XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −6 vs. Q1 2025
- Shares held
- 7.16M
- −566.4K (−7.3%) vs. Q1 2025
- Total value
- $40.5M
- −$5.21M (−11.4%) vs. Q1 2025
- New holders
- 11
- 28 more added
- Sold out
- 17
- 16 more reduced
2 institutions that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $6 | 0.00% | – | – |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 900 | $5.08K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $5.65K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,100 | $6.21K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 1,230 | $6.95K | 0.00% | 00.0% | Unchanged |
| Garde Capital, Inc. | 1,785 | $10.1K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 2,000 | $11.3K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 2,500 | $14.1K | 0.00% | +2,500 | New |
| Red Tortoise LLC | 3,740 | $21.1K | 0.01% | +3,740 | New |
| GWM Advisors LLC | 5,000 | $28.3K | 0.00% | −10,128−66.9% | Reduced |
| Allworth Financial LP | 5,296 | $29.9K | 0.00% | +5,000+1,689.2% | Added |
| Bank of America Corp | 5,966 | $33.7K | 0.00% | +5,966 | New |
| Plante Moran Financial Advisors, LLC | 8,508 | $48.1K | 0.00% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 10,000 | $57.2K | 0.01% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 10,500 | $59.3K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 10,537 | $59.5K | 0.00% | −6,257−37.3% | Reduced |
| Advyzon Investment Management, LLC | 11,615 | $65.6K | 0.01% | +450+4.0% | Added |
| Freestate Advisors LLC | 12,283 | $69.4K | 0.06% | +477+4.0% | Added |
| One Capital Management, LLC | 12,360 | $69.8K | 0.00% | +1,275+11.5% | Added |
| Captrust Financial Advisors | 12,456 | $70.4K | 0.00% | +12,456 | New |
| Evoke Wealth, LLC | 15,089 | $86.3K | 0.00% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 15,778 | $89.1K | 0.04% | +612+4.0% | Added |
| Merit Financial Group, LLC | 15,920 | $89.9K | 0.00% | +15,920 | New |
| HighTower Advisors, LLC | 17,582 | $99.3K | 0.00% | +17,582 | New |
| Beacon Financial Advisory LLC | 17,793 | $100.5K | 0.03% | +445+2.6% | Added |
| National Asset Management, Inc. | 21,515 | $121.6K | 0.01% | +143+0.7% | Added |
| CoreCap Advisors, LLC | 21,706 | $122.6K | 0.00% | +388+1.8% | Added |
| Catalina Capital Group, LLC | 23,628 | $133.5K | 0.09% | +7,969+50.9% | Added |
| Atomi Financial Group, Inc. | 24,340 | $137.5K | 0.01% | −866−3.4% | Reduced |
| Advisory Services Network, LLC | 24,982 | $139.4K | 0.00% | +24,982 | New |
| AlphaCore Capital LLC | 24,621 | $140.8K | 0.01% | +956+4.0% | Added |
| Summitry LLC | 25,000 | $141.3K | 0.01% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 29,664 | $167.6K | 0.00% | −6,722−18.5% | Reduced |
| Kestra Private Wealth Services, LLC | 33,339 | $188.4K | 0.00% | +10,389+45.3% | Added |
| Walkner Condon Financial Advisors LLC | 34,471 | $194.8K | 0.04% | +1,338+4.0% | Added |
| Raymond James Financial Inc | 35,318 | $199.5K | 0.00% | −4,472−11.2% | Reduced |
| CFO4Life Group, LLC | 38,800 | $219.2K | 0.03% | 00.0% | Unchanged |
| IFG Advisory, LLC | 39,456 | $222.9K | 0.01% | 00.0% | Unchanged |
| M&T Bank Corp | 42,933 | $242.6K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 46,114 | $261.0K | 0.00% | −3,930−7.9% | Reduced |
| Apollon Wealth Management, LLC | 46,312 | $261.7K | 0.01% | +21,205+84.5% | Added |
| Wedbush Securities Inc | 49,314 | $279.0K | 0.01% | −1,646−3.2% | Reduced |
| Great Valley Advisor Group, Inc. | 51,309 | $289.9K | 0.01% | −2,108−3.9% | Reduced |
