | +12,030+8.7% | Added |
| Mariner, LLC | 153,985 | $1.05M | 0.00% | +31,654+25.9% | Added |
| J.W. Cole Advisors, Inc. | 157,853 | $1.08M | 0.05% | +72,612+85.2% | Added |
| Bard Associates Inc | 157,897 | $1.09M | 0.37% | −700−0.4% | Reduced |
| Independent Financial Group, LLC | 186,500 | $1.27M | 0.05% | +325+0.2% | Added |
| UBS Group AG | 212,554 | $1.45M | 0.00% | +3,126+1.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 216,490 | $1.48M | 0.01% | +14,945+7.4% | Added |
| Chicago Partners Investment Group LLC | 216,241 | $1.48M | 0.05% | +19,947+10.2% | Added |
| Lido Advisors, LLC | 248,081 | $1.69M | 0.01% | −206−0.1% | Reduced |
| Consolidated Portfolio Review Corp | 252,994 | $1.73M | 0.38% | +132,481+109.9% | Added |
| LPL Financial LLC | 355,234 | $2.42M | 0.00% | +19,797+5.9% | Added |
| Belpointe Asset Management LLC | 627,333 | $4.28M | 0.26% | +13,762+2.2% | Added |
| All Season Financial Advisors, Inc. | 0 | $0 | 0.00% | −81,976−100.0% | Sold out |
| Sykon Capital LLC | 0 | $0 | 0.00% | −22,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −19,152−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −18,918−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −2,710−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −2,644−100.0% | Sold out |
| Triad Wealth Partners, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | 0 | Sold out |
| Roumell Asset Management, LLC | – | – | – | – | Not filed |