Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- +7 vs. Q4 2023
- Shares held
- 30.0M
- +404.0K (+1.4%) vs. Q4 2023
- Total value
- $455.1M
- +$24.0M (+5.6%) vs. Q4 2023
- New holders
- 24
- 66 more added
- Sold out
- 17
- 46 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of Montreal | 35,860 | $613.2K | 0.00% | −600−1.6% | Reduced |
| Atlanta Consulting Group Advisors, LLC | 42,968 | $651.8K | 0.23% | +42,968 | New |
| Walleye Capital LLC | 43,225 | $655.7K | 0.01% | +43,225 | New |
| All Season Financial Advisors, Inc. | 43,397 | $658.3K | 0.55% | +2,394+5.8% | Added |
| Coastal Investment Advisors, Inc. | 43,850 | $665.2K | 0.14% | −412−0.9% | Reduced |
| Daymark Wealth Partners, LLC | 45,420 | $689.0K | 0.04% | −4,000−8.1% | Reduced |
| Stolper Co | 45,768 | $694.0K | 0.25% | +1,056+2.4% | Added |
| Northwestern Mutual Wealth Management Co | 46,210 | $701.0K | 0.00% | −6,041−11.6% | Reduced |
| Raymond James Trust N.A. | 46,932 | $712.0K | 0.02% | +5,096+12.2% | Added |
| Prevail Innovative Wealth Advisors, LLC | 46,964 | $712.4K | 0.26% | +26,256+126.8% | Added |
| Independent Financial Group, LLC | 49,743 | $754.6K | 0.03% | +5,376+12.1% | Added |
| Focused Wealth Management, Inc | 50,039 | $759.1K | 0.12% | −3,303−6.2% | Reduced |
| Rockefeller Capital Management L.P. | 50,362 | $764.0K | 0.00% | −4,711−8.6% | Reduced |
| 9258 Wealth Management, LLC | 52,323 | $793.7K | 0.12% | +466+0.9% | Added |
| 1832 Asset Management L.P. | 52,816 | $801.2K | 0.00% | −807−1.5% | Reduced |
| GWM Advisors LLC | 55,516 | $842.2K | 0.01% | +15,848+40.0% | Added |
| SOL Capital Management CO | 57,586 | $874.0K | 0.11% | +2,614+4.8% | Added |
| Mariner, LLC | 60,936 | $924.4K | 0.00% | −1,400−2.2% | Reduced |
| Mraz, Amerine & Associates, Inc. | 64,330 | $975.9K | 0.18% | −508−0.8% | Reduced |
| Miracle Mile Advisors, LLC | 65,464 | $993.1K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 65,809 | $998.3K | 0.01% | +891+1.4% | Added |
| Samalin Investment Counsel, LLC | 66,441 | $1.01M | 0.48% | +3,571+5.7% | Added |
| Punch & Associates Investment Management, Inc. | 69,074 | $1.05M | 0.06% | −174,414−71.6% | Reduced |
| Wedbush Securities Inc | 69,730 | $1.06M | 0.04% | +827+1.2% | Added |
| NWF Advisory Services Inc. | 70,070 | $1.06M | 0.18% | +4,662+7.1% | Added |
| Kennedy Investment Group | 82,254 | $1.25M | 0.67% | −1,311−1.6% | Reduced |
| Bulldog Investors, LLP | 83,173 | $1.26M | 0.42% | 00.0% | Unchanged |
| Atria Investments LLC | 85,629 | $1.30M | 0.02% | +2,988+3.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 87,106 | $1.32M | 0.02% | +3,253+3.9% | Added |
| Financial Advocates Investment Management | 91,972 | $1.40M | 0.08% | −2,400−2.5% | Reduced |
| Comerica Bank | 94,211 | $1.43M | 0.01% | +4,477+5.0% | Added |
| Shaker Financial Services, LLC | 95,125 | $1.44M | 0.56% | +36,107+61.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 96,287 | $1.46M | 0.01% | +39,980+71.0% | Added |
| Atlantic Union Bankshares Corp | 103,126 | $1.56M | 0.13% | −18,051−14.9% | Reduced |
| Private Advisor Group, LLC | 113,303 | $1.72M | 0.01% | +6,628+6.2% | Added |
| Accel Wealth Management | 120,848 | $1.83M | 0.78% | +1,384+1.2% | Added |
| Gabelli Funds LLC | 124,158 | $1.88M | 0.01% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 129,867 | $1.97M | 0.16% | −96,925−42.7% | Reduced |
| Commonwealth Equity Services, LLC | 135,195 | $2.05M | 0.00% | −38,016−21.9% | Reduced |
| SeaCrest Wealth Management, LLC | 136,797 | $2.08M | 0.25% | −4,204−3.0% | Reduced |
| HighTower Advisors, LLC | 150,084 | $2.28M | 0.00% | −1,490−1.0% | Reduced |