| Brookwood Investment Group LLC | 54,756 | $309.4K | 0.05% | +17,895+48.5% | Added |
| Alexander Labrunerie & Co., Inc. | 60,000 | $339.0K | 0.14% | 00.0% | Unchanged |
| Royal Bank of Canada | 67,711 | $383.0K | 0.00% | +19,880+41.6% | Added |
| Susquehanna International Group, LLP | 71,611 | $404.6K | 0.00% | +13,508+23.2% | Added |
| Advisor Group Holdings, Inc. | 76,132 | $430.1K | 0.00% | +31,760+71.6% | Added |
| Independent Financial Group, LLC | 83,995 | $474.6K | 0.01% | +83,995 | New |
| Triumph Capital Management | 102,493 | $579.1K | 0.17% | +14,291+16.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 104,562 | $591.0K | 0.00% | −91,514−46.7% | Reduced |
| Samalin Investment Counsel, LLC | 106,098 | $599.5K | 0.23% | +9,522+9.9% | Added |
| Private Advisor Group, LLC | 107,429 | $607.0K | 0.00% | +3,570+3.4% | Added |
| Mariner, LLC | 110,479 | $624.2K | 0.00% | −50,770−31.5% | Reduced |
| Morgan Stanley | 123,707 | $698.9K | 0.00% | −11,787−8.7% | Reduced |
| Baird Financial Group, Inc. | 124,087 | $701.1K | 0.00% | +823+0.7% | Added |
| Chicago Partners Investment Group LLC | 164,544 | $906.6K | 0.03% | −25,526−13.4% | Reduced |
| Invesco Ltd. | 161,492 | $912.4K | 0.00% | +46,824+40.8% | Added |
| UBS Group AG | 182,480 | $1.03M | 0.00% | −36,700−16.7% | Reduced |
| Kestra Advisory Services, LLC | 193,575 | $1.09M | 0.01% | +20,274+11.7% | Added |
| Shaker Financial Services, LLC | 194,429 | $1.11M | 0.40% | +194,429 | New |
| Balyasny Asset Management LLC | 212,587 | $1.20M | 0.00% | +212,587 | New |
| Virtus Investment Advisers, Inc. | 224,346 | $1.27M | 0.43% | −22,610−9.2% | Reduced |
| Lido Advisors, LLC | 247,782 | $1.42M | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 252,119 | $1.42M | 0.01% | +236,698+1,534.9% | Added |
| Consolidated Portfolio Review Corp | 283,048 | $1.60M | 0.22% | −8,416−2.9% | Reduced |
| LPL Financial LLC | 382,808 | $2.16M | 0.00% | +25,705+7.2% | Added |
| J.W. Cole Advisors, Inc. | 457,224 | $2.58M | 0.05% | −40,238−8.1% | Reduced |
| Belpointe Asset Management LLC | 485,051 | $2.74M | 0.11% | +36,989+8.3% | Added |
| Sit Investment Associates Inc | 561,306 | $3.17M | 0.07% | +561,306 | New |
| Landscape Capital Management, L.L.C. | 564,259 | $3.19M | 0.25% | +327,401+138.2% | Added |
| Cresset Asset Management, LLC | 587,582 | $3.36M | 0.02% | +270,981+85.6% | Added |
| Wells Fargo & Company | 0 | $0 | 0.00% | −18,356−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −1,258,025−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −717,984−100.0% | Sold out |
| RSM US Wealth Management LLC | 0 | $0 | 0.00% | −185,014−100.0% | Sold out |
| Bard Associates Inc | 0 | $0 | 0.00% | −149,247−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −34,098−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −27,018−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −22,325−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −20,992−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −21,268−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −15,508−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,133−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −10,970−100.0% | Sold out |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −10,840−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −114−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Noble Wealth Management PBC | – | – | – | – | Not filed |
| Spectrum Wealth Counsel, LLC | – | – | – | – | Not filed |