XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +5 vs. Q1 2026
- Shares held
- 4.38M
- +482.5K (+12.4%) vs. Q1 2026
- Total value
- $76.8M
- +$10.3M (+15.6%) vs. Q1 2026
- New holders
- 12
- 17 more added
- Sold out
- 7
- 16 more reduced
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Danske Bank A/S | 1 | $18 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $22 | 0.00% | – | – |
| Wells Fargo & Company | 2 | $31 | 0.00% | +1+100.0% | Added |
| Comprehensive Financial Planning, Inc. | 3 | $53 | 0.00% | +3 | New |
| Allworth Financial LP | 59 | $1.04K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 100 | $1.78K | 0.00% | 00.0% | Unchanged |
| Allied Private Wealth LLC | 152 | $2.71K | 0.00% | +152 | New |
| FNY Investment Advisers, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 180 | $3.16K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 200 | $3.51K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 220 | $3.86K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 246 | $4.32K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 300 | $5.26K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 340 | $5.97K | 0.00% | +340 | New |
| WPG Advisers, LLC | 435 | $7.63K | 0.00% | +56+14.8% | Added |
| Compass Financial Management LLC | 517 | $9.07K | 0.00% | +517 | New |
| Fifth Third Bancorp | 641 | $11.3K | 0.00% | −417−39.4% | Reduced |
| Rockefeller Capital Management L.P. | 721 | $12.7K | 0.00% | +704+4,141.2% | Added |
| BNP Paribas Arbitrage, SA | 768 | $13.5K | 0.00% | −147−16.1% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 1,000 | $17.6K | 0.00% | +119+13.5% | Added |
| Triumph Capital Management | 1,647 | $28.9K | 0.01% | +278+20.3% | Added |
| Blue Bell Private Wealth Management, LLC | 1,699 | $29.8K | 0.00% | −16−0.9% | Reduced |
| Halbert Hargrove Global Advisors, LLC | 2,000 | $35.1K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,881 | $50.6K | 0.00% | +2,881 | New |
| CoreCap Advisors, LLC | 2,916 | $51.2K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 5,000 | $87.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 6,157 | $108.0K | 0.00% | −594−8.8% | Reduced |
| Apollon Wealth Management, LLC | 12,631 | $221.7K | 0.00% | +28+0.2% | Added |
| Cetera Investment Advisers | 15,503 | $272.1K | 0.00% | −1,111−6.7% | Reduced |
| Advisor Group Holdings, Inc. | 16,532 | $290.2K | 0.00% | +7,282+78.7% | Added |
| Samalin Investment Counsel, LLC | 19,525 | $342.7K | 0.11% | −8,440−30.2% | Reduced |
| Toronto Dominion Bank | 21,501 | $377.3K | 0.00% | −78,499−78.5% | Reduced |
| XTX Topco Ltd | 22,027 | $386.6K | 0.01% | +4,277+24.1% | Added |
| RSM US Wealth Management LLC | 22,249 | $392.9K | 0.00% | +22,249 | New |
| HRT Financial LP | 23,025 | $404.0K | 0.00% | +23,025 | New |
| Kestra Advisory Services, LLC | 23,149 | $406.3K | 0.00% | −6,500−21.9% | Reduced |
| Belpointe Asset Management LLC | 24,020 | $421.6K | 0.01% | −4,938−17.1% | Reduced |
| Private Advisor Group, LLC | 25,415 | $446.0K | 0.00% | +2,164+9.3% | Added |
| Jane Street Group, LLC | 25,857 | $453.8K | 0.00% | −29,387−53.2% | Reduced |
| Robinson Capital Management, LLC | 28,500 | $500.2K | 0.22% | +28,500 | New |
| UBS Group AG | 34,248 | $601.1K | 0.00% | −5,280−13.4% | Reduced |
| LPL Financial LLC | 36,459 | $639.9K | 0.00% | −2,338−6.0% | Reduced |
| Virtus Investment Advisers, Inc. | 45,722 | $802.4K | 0.19% | −10,036−18.0% | Reduced |
| Susquehanna International Group, LLP | 54,102 | $949.5K | 0.00% | +32,467+150.1% | Added |
| Closed-End Fund Advisors, Inc. | 56,777 | $996.4K | 0.97% | +4,946+9.5% | Added |
| Arlington Capital Management, Inc. | 58,636 | $1.03M | 0.64% | +58,636 | New |
| J.W. Cole Advisors, Inc. | 88,417 | $1.55M | 0.03% | +88,417 | New |
| Invesco Ltd. | 88,990 | $1.56M | 0.00% | +29,106+48.6% | Added |
| Rivernorth Capital Management, LLC | 91,734 | $1.61M | 0.08% | −293,023−76.2% | Reduced |
| Landscape Capital Management, L.L.C. | 142,707 | $2.50M | 0.16% | −1,520−1.1% | Reduced |
| Cresset Asset Management, LLC | 143,955 | $2.53M | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 163,288 | $2.87M | 0.00% | +163,288 | New |
| Thomas J. Herzfeld Advisors, Inc. | 198,688 | $3.49M | 1.07% | +139,143+233.7% | Added |
| Guggenheim Capital LLC | 222,180 | $3.90M | 0.03% | +69,642+45.7% | Added |
| Citadel Advisors LLC | 286,821 | $5.03M | 0.00% | +286,821 | New |
| Bulldog Investors, LLP | 316,500 | $5.55M | 1.22% | +129,570+69.3% | Added |
| Matisse Capital | 346,096 | $6.07M | 2.43% | +2,000+0.6% | Added |
| Eagle Point Credit Management LLC | 439,852 | $7.72M | 11.66% | 00.0% | Unchanged |
| Morgan Stanley | 619,502 | $10.9M | 0.00% | +17,308+2.9% | Added |
| Sit Investment Associates Inc | 632,994 | $11.1M | 0.21% | −30,000−4.5% | Reduced |
| Rpo LLC | 0 | $0 | 0.00% | −89,904−100.0% | Sold out |
| Sculptor Capital LP | 0 | $0 | 0.00% | −15,686−100.0% | Sold out |
| Chicago Partners Investment Group LLC | 0 | $0 | 0.00% | −12,512−100.0% | Sold out |
| Sax Wealth Advisors, LLC | 0 | $0 | 0.00% | −35,405−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,496−100.0% | Sold out |
| Osbon Capital Management LLC | 0 | $0 | 0.00% | −989−100.0% | Sold out |
| BlackRock, Inc. | 0 | $0 | 0.00% | −145−100.0% | Sold out |