| General American Investors Co Inc | 150,877 | $2.29M | 0.17% | 00.0% | Unchanged |
| RB Capital Management, LLC | 152,925 | $2.32M | 0.62% | −7,305−4.6% | Reduced |
| Oppenheimer & Co Inc | 157,553 | $2.39M | 0.04% | +3,004+1.9% | Added |
| Advisor Group Holdings, Inc. | 160,256 | $2.43M | 0.01% | −120.0% | Reduced |
| Rothschild Investment LLC | 174,570 | $2.65M | 0.19% | +12,610+7.8% | Added |
| Karpus Management, Inc. | 199,455 | $3.03M | 0.09% | −1,055−0.5% | Reduced |
| Menlo Advisors LLC | 201,114 | $3.05M | 1.75% | −402−0.2% | Reduced |
| Landscape Capital Management, L.L.C. | 209,271 | $3.17M | 0.28% | −8,134−3.7% | Reduced |
| Cohen & Steers, Inc. | 211,821 | $3.21M | 0.01% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 221,719 | $3.36M | 0.03% | +937+0.4% | Added |
| Waterfront Wealth Inc. | 267,736 | $3.82M | 1.07% | +24,534+10.1% | Added |
| Cetera Investment Advisers | 290,215 | $4.40M | 0.01% | +48,907+20.3% | Added |
| Captrust Financial Advisors | 308,841 | $4.69M | 0.02% | −17,752−5.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 366,062 | $5.55M | 0.01% | −57,000−13.5% | Reduced |
| Lazard Asset Management LLC | 384,792 | $5.84M | 0.01% | +147,935+62.5% | Added |
| Blue Bell Private Wealth Management, LLC | 406,826 | $6.17M | 1.32% | +44,822+12.4% | Added |
| Guggenheim Capital LLC | 431,095 | $6.54M | 0.05% | +15,597+3.8% | Added |
| Janney Montgomery Scott LLC | 431,555 | $6.55M | 0.02% | +8,578+2.0% | Added |
| Cornerstone Advisors, LLC | 453,290 | $6.88M | 0.28% | −485,483−51.7% | Reduced |
| CNH Partners LLC | 521,586 | $7.91M | 0.28% | +6,840+1.3% | Added |
| Advisors Asset Management, Inc. | 668,494 | $10.1M | 0.19% | +59,353+9.7% | Added |
| Stifel Financial Corp | 739,062 | $11.2M | 0.01% | +54,321+7.9% | Added |
| LPL Financial LLC | 901,886 | $13.7M | 0.01% | −5,933−0.7% | Reduced |
| UBS Group AG | 932,955 | $14.2M | 0.00% | +12,101+1.3% | Added |
| Royal Bank of Canada | 1,135,039 | $17.2M | 0.00% | +14,829+1.3% | Added |
| Wells Fargo & Company | 1,286,297 | $19.5M | 0.01% | −51,832−3.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,525,570 | $23.1M | 0.03% | +19,092+1.3% | Added |
| Raymond James & Associates | 1,710,322 | $25.9M | 0.02% | +32,501+1.9% | Added |
| Morgan Stanley | 5,434,073 | $82.4M | 0.01% | +787,939+17.0% | Added |
| Bank of America Corp | 5,671,884 | $86.0M | 0.01% | −55,230−1.0% | Reduced |
| Rpo LLC | 0 | $0 | 0.00% | −137,362−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −30,409−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −25,998−100.0% | Sold out |
| Cliftonlarsonallen Wealth Advisors, LLC | 0 | $0 | 0.00% | −23,224−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −20,829−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −20,574−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −14,700−100.0% | Sold out |
| Coastline Trust Co | 0 | $0 | 0.00% | −13,474−100.0% | Sold out |
| Chapin Davis, Inc. | 0 | $0 | 0.00% | −13,274−100.0% | Sold out |
| CTC Alternative Strategies, Ltd. | 0 | $0 | 0.00% | −10,803−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −3,800−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −1,850−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −276−100.0% | Sold out |
| JFS Wealth Advisors, LLC | 0 | $0 | 0.00% | −209−100.0% | Sold out |
| Lee Financial Co | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Naples Money Management LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Focus Financial Network Inc | – | – | – | – | Not filed |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |