Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 183
- +8 vs. Q2 2024
- Shares held
- 31.1M
- +551.3K (+1.8%) vs. Q2 2024
- Total value
- $482.7M
- +$40.4M (+9.1%) vs. Q2 2024
- New holders
- 22
- 71 more added
- Sold out
- 14
- 52 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Calamos Advisors LLC | 27,883 | $437.8K | 0.00% | +17,179+160.5% | Added |
| Wolverine Asset Management LLC | 28,119 | $441.5K | 0.01% | −40,216−58.9% | Reduced |
| Mercer Global Advisors Inc | 28,381 | $441.9K | 0.00% | −512−1.8% | Reduced |
| Sigma Planning Corp | 28,972 | $454.9K | 0.01% | −1,933−6.3% | Reduced |
| David J Yvars Group | 29,519 | $460.6K | 0.29% | −1,995−6.3% | Reduced |
| Alexander Randolph Advisory, Inc. | 30,092 | $472.4K | 0.42% | +536+1.8% | Added |
| Envestnet Asset Management Inc | 32,320 | $507.4K | 0.00% | −512−1.6% | Reduced |
| 1776 Wealth LLC | 32,621 | $512.1K | 0.23% | −4,748−12.7% | Reduced |
| Concorde Asset Management, LLC | 33,492 | $525.8K | 0.30% | +5,444+19.4% | Added |
| Daymark Wealth Partners, LLC | 35,362 | $555.2K | 0.02% | −2,269−6.0% | Reduced |
| Bank of Montreal | 36,080 | $561.0K | 0.00% | +220+0.6% | Added |
| All Season Financial Advisors, Inc. | 40,909 | $642.3K | 0.55% | +130+0.3% | Added |
| Raymond James Trust N.A. | 43,769 | $687.2K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 44,154 | $693.2K | 0.00% | −836−1.9% | Reduced |
| First Trust Advisors LP | 44,653 | $701.1K | 0.00% | +3,323+8.0% | Added |
| Heritage Wealth Management, Inc. | 45,372 | $712.3K | 0.23% | −819−1.8% | Reduced |
| Whitener Capital Management, Inc. | 46,762 | $734.2K | 0.21% | +2,387+5.4% | Added |
| Stolper Co | 46,895 | $736.0K | 0.24% | +420+0.9% | Added |
| Nations Financial Group Inc, | 47,070 | $739.0K | 0.05% | +47,070 | New |
| GWM Advisors LLC | 48,246 | $757.5K | 0.00% | −526−1.1% | Reduced |
| Prospera Financial Services Inc | 48,547 | $762.2K | 0.02% | +800+1.7% | Added |
| 9258 Wealth Management, LLC | 51,140 | $802.9K | 0.12% | −1,912−3.6% | Reduced |
| Focused Wealth Management, Inc | 53,674 | $842.7K | 0.12% | +827+1.6% | Added |
| SOL Capital Management CO | 54,897 | $862.0K | 0.10% | −3,584−6.1% | Reduced |
| Mariner, LLC | 56,298 | $883.9K | 0.00% | −4,638−7.6% | Reduced |
| Mraz, Amerine & Associates, Inc. | 57,339 | $900.2K | 0.16% | −3,686−6.0% | Reduced |
| Triumph Capital Management | 58,801 | $923.2K | 0.33% | +17,031+40.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 59,628 | $936.2K | 0.04% | +21,992+58.4% | Added |
| 1607 Capital Partners, LLC | 61,406 | $964.1K | 0.09% | −49,882−44.8% | Reduced |
| SeaCrest Wealth Management, LLC | 61,942 | $972.5K | 0.10% | −67,610−52.2% | Reduced |
| Wedbush Securities Inc | 65,205 | $1.02M | 0.04% | −4,286−6.2% | Reduced |
| Miracle Mile Advisors, LLC | 65,478 | $1.03M | 0.02% | +140.0% | Added |
| Financial Advocates Investment Management | 67,040 | $1.05M | 0.06% | −3,967−5.6% | Reduced |
| Samalin Investment Counsel, LLC | 67,488 | $1.06M | 0.46% | −60−0.1% | Reduced |
| NWF Advisory Services Inc. | 67,714 | $1.06M | 0.15% | −1,729−2.5% | Reduced |
| Quantedge Capital Pte Ltd | 74,000 | $1.16M | 0.35% | −24,800−25.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 74,454 | $1.17M | 0.01% | +9,456+14.5% | Added |
| Saba Capital Management, L.P. | 75,048 | $1.18M | 0.03% | +75,048 | New |
| Polar Asset Management Partners Inc. | 75,192 | $1.18M | 0.03% | +75,192 | New |
| Kennedy Investment Group | 84,570 | $1.33M | 0.61% | −379−0.4% | Reduced |
| Comerica Bank | 95,054 | $1.49M | 0.01% | +530+0.6% | Added |
| Atria Investments LLC | 95,600 | $1.50M | 0.02% | +2,246+2.4% | Added |
| Benjamin Edwards Inc | 95,859 | $1.51M | 0.02% | +95,859 | New |
| Atlantic Union Bankshares Corp | 98,532 | $1.55M | 0.09% | −4,175−4.1% | Reduced |
| Stratos Wealth Partners, LTD. | 105,984 | $1.66M | 0.02% | +105,984 | New |
| Cambridge Investment Research Advisors, Inc. | 112,503 | $1.77M | 0.01% | +8,240+7.9% | Added |
