Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 185
- +11 vs. Q3 2024
- Shares held
- 31.7M
- +3.86M (+13.9%) vs. Q3 2024
- Total value
- $501.6M
- +$69.8M (+16.2%) vs. Q3 2024
- New holders
- 24
- 73 more added
- Sold out
- 13
- 45 more reduced
9 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Moors & Cabot, Inc. | 23,774 | $375.6K | 0.02% | +47+0.2% | Added |
| Mezzasalma Advisors, LLC | 23,970 | $378.7K | 0.12% | +23,970 | New |
| 1607 Capital Partners, LLC | 24,006 | $379.3K | 0.03% | −37,400−60.9% | Reduced |
| International Assets Investment Management, LLC | 24,261 | $382.1K | 0.03% | −346,513−93.5% | Reduced |
| Wedbush Securities Inc | 25,755 | $407.0K | 0.01% | −39,450−60.5% | Reduced |
| Uncommon Cents Investing LLC | 26,079 | $412.1K | 0.12% | −1,370−5.0% | Reduced |
| David J Yvars Group | 27,819 | $438.0K | 0.27% | −1,700−5.8% | Reduced |
| Mercer Global Advisors Inc | 27,891 | $440.7K | 0.00% | −490−1.7% | Reduced |
| Bay Rivers Group | 29,264 | $462.4K | 0.22% | +1,601+5.8% | Added |
| Daymark Wealth Partners, LLC | 30,344 | $479.4K | 0.02% | −5,018−14.2% | Reduced |
| Alexander Randolph Advisory, Inc. | 30,963 | $489.2K | 0.45% | +871+2.9% | Added |
| 1776 Wealth LLC | 32,621 | $515.4K | 0.24% | 00.0% | Unchanged |
| Calamos Advisors LLC | 34,523 | $545.5K | 0.00% | +6,640+23.8% | Added |
| Envestnet Asset Management Inc | 35,491 | $560.8K | 0.00% | +3,171+9.8% | Added |
| Bank of Montreal | 35,860 | $566.6K | 0.00% | −220−0.6% | Reduced |
| Concorde Asset Management, LLC | 39,152 | $618.6K | 0.32% | +5,660+16.9% | Added |
| Apollon Wealth Management, LLC | 40,466 | $639.4K | 0.01% | +26,588+191.6% | Added |
| We Are One Seven, LLC | 42,159 | $666.1K | 0.03% | +42,159 | New |
| Northwestern Mutual Wealth Management Co | 42,603 | $673.1K | 0.00% | −1,551−3.5% | Reduced |
| Atlanta Consulting Group Advisors, LLC | 43,745 | $691.2K | 0.25% | +43,745 | New |
| First Trust Advisors LP | 45,249 | $714.9K | 0.00% | +596+1.3% | Added |
| Mariner, LLC | 45,400 | $717.3K | 0.00% | −10,898−19.4% | Reduced |
| Heritage Wealth Management, Inc. | 46,668 | $737.4K | 0.25% | +1,296+2.9% | Added |
| Comprehensive Money Management Services LLC | 46,830 | $739.9K | 0.61% | +46,830 | New |
| Landscape Capital Management, L.L.C. | 46,887 | $740.8K | 0.08% | −129,496−73.4% | Reduced |
| Stolper Co | 47,501 | $751.0K | 0.25% | +606+1.3% | Added |
| Cetera Investment Advisers | 48,099 | $760.0K | 0.00% | −254,564−84.1% | Reduced |
| Prospera Financial Services Inc | 48,547 | $767.0K | 0.02% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 48,800 | $771.0K | 0.28% | −25,200−34.1% | Reduced |
| Nations Financial Group Inc, | 49,497 | $782.1K | 0.06% | +2,427+5.2% | Added |
| Financial Advocates Investment Management | 49,902 | $788.5K | 0.05% | −17,138−25.6% | Reduced |
| Whitener Capital Management, Inc. | 49,978 | $789.7K | 0.22% | +3,216+6.9% | Added |
| GWM Advisors LLC | 50,416 | $796.6K | 0.00% | +2,170+4.5% | Added |
| Warren Averett Asset Management, LLC | 50,753 | $801.9K | 0.01% | +50,753 | New |
| SOL Capital Management CO | 52,909 | $836.0K | 0.09% | −1,988−3.6% | Reduced |
| City of London Investment Management Co Ltd | 55,721 | $880.4K | 0.09% | +38,500+223.6% | Added |
| Mraz, Amerine & Associates, Inc. | 57,029 | $901.1K | 0.16% | −310−0.5% | Reduced |
| SeaCrest Wealth Management, LLC | 58,067 | $917.5K | 0.10% | −3,875−6.3% | Reduced |
| Triumph Capital Management | 58,126 | $918.4K | 0.31% | −675−1.1% | Reduced |
| Focused Wealth Management, Inc | 60,861 | $961.6K | 0.13% | +7,187+13.4% | Added |
| Miracle Mile Advisors, LLC | 65,473 | $1.03M | 0.02% | −50.0% | Reduced |
| Samalin Investment Counsel, LLC | 68,971 | $1.09M | 0.47% | +1,483+2.2% | Added |
| Shaker Financial Services, LLC | 74,500 | $1.18M | 0.45% | −46,071−38.2% | Reduced |
| Kennedy Investment Group | 83,594 | $1.32M | 0.60% | −976−1.2% | Reduced |
| Benjamin Edwards Inc | 89,166 | $1.41M | 0.02% | −6,693−7.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 92,935 | $1.47M | 0.07% | +33,307+55.9% | Added |
| Comerica Bank | 93,172 | $1.47M | 0.01% | −1,882−2.0% | Reduced |
| Atlantic Union Bankshares Corp | 94,773 | $1.50M | 0.09% | −3,759−3.8% | Reduced |
| Accel Wealth Management | 101,500 | $1.60M | 0.61% | −20,429−16.8% | Reduced |
| Atria Investments LLC | 103,361 | $1.63M | 0.02% | +7,761+8.1% | Added |
| Stratos Wealth Partners, LTD. | 105,211 | $1.66M | 0.02% | −773−0.7% | Reduced |
| Gabelli Funds LLC | 121,158 | $1.91M | 0.01% | −1,500−1.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 121,347 | $1.92M | 0.01% | +8,844+7.9% | Added |
| Private Advisor Group, LLC | 137,195 | $2.17M | 0.01% | +3,409+2.5% | Added |
| Cohen & Steers, Inc. | 138,821 | $2.19M | 0.00% | −5,000−3.5% | Reduced |
| Commonwealth Equity Services, LLC | 140,012 | $2.21M | 0.00% | +933+0.7% | Added |
| Advisor Group Holdings, Inc. | 143,383 | $2.27M | 0.01% | +16,792+13.3% | Added |
| HighTower Advisors, LLC | 144,253 | $2.28M | 0.00% | +7,985+5.9% | Added |
| General American Investors Co Inc | 150,877 | $2.38M | 0.17% | 00.0% | Unchanged |
| CNH Partners LLC | 157,693 | $2.49M | 0.06% | −230,406−59.4% | Reduced |
| Oppenheimer & Co Inc | 165,655 | $2.62M | 0.04% | +15,367+10.2% | Added |
| Steward Partners Investment Advisory, LLC | 166,040 | $2.62M | 0.02% | +91,586+123.0% | Added |
| RB Capital Management, LLC | 168,405 | $2.66M | 0.62% | +10,467+6.6% | Added |
| Rothschild Investment LLC | 195,061 | $3.08M | 0.20% | +16,637+9.3% | Added |
| Karpus Management, Inc. | 196,137 | $3.10M | 0.09% | +2,114+1.1% | Added |
| Menlo Advisors LLC | 201,044 | $3.18M | 1.62% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 223,093 | $3.52M | 0.03% | +5,149+2.4% | Added |
| Sanctuary Advisors, LLC | 215,889 | $3.55M | 0.02% | +3,964+1.9% | Added |
| Allspring Global Investments Holdings, LLC | 251,257 | $3.97M | 0.01% | −135,242−35.0% | Reduced |
| Captrust Financial Advisors | 273,765 | $4.33M | 0.01% | −30,284−10.0% | Reduced |
| Waterfront Wealth Inc. | 426,902 | $6.75M | 1.64% | +23,238+5.8% | Added |
| Janney Montgomery Scott LLC | 439,830 | $6.95M | 0.02% | +11,777+2.8% | Added |
| Guggenheim Capital LLC | 447,259 | $7.07M | 0.06% | +3,472+0.8% | Added |
| Blue Bell Private Wealth Management, LLC | 484,233 | $7.65M | 1.46% | −490−0.1% | Reduced |
| Modern Wealth Management, LLC | 537,859 | $8.50M | 0.32% | +537,859 | New |
| Lazard Asset Management LLC | 556,039 | $8.79M | 0.01% | +65,046+13.2% | Added |
| Advisors Asset Management, Inc. | 714,072 | $11.3M | 0.21% | −56,953−7.4% | Reduced |
| UBS Group AG | 728,073 | $11.5M | 0.00% | +4,265+0.6% | Added |
| Stifel Financial Corp | 823,078 | $13.0M | 0.01% | +47,232+6.1% | Added |
| LPL Financial LLC | 1,260,113 | $19.9M | 0.01% | +343,597+37.5% | Added |
| Royal Bank of Canada | 1,553,618 | $24.5M | 0.01% | +118,894+8.3% | Added |
| Wells Fargo & Company | 1,673,671 | $26.4M | 0.01% | +315,880+23.3% | Added |
| Raymond James Financial Inc | 3,072,086 | $48.5M | 0.02% | +3,072,086 | New |
| Bank of America Corp | 5,848,923 | $92.4M | 0.01% | +87,541+1.5% | Added |
| Morgan Stanley | 6,304,960 | $99.6M | 0.01% | +245,469+4.1% | Added |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −75,192−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −75,048−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −28,972−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −28,119−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −25,462−100.0% | Sold out |
| Wiley Bros.-Aintree Capital, LLC | 0 | $0 | 0.00% | −16,778−100.0% | Sold out |
| Walled Lake Planning & Wealth Management, LLC | 0 | $0 | 0.00% | −12,950−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −524−100.0% | Sold out |
| Investors Research Corp | 0 | $0 | 0.00% | −438−100.0% | Sold out |
| Tortoise Investment Management, LLC | 0 | $0 | 0.00% | −229−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −19−100.0% | Sold out |
| Harbor Investment Advisory, LLC | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Bokf, NA | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |