Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 160
- +3 vs. Q2 2023
- Shares held
- 28.7M
- +1.09M (+3.9%) vs. Q2 2023
- Total value
- $369.7M
- −$12.0M (−3.1%) vs. Q2 2023
- New holders
- 16
- 64 more added
- Sold out
- 13
- 43 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1832 Asset Management L.P. | 53,118 | $683.6K | 0.00% | +263+0.5% | Added |
| Focused Wealth Management, Inc | 54,175 | $697.2K | 0.12% | +1,112+2.1% | Added |
| Punch & Associates Investment Management, Inc. | 54,527 | $701.8K | 0.04% | −4,410−7.5% | Reduced |
| Rockefeller Capital Management L.P. | 56,647 | $729.0K | 0.00% | +512+0.9% | Added |
| NWF Advisory Services Inc. | 60,553 | $779.3K | 0.18% | +2,706+4.7% | Added |
| Northwestern Mutual Wealth Management Co | 60,599 | $779.9K | 0.00% | −4,465−6.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 63,974 | $823.3K | 0.01% | +8,324+15.0% | Added |
| Mraz, Amerine & Associates, Inc. | 64,838 | $834.5K | 0.19% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 65,464 | $842.5K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 68,754 | $885.0K | 0.04% | +1,653+2.5% | Added |
| Lokken Investment Group LLC | 70,667 | $909.5K | 0.60% | +2,521+3.7% | Added |
| Benjamin F. Edwards & Company, Inc. | 74,449 | $958.0K | 0.04% | −5,340−6.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 81,096 | $1.04M | 0.00% | −1,742−2.1% | Reduced |
| Kennedy Investment Group | 83,156 | $1.07M | 0.64% | +617+0.7% | Added |
| Atria Investments LLC | 88,073 | $1.13M | 0.02% | +1,931+2.2% | Added |
| Comerica Bank | 90,463 | $1.16M | 0.01% | +90,463 | New |
| Landscape Capital Management, L.L.C. | 92,130 | $1.19M | 0.16% | −59,873−39.4% | Reduced |
| Financial Advocates Investment Management | 92,471 | $1.19M | 0.09% | −6,455−6.5% | Reduced |
| Centaurus Financial, Inc. | 97,180 | $1.25M | 0.11% | −39,770−29.0% | Reduced |
| Private Advisor Group, LLC | 103,519 | $1.33M | 0.01% | +204+0.2% | Added |
| Atlas Private Wealth Advisors | 109,830 | $1.41M | 0.27% | −500−0.5% | Reduced |
| Accel Wealth Management | 121,395 | $1.56M | 0.87% | +2,334+2.0% | Added |
| Gabelli Funds LLC | 124,158 | $1.60M | 0.01% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 124,290 | $1.60M | 0.16% | −19,008−13.3% | Reduced |
| HighTower Advisors, LLC | 141,654 | $1.82M | 0.00% | +1,761+1.3% | Added |
| Karpus Management, Inc. | 142,268 | $1.83M | 0.06% | +93,740+193.2% | Added |
| SeaCrest Wealth Management, LLC | 144,434 | $1.86M | 0.24% | +905+0.6% | Added |
| Oppenheimer & Co Inc | 149,075 | $1.92M | 0.04% | +945+0.6% | Added |
| General American Investors Co Inc | 150,877 | $1.94M | 0.17% | 00.0% | Unchanged |
| Rothschild Investment Corp | 153,992 | $1.98M | 0.17% | +7,904+5.4% | Added |
| RB Capital Management, LLC | 161,755 | $2.08M | 0.67% | +2,829+1.8% | Added |
| Commonwealth Equity Services, LLC | 186,031 | $2.39M | 0.00% | −9,671−4.9% | Reduced |
| Rpo LLC | 188,503 | $2.43M | 4.14% | 00.0% | Unchanged |
| Menlo Advisors LLC | 201,516 | $2.59M | 1.70% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 211,821 | $2.73M | 0.01% | +15,786+8.1% | Added |
| Cetera Investment Advisers | 212,519 | $2.74M | 0.02% | +27,244+14.7% | Added |
| D.A. Davidson & Co. | 214,315 | $2.76M | 0.03% | +5,543+2.7% | Added |
| 1607 Capital Partners, LLC | 217,402 | $2.80M | 0.21% | +140,548+182.9% | Added |
| Waterfront Wealth Inc. | 237,215 | $2.85M | 0.93% | −21,288−8.2% | Reduced |
| Lazard Asset Management LLC | 236,857 | $3.05M | 0.00% | −1,718−0.7% | Reduced |
| Advisor Group Holdings, Inc. | 253,229 | $3.26M | 0.00% | +86,493+51.9% | Added |
| Allspring Global Investments Holdings, LLC | 302,912 | $3.90M | 0.01% | +68,606+29.3% | Added |
| Captrust Financial Advisors | 331,617 | $4.27M | 0.02% | +2,002+0.6% | Added |
| Wolverine Asset Management LLC | 354,142 | $4.56M | 0.08% | +13,481+4.0% | Added |
| Shaker Financial Services, LLC | 356,617 | $4.59M | 2.14% | +23,373+7.0% | Added |
| Blue Bell Private Wealth Management, LLC | 367,057 | $4.72M | 1.27% | +39,173+11.9% | Added |
| CNH Partners LLC | 397,112 | $5.11M | 0.23% | +224,945+130.7% | Added |
| Guggenheim Capital LLC | 404,620 | $5.21M | 0.04% | +14,179+3.6% | Added |
| Janney Montgomery Scott LLC | 419,250 | $5.40M | 0.02% | +7,557+1.8% | Added |
| Stifel Financial Corp | 620,818 | $7.99M | 0.01% | −1,723−0.3% | Reduced |
| Cornerstone Advisors, LLC | 622,006 | $8.01M | 0.37% | +284,691+84.4% | Added |
| Advisors Asset Management, Inc. | 676,010 | $8.70M | 0.19% | −4,394−0.6% | Reduced |
| LPL Financial LLC | 897,831 | $11.6M | 0.01% | +8,696+1.0% | Added |
| UBS Group AG | 923,696 | $11.9M | 0.01% | +108,967+13.4% | Added |
| Royal Bank of Canada | 1,106,155 | $14.2M | 0.00% | +92,962+9.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,560,545 | $20.1M | 0.04% | −12,243−0.8% | Reduced |
| Raymond James & Associates | 1,626,986 | $20.9M | 0.02% | −31,874−1.9% | Reduced |
| Wells Fargo & Company | 1,636,997 | $21.1M | 0.01% | −29,936−1.8% | Reduced |
| Morgan Stanley | 4,468,900 | $57.5M | 0.01% | −176,993−3.8% | Reduced |
| Bank of America Corp | 4,899,900 | $63.1M | 0.01% | +196,179+4.2% | Added |
| 1776 Wealth LLC | 0 | $0 | 0.00% | −35,406−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −31,048−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −24,798−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −24,763−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −24,400−100.0% | Sold out |
| Americana Partners, LLC | 0 | $0 | 0.00% | −19,430−100.0% | Sold out |
| Csenge Advisory Group | 0 | $0 | 0.00% | −13,017−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,153−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −2,314−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −672−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −301−100.0% | Sold out |
| TFC Financial Management | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Tiaa, FSB | – | – | – | – | Not filed |