| Shaker Financial Services, LLC | 120,571 | $1.89M | 0.71% | −67,685−36.0% | Reduced |
| Accel Wealth Management | 121,929 | $1.91M | 0.71% | +151+0.1% | Added |
| Gabelli Funds LLC | 122,658 | $1.93M | 0.01% | −1,500−1.2% | Reduced |
| Advisor Group Holdings, Inc. | 126,591 | $1.99M | 0.00% | −4,727−3.6% | Reduced |
| Private Advisor Group, LLC | 133,786 | $2.10M | 0.01% | +4,829+3.7% | Added |
| HighTower Advisors, LLC | 136,268 | $2.14M | 0.00% | +1,480+1.1% | Added |
| Commonwealth Equity Services, LLC | 139,079 | $2.18M | 0.00% | +9,583+7.4% | Added |
| Cohen & Steers, Inc. | 143,821 | $2.26M | 0.00% | −10,000−6.5% | Reduced |
| Oppenheimer & Co Inc | 150,288 | $2.36M | 0.04% | −6,954−4.4% | Reduced |
| General American Investors Co Inc | 150,877 | $2.37M | 0.16% | 00.0% | Unchanged |
| RB Capital Management, LLC | 157,938 | $2.48M | 0.58% | +1,870+1.2% | Added |
| Landscape Capital Management, L.L.C. | 176,383 | $2.77M | 0.28% | −88,549−33.4% | Reduced |
| Rothschild Investment LLC | 178,424 | $2.80M | 0.18% | +2,663+1.5% | Added |
| Karpus Management, Inc. | 194,023 | $3.05M | 0.08% | −3,097−1.6% | Reduced |
| Menlo Advisors LLC | 201,044 | $3.16M | 1.62% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 217,944 | $3.42M | 0.03% | −1,786−0.8% | Reduced |
| Sanctuary Advisors, LLC | 211,925 | $3.49M | 0.02% | +3,854+1.9% | Added |
| Cetera Investment Advisers | 302,663 | $4.75M | 0.01% | +3,193+1.1% | Added |
| Captrust Financial Advisors | 304,049 | $4.77M | 0.01% | +90.0% | Added |
| Allspring Global Investments Holdings, LLC | 386,499 | $6.07M | 0.01% | +48,700+14.4% | Added |
| CNH Partners LLC | 388,099 | $6.09M | 0.14% | −208,784−35.0% | Reduced |
| Waterfront Wealth Inc. | 403,664 | $6.21M | 1.52% | +128,315+46.6% | Added |
| Janney Montgomery Scott LLC | 428,053 | $6.72M | 0.02% | −7,708−1.8% | Reduced |
| Guggenheim Capital LLC | 443,787 | $6.97M | 0.05% | +21,865+5.2% | Added |
| Blue Bell Private Wealth Management, LLC | 484,723 | $7.61M | 1.45% | +23,800+5.2% | Added |
| Lazard Asset Management LLC | 490,993 | $7.71M | 0.01% | +106,201+27.6% | Added |
| UBS Group AG | 723,808 | $11.4M | 0.00% | −207,978−22.3% | Reduced |
| Advisors Asset Management, Inc. | 771,025 | $12.1M | 0.22% | −5,658−0.7% | Reduced |
| Stifel Financial Corp | 775,846 | $12.2M | 0.01% | +70,449+10.0% | Added |
| LPL Financial LLC | 916,516 | $14.4M | 0.01% | +15,420+1.7% | Added |
| Wells Fargo & Company | 1,357,791 | $21.3M | 0.01% | +60,762+4.7% | Added |
| Royal Bank of Canada | 1,434,724 | $22.5M | 0.01% | +297,479+26.2% | Added |
| Raymond James & Associates | 1,502,749 | $23.6M | 0.01% | +78,601+5.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,579,874 | $24.8M | 0.03% | +82,009+5.5% | Added |
| Bank of America Corp | 5,761,382 | $90.5M | 0.01% | +136,590+2.4% | Added |
| Morgan Stanley | 6,059,491 | $95.1M | 0.01% | +287,418+5.0% | Added |
| International Assets Investment Management, LLC | 370,774 | – | – | +349,005+1,603.2% | Added |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −734,489−100.0% | Sold out |
| Punch & Associates Investment Management, Inc. | 0 | $0 | 0.00% | −48,680−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −44,715−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −34,357−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −23,641−100.0% | Sold out |
| Silverlake Wealth Management LLC | 0 | $0 | 0.00% | −17,315−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −12,876−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,505−100.0% | Sold out |
| Stonebrook Private Inc. | 0 | $0 | 0.00% | −10,746−100.0% | Sold out |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −10,026−100.0% | Sold out |
| Riggs Asset Managment Co. Inc. | 0 | $0 | 0.00% | −1,068−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −525−100.0% | Sold out |
| Abich Financial Wealth Management LLC | 0 | $0 | 0.00% | −215−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |