XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +4 vs. Q1 2022
- Shares held
- 3.57M
- +1.14M (+46.7%) vs. Q1 2022
- Total value
- $17.8M
- −$2.78M (−13.5%) vs. Q1 2022
- New holders
- 7
- 21 more added
- Sold out
- 3
- 9 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| AlphaMark Advisors, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Castleview Partners, LLC | 1,021,260 | $2.76K | 0.00% | +1,021,260 | New |
| Northwestern Mutual Wealth Management Co | 700 | $5.00K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $7.00K | 0.01% | 00.0% | Unchanged |
| Tompkins Financial Corp | 1,000 | $7.00K | 0.00% | +1,000 | New |
| Focused Wealth Management, Inc | 1,243 | $9.00K | 0.00% | +34+2.8% | Added |
| Allworth Financial LP | 1,500 | $10.0K | 0.00% | +1,500 | New |
| Huntington National Bank | 2,201 | $15.0K | 0.00% | −5,500−71.4% | Reduced |
| Tradition Wealth Management, LLC | 2,550 | $18.0K | 0.00% | +27+1.1% | Added |
| Ahrens Investment Partners LLC | 3,000 | $21.0K | 0.01% | −8,300−73.5% | Reduced |
| Bank of America Corp | 5,600 | $39.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 7,638 | $53.0K | 0.01% | +200+2.7% | Added |
| Visionary Wealth Advisors | 10,750 | $75.0K | 0.01% | +10,750 | New |
| Virtu Financial LLC | 14,093 | $98.0K | 0.01% | +14,093 | New |
| CoreCap Advisors, LLC | 15,400 | $107.0K | 0.01% | −2,100−12.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 17,440 | $122.0K | 0.00% | +3,542+25.5% | Added |
| Commonwealth Equity Services, LLC | 19,148 | $133.0K | 0.00% | +3,073+19.1% | Added |
| Two Sigma Securities, LLC | 19,081 | $133.0K | 0.02% | +19,081 | New |
| Cetera Advisor Networks LLC | 19,353 | $135.0K | 0.00% | −22,200−53.4% | Reduced |
| Chicago Partners Investment Group LLC | 21,744 | $158.0K | 0.01% | +946+4.5% | Added |
| B. Riley Wealth Management, Inc. | 24,832 | $173.0K | 0.02% | −10,400−29.5% | Reduced |
| Private Advisor Group, LLC | 30,282 | $211.0K | 0.00% | +10,395+52.3% | Added |
| Advisory Services Network, LLC | 36,615 | $256.0K | 0.01% | +122+0.3% | Added |
| All Season Financial Advisors, Inc. | 44,154 | $308.0K | 0.26% | +442+1.0% | Added |
| Kestra Advisory Services, LLC | 44,996 | $314.0K | 0.00% | +9,307+26.1% | Added |
| McDonald Partners LLC | 47,473 | $331.0K | 0.08% | 00.0% | Unchanged |
| US Bancorp | 50,000 | $349.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 53,312 | $372.0K | 0.02% | −1,403−2.6% | Reduced |
| National Asset Management, Inc. | 55,870 | $390.0K | 0.02% | +439+0.8% | Added |
| Wells Fargo & Company | 57,700 | $403.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 59,793 | $417.0K | 0.00% | −6,917−10.4% | Reduced |
| Advisor Group Holdings, Inc. | 66,346 | $463.0K | 0.00% | −2,213−3.2% | Reduced |
| Baird Financial Group, Inc. | 70,090 | $489.0K | 0.00% | +70,090 | New |
| The PNC Financial Services Group, Inc. | 90,768 | $634.0K | 0.00% | +2,372+2.7% | Added |
| Virtus ETF Advisers LLC | 90,820 | $634.0K | 0.23% | +15,004+19.8% | Added |
| Royal Bank of Canada | 109,778 | $766.0K | 0.00% | +70,144+177.0% | Added |
| Morgan Stanley | 121,195 | $846.0K | 0.00% | −10,046−7.7% | Reduced |
| Independent Financial Group, LLC | 123,742 | $863.7K | 0.09% | +2,000+1.6% | Added |
| Bard Associates Inc | 192,112 | $1.35M | 0.58% | +6,717+3.6% | Added |
| Claybrook Capital, LLC | 197,768 | $1.38M | 0.82% | +56,635+40.1% | Added |
| UBS Group AG | 209,312 | $1.46M | 0.00% | +40,377+23.9% | Added |
| Belpointe Asset Management LLC | 257,620 | $1.80M | 0.12% | +50,746+24.5% | Added |
| LPL Financial LLC | 351,836 | $2.46M | 0.00% | +30,345+9.4% | Added |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −155,511−100.0% | Sold out |
| Camden Capital, LLC | 0 | $0 | 0.00% | −76,228−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,500−100.0% | Sold out |