Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2025
Institutional positions in Prospect Capital Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 224
- 0 vs. Q3 2025
- Shares held
- 82.6M
- +1.80M (+2.2%) vs. Q3 2025
- Total value
- $214.1M
- −$8.29M (−3.7%) vs. Q3 2025
- New holders
- 37
- 57 more added
- Sold out
- 37
- 80 more reduced
4 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Strategies Wealth Advisors, LLC | 36,561 | $94.7K | 0.01% | +1,896+5.5% | Added |
| Arkadios Wealth Advisors | 36,134 | $93.6K | 0.00% | −2,200−5.7% | Reduced |
| Goldman Sachs Group Inc | 33,085 | $85.7K | 0.00% | −129,297−79.6% | Reduced |
| Barrett & Company, Inc. | 32,277 | $83.6K | 0.03% | −12,496−27.9% | Reduced |
| Cherry Creek Investment Advisors, Inc. | 31,316 | $81.1K | 0.03% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 29,344 | $76.0K | 0.01% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 27,489 | $74.5K | 0.00% | −6,755−19.7% | Reduced |
| HighPoint Advisor Group LLC | 28,406 | $73.6K | 0.00% | +28,406 | New |
| WMG Financial Advisors, LLC | 27,950 | $72.4K | 0.03% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 27,191 | $70.4K | 0.00% | +27,191 | New |
| Mercer Global Advisors Inc | 27,033 | $70.0K | 0.00% | −5,229−16.2% | Reduced |
| Allworth Financial LP | 26,222 | $67.9K | 0.00% | −2,938−10.1% | Reduced |
| Rpo LLC | 25,568 | $66.2K | 0.08% | +25,568 | New |
| Global Retirement Partners, LLC | 25,500 | $66.0K | 0.00% | 00.0% | Unchanged |
| Massar Capital Management, LP | 23,184 | $60.0K | 0.01% | +23,184 | New |
| Great Valley Advisor Group, Inc. | 22,802 | $59.1K | 0.00% | +1,180+5.5% | Added |
| IFP Advisors, Inc | 22,388 | $58.0K | 0.00% | +1,122+5.3% | Added |
| Cravens & Co Advisors, LLC | 20,000 | $56.0K | 0.04% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 20,878 | $54.1K | 0.00% | −840−3.9% | Reduced |
| Mayport, LLC | 20,570 | $53.3K | 0.01% | 00.0% | Unchanged |
| Next Level Private LLC | 20,035 | $51.9K | 0.01% | −13,205−39.7% | Reduced |
| Samalin Investment Counsel, LLC | 19,607 | $50.8K | 0.02% | −7,202−26.9% | Reduced |
| Sculati Wealth Management, LLC | 19,300 | $50.0K | 0.02% | −7,335−27.5% | Reduced |
| CWM, LLC | 18,753 | $49.0K | 0.00% | +507+2.8% | Added |
| Kingsview Wealth Management, LLC | 18,897 | $48.9K | 0.00% | +980+5.5% | Added |
| State of Alaska, Department of Revenue | 18,642 | $48.0K | 0.00% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 18,174 | $47.1K | 0.00% | −578−3.1% | Reduced |
| Regal Investment Advisors LLC | 18,022 | $46.7K | 0.00% | +155+0.9% | Added |
| Calton & Associates, Inc. | 17,789 | $46.1K | 0.01% | −1,578−8.1% | Reduced |
| J.W. Cole Advisors, Inc. | 17,702 | $45.8K | 0.00% | −3,628−17.0% | Reduced |
| Stephens Inc | 16,421 | $42.5K | 0.00% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 16,413 | $42.5K | 0.00% | −4,426−21.2% | Reduced |
| The PNC Financial Services Group, Inc. | 15,928 | $41.3K | 0.00% | +44+0.3% | Added |
| Onyx Bridge Wealth Group LLC | 15,672 | $40.6K | 0.00% | +15,672 | New |
| PFG Investments, LLC | 15,599 | $40.4K | 0.00% | −29−0.2% | Reduced |
| WealthPLAN Partners, LLC | 15,430 | $40.0K | 0.01% | +15,430 | New |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $39.6K | 0.01% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 15,153 | $39.2K | 0.01% | +329+2.2% | Added |
| Oppenheimer & Co Inc | 15,117 | $39.2K | 0.00% | −761−4.8% | Reduced |
| Family Wealth Group, LLC | 14,913 | $38.6K | 0.02% | +99+0.7% | Added |
| GWM Advisors LLC | 13,904 | $36.0K | 0.00% | +13,892+115,766.7% | Added |
| Significant Wealth Partners LLC | 13,780 | $35.7K | 0.04% | −4,167−23.2% | Reduced |
| MML Investors Services, LLC | 13,505 | $35.0K | 0.00% | +1,267+10.4% | Added |
| Envestnet Asset Management Inc | 13,352 | $34.6K | 0.00% | −884−6.2% | Reduced |
| MAI Capital Management | 13,255 | $34.3K | 0.00% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 13,003 | $33.7K | 0.00% | −8,588−39.8% | Reduced |
| Moneta Group Investment Advisors LLC | 12,953 | $33.5K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 12,936 | $33.5K | 0.00% | +11,481+789.1% | Added |
| Flagship Capital Management Inc. | 12,800 | $33.2K | 0.02% | +12,800 | New |
| Boothbay Fund Management, LLC | 12,784 | $33.1K | 0.00% | +12,784 | New |
| Northwestern Mutual Wealth Management Co | 12,687 | $32.9K | 0.00% | +10,052+381.5% | Added |
| Independent Advisor Alliance | 12,550 | $32.5K | 0.00% | +12,550 | New |
| Mariner, LLC | 12,520 | $32.4K | 0.00% | −23,466−65.2% | Reduced |
| Capital Advisors, Ltd. LLC | 12,352 | $32.0K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 12,075 | $31.3K | 0.00% | +12,075 | New |
| Wealthcare Advisory Partners LLC | 11,999 | $31.1K | 0.00% | +622+5.5% | Added |
| Evergreen Capital Management LLC | 11,734 | $30.4K | 0.00% | +11,734 | New |
| Private Trust Co NA | 11,639 | $30.1K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 10,825 | $28.0K | 0.00% | +10,825 | New |
| Ground Swell Capital, LLC | 10,763 | $27.9K | 0.06% | +10,763 | New |
| Traynor Capital Management, Inc. | 10,655 | $27.6K | 0.00% | −317−2.9% | Reduced |
| BFSG, LLC | 10,510 | $27.2K | 0.00% | +10,510 | New |
| Navalign, LLC | 10,428 | $27.0K | 0.01% | +357+3.5% | Added |
| Creative Financial Designs Inc | 10,400 | $26.9K | 0.00% | +539+5.5% | Added |
| KG&L Capital Management,LLC | 10,043 | $26.0K | 0.01% | −233−2.3% | Reduced |
| Strategic Wealth Partners, Ltd. | 10,000 | $25.9K | 0.00% | +10,000 | New |
| Catalyst Financial Partners LLC | 10,000 | $25.9K | 0.00% | +10,000 | New |
| Brian Low Financial Group, LLC | 10,000 | $25.9K | 0.02% | +10,000 | New |
| Ameriflex Group, Inc. | 9,830 | $25.5K | 0.01% | −9,270−48.5% | Reduced |
| Aventura Private Wealth, LLC | 9,162 | $23.7K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 8,536 | $22.1K | 0.00% | −3,449−28.8% | Reduced |
| CNB Bank | 7,500 | $19.4K | 0.01% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 7,157 | $18.5K | 0.00% | +7,157 | New |
| Commonwealth Retirement Investments LLC | 5,790 | $15.0K | 0.00% | +5,790 | New |
| HHM Wealth Advisors, LLC | 5,372 | $13.9K | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 5,180 | $13.4K | 0.00% | +3,687+247.0% | Added |
| Avion Wealth | 4,863 | $12.0K | 0.00% | +237+5.1% | Added |
| Steward Partners Investment Advisory, LLC | 4,358 | $11.3K | 0.00% | −2,656−37.9% | Reduced |
| AdvisorNet Financial, Inc | 4,207 | $10.9K | 0.00% | +205+5.1% | Added |
| Fifth Third Bancorp | 4,200 | $10.9K | 0.00% | +4,200 | New |
| Comerica Bank | 4,051 | $10.5K | 0.00% | −48,045−92.2% | Reduced |
| Founders Capital Management | 4,000 | $10.4K | 0.01% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 3,800 | $9.84K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 3,639 | $9.43K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 3,586 | $9.29K | 0.00% | −837−18.9% | Reduced |
| Jones Financial Companies LLLP | 3,337 | $8.64K | 0.00% | −4,256−56.1% | Reduced |
| Financial Consulate, Inc | 3,121 | $8.08K | 0.00% | −757−19.5% | Reduced |
| Crewe Advisors LLC | 2,893 | $7.49K | 0.00% | +366+14.5% | Added |
| JPMorgan Chase & Co | 2,653 | $6.87K | 0.00% | −49,591−94.9% | Reduced |
| Activest Wealth Management | 2,300 | $5.96K | 0.00% | −1,000−30.3% | Reduced |
| Cypress Capital Management LLC (WY) | 2,145 | $5.56K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 1,762 | $4.56K | 0.00% | +1,451+466.6% | Added |
| Garton & Associates Financial Advisors LLC | 1,649 | $4.27K | 0.00% | +1,649 | New |
| Sofos Investments, Inc. | 1,525 | $3.95K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $3.88K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,200 | $3.11K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,009 | $2.61K | 0.00% | +1,009 | New |
| Sunrise Financial Services, LLC | 1,000 | $2.59K | 0.00% | +1,000 | New |
| Natixis | 934 | $2.42K | 0.00% | +61+7.0% | Added |
| Strive Financial Group ,LLC | 757 | $1.96K | 0.00% | +757 | New |