XAI Floating Rate & Alternative Income Trust
XFLT- Exchange
- NYSE
- SEC CIK
- 0001703079
No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in XAI Floating Rate & Alternative Income Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +5 vs. Q3 2023
- Shares held
- 2.90M
- +458.7K (+18.8%) vs. Q3 2023
- Total value
- $20.7M
- +$3.75M (+22.1%) vs. Q3 2023
- New holders
- 9
- 21 more added
- Sold out
- 4
- 14 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $76.8M |
| Q1 2026 | 55 | $66.5M |
| Q4 2025 | 94 | $97.9M |
| Q3 2025 | 81 | $58.6M |
| Q2 2025 | 73 | $40.5M |
| Q1 2025 | 81 | $45.7M |
| Q4 2024 | 80 | $42.5M |
| Q3 2024 | 60 | $31.2M |
| Q2 2024 | 61 | $30.9M |
| Q1 2024 | 61 | $26.8M |
| Q4 2023 | 57 | $20.7M |
| Q3 2023 | 53 | $18.5M |
| Q2 2023 | 50 | $16.3M |
| Q1 2023 | 45 | $15.0M |
| Q4 2022 | 45 | $14.8M |
| Q3 2022 | 45 | $15.0M |
| Q2 2022 | 45 | $17.8M |
| Q1 2022 | 41 | $20.6M |
| Q4 2021 | 40 | $20.8M |
| Q3 2021 | 40 | $17.1M |
| Q2 2021 | 35 | $14.3M |
| Q1 2021 | 30 | $12.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $7 | 0.00% | – | – |
| FMR LLC | 1 | $7 | 0.00% | +1 | New |
| PSI Advisors, LLC | 18 | $121 | 0.00% | +2+12.5% | Added |
| Hexagon Capital Partners LLC | 20 | $143 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 47 | $336 | 0.00% | +47 | New |
| Gradient Investments LLC | 303 | $2.16K | 0.00% | +303 | New |
| Tompkins Financial Corp | 1,000 | $7.14K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,000 | $7.23K | 0.01% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 1,500 | $10.7K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,533 | $10.9K | 0.00% | +72+4.9% | Added |
| Creekmur Asset Management LLC | 1,910 | $13.6K | 0.00% | +1,910 | New |
| AlphaMark Advisors, LLC | 2,010 | $14.0K | 0.01% | +406+25.3% | Added |
| Wells Fargo & Company | 2,000 | $14.3K | 0.00% | −700−25.9% | Reduced |
| Comerica Bank | 2,000 | $14.3K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 2,757 | $20.0K | 0.00% | −1,251−31.2% | Reduced |
| Bank of America Corp | 5,500 | $39.3K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 8,508 | $60.7K | 0.01% | 00.0% | Unchanged |
| Summitry LLC | 10,000 | $71.4K | 0.00% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 12,526 | $89.4K | 0.04% | +1,220+10.8% | Added |
| IFG Advisory, LLC | 14,579 | $104.1K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 14,885 | $107.0K | 0.00% | −6,815−31.4% | Reduced |
| Astoria Portfolio Advisors LLC. | 15,839 | $120.5K | 0.05% | +1,651+11.6% | Added |
| Kestra Private Wealth Services, LLC | 19,350 | $138.2K | 0.00% | +500+2.7% | Added |
| Modera Wealth Management, LLC | 20,000 | $142.8K | 0.00% | +1,300+7.0% | Added |
| CoreCap Advisors, LLC | 20,200 | $144.2K | 0.01% | +3,700+22.4% | Added |
| Naviter Wealth, LLC | 20,564 | $146.8K | 0.03% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 21,812 | $155.7K | 0.02% | +8,086+58.9% | Added |
| J.W. Cole Advisors, Inc. | 23,123 | $165.1K | 0.01% | +7,487+47.9% | Added |
| CFO4Life Group, LLC | 25,800 | $184.2K | 0.04% | +10,800+72.0% | Added |
| Advisory Services Network, LLC | 28,787 | $205.5K | 0.01% | −6,955−19.5% | Reduced |
| Raymond James & Associates | 29,302 | $209.2K | 0.00% | −5,327−15.4% | Reduced |
| Bank of Montreal | 30,000 | $217.2K | 0.00% | +30,000 | New |
| Walleye Capital LLC | 33,859 | $241.8K | 0.00% | +33,859 | New |
| Catalina Capital Group, LLC | 37,880 | $270.5K | 0.21% | +37,880 | New |
| Advisor Group Holdings, Inc. | 38,961 | $278.2K | 0.00% | +6,730+20.9% | Added |
| Royal Bank of Canada | 40,090 | $286.0K | 0.00% | −10,334−20.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 46,142 | $329.0K | 0.00% | +30,365+192.5% | Added |
| Great Valley Advisor Group, Inc. | 46,242 | $330.2K | 0.01% | +46,242 | New |
| Commonwealth Equity Services, LLC | 47,572 | $340.0K | 0.00% | +9,228+24.1% | Added |
| Wedbush Securities Inc | 52,493 | $375.0K | 0.02% | −45−0.1% | Reduced |
| Samalin Investment Counsel, LLC | 61,710 | $440.6K | 0.22% | +21,967+55.3% | Added |
| Morgan Stanley | 61,764 | $441.0K | 0.00% | −7,206−10.4% | Reduced |
| National Asset Management, Inc. | 66,216 | $472.8K | 0.01% | −2,644−3.8% | Reduced |
| Private Advisor Group, LLC | 71,466 | $510.3K | 0.00% | +10,356+16.9% | Added |
| All Season Financial Advisors, Inc. | 79,102 | $564.8K | 0.48% | −995−1.2% | Reduced |
| CastleKnight Management LP | 93,000 | $664.0K | 0.11% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 94,782 | $676.7K | 0.43% | −33,018−25.8% | Reduced |
| Kestra Advisory Services, LLC | 102,342 | $730.7K | 0.01% | +12,234+13.6% | Added |
| Belpointe Asset Management LLC | 106,425 | $759.9K | 0.07% | +32,530+44.0% | Added |
| Baird Financial Group, Inc. | 125,091 | $893.2K | 0.00% | −2,440−1.9% | Reduced |
| Roumell Asset Management, LLC | 141,432 | $1.01M | 2.17% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 145,608 | $1.04M | 0.05% | +13,633+10.3% | Added |
| Independent Financial Group, LLC | 159,675 | $1.14M | 0.06% | +43,725+37.7% | Added |
| Bard Associates Inc | 167,162 | $1.19M | 0.45% | −6,600−3.8% | Reduced |
| UBS Group AG | 208,067 | $1.49M | 0.00% | +16,533+8.6% | Added |
| Lido Advisors, LLC | 218,894 | $1.56M | 0.02% | +218,894 | New |
| LPL Financial LLC | 320,265 | $2.29M | 0.00% | −9,635−2.9% | Reduced |
| Savant Capital, LLC | 0 | $0 | 0.00% | −18,823−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Claybrook Capital, LLC | – | – | – | – | Not filed |