XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +1 vs. Q4 2022
- Shares held
- 2.33M
- −37.9K (−1.6%) vs. Q4 2022
- Total value
- $15.0M
- +$371.5K (+2.5%) vs. Q4 2022
- New holders
- 7
- 17 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $6 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 20 | $129 | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | +200 | New |
| Bank of America Corp | 500 | $3.21K | 0.00% | +500 | New |
| Byrne Asset Management LLC | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 1,000 | $6.42K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 1,000 | $6.42K | 0.00% | +1,000 | New |
| PSI Advisors, LLC | 1,141 | $7.33K | 0.00% | +1,141 | New |
| Focused Wealth Management, Inc | 1,373 | $8.82K | 0.00% | +45+3.4% | Added |
| Old Second National Bank of Aurora | 1,500 | $9.64K | 0.00% | +1,500 | New |
| Huntington National Bank | – | $14.1K | 0.00% | – | – |
| Tradition Wealth Management, LLC | 3,921 | $25.0K | 0.00% | +37+1.0% | Added |
| Wells Fargo & Company | 4,700 | $30.2K | 0.00% | −51,500−91.6% | Reduced |
| Plante Moran Financial Advisors, LLC | 8,414 | $54.1K | 0.01% | +267+3.3% | Added |
| Summitry LLC | 10,000 | $64.3K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 10,000 | $64.3K | 0.00% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 10,662 | $68.5K | 0.04% | +540+5.3% | Added |
| GWM Advisors LLC | 11,697 | $78.6K | 0.00% | −503−4.1% | Reduced |
| Kestra Private Wealth Services, LLC | 12,450 | $80.0K | 0.00% | +12,450 | New |
| Modera Wealth Management, LLC | 17,000 | $109.2K | 0.00% | +3,700+27.8% | Added |
| Samalin Investment Counsel, LLC | 17,400 | $111.8K | 0.07% | +17,400 | New |
| Naviter Wealth, LLC | 20,564 | $133.6K | 0.05% | +5,973+40.9% | Added |
| Savant Capital, LLC | 21,606 | $138.8K | 0.00% | +160+0.7% | Added |
| Advisor Group Holdings, Inc. | 28,751 | $184.7K | 0.00% | +2,512+9.6% | Added |
| Commonwealth Equity Services, LLC | 30,937 | $198.0K | 0.00% | +2,527+8.9% | Added |
| Morgan Stanley | 34,529 | $221.8K | 0.00% | −16,629−32.5% | Reduced |
| Raymond James & Associates | 35,628 | $228.9K | 0.00% | −7,670−17.7% | Reduced |
| Advisory Services Network, LLC | 36,736 | $236.0K | 0.01% | −150.0% | Reduced |
| Wedbush Securities Inc | 46,853 | $301.0K | 0.02% | −714−1.5% | Reduced |
| All Season Financial Advisors, Inc. | 47,939 | $308.0K | 0.28% | +419+0.9% | Added |
| Private Advisor Group, LLC | 48,045 | $308.7K | 0.00% | +4,203+9.6% | Added |
| Kestra Advisory Services, LLC | 65,810 | $422.8K | 0.00% | +5,347+8.8% | Added |
| National Asset Management, Inc. | 66,015 | $429.0K | 0.01% | −2,705−3.9% | Reduced |
| Royal Bank of Canada | 68,849 | $443.0K | 0.00% | −4,590−6.3% | Reduced |
| Virtus ETF Advisers LLC | 77,045 | $495.0K | 0.27% | −8,440−9.9% | Reduced |
| CastleKnight Management LP | 93,000 | $597.5K | 0.15% | +78,173+527.2% | Added |
| Baird Financial Group, Inc. | 103,983 | $668.1K | 0.00% | −160.0% | Reduced |
| Independent Financial Group, LLC | 126,800 | $814.7K | 0.07% | +1,750+1.4% | Added |
| Chicago Partners Investment Group LLC | 141,449 | $891.1K | 0.05% | +62,115+78.3% | Added |
| Bard Associates Inc | 177,462 | $1.15M | 0.48% | −2,150−1.2% | Reduced |
| Belpointe Asset Management LLC | 191,054 | $1.23M | 0.07% | −31,892−14.3% | Reduced |
| Claybrook Capital, LLC | 204,118 | $1.31M | 0.73% | +6,350+3.2% | Added |
| UBS Group AG | 218,233 | $1.40M | 0.00% | −9,085−4.0% | Reduced |
| LPL Financial LLC | 332,474 | $2.14M | 0.00% | +21,253+6.8% | Added |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −58,453−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −10,192−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |