Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2025
Institutional positions in Prospect Capital Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 224
- 0 vs. Q3 2025
- Shares held
- 82.6M
- +1.80M (+2.2%) vs. Q3 2025
- Total value
- $214.1M
- −$8.29M (−3.7%) vs. Q3 2025
- New holders
- 37
- 57 more added
- Sold out
- 37
- 80 more reduced
4 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Triumph Capital Management | 751 | $1.95K | 0.00% | +751 | New |
| LRI Investments, LLC | 638 | $1.65K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 559 | $1.45K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 558 | $1.45K | 0.00% | +19+3.5% | Added |
| Sound Income Strategies, LLC | 400 | $1.14K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 431 | $1.12K | 0.00% | 00.0% | Unchanged |
| IMG Wealth Management, Inc. | 381 | $986 | 0.00% | +381 | New |
| Hilltop National Bank | 380 | $984 | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 302 | $782 | 0.00% | +15+5.2% | Added |
| American Capital Advisory, LLC | 204 | $529 | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 200 | $518 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 148 | $384 | 0.00% | −1,661−91.8% | Reduced |
| Heritage Wealth Advisors | 100 | $259 | 0.00% | 00.0% | Unchanged |
| Parvin Asset Management, LLC | 30 | $78 | 0.00% | +30 | New |
| Citigroup Inc | 10 | $26 | 0.00% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 8 | $21 | 0.00% | +8 | New |
| ORG Partners LLC | 5 | $15 | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 5 | $13 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 2 | $5 | 0.00% | −22,398−100.0% | Reduced |
| Danske Bank A/S | 2 | $5 | 0.00% | +2 | New |
| CIBC Private Wealth Group, LLC | 1 | $3 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 0 | $1 | 0.00% | 0 | Unchanged |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Palogic Value Management, L.P. | 0 | $0 | 0.00% | −745,831−100.0% | Sold out |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −539,210−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −313,952−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −279,072−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −268,440−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −226,326−100.0% | Sold out |
| Vident Advisory, LLC | 0 | $0 | 0.00% | −89,003−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −63,180−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −52,454−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −51,642−100.0% | Sold out |
| Beacon Financial Advisory LLC | 0 | $0 | 0.00% | −31,185−100.0% | Sold out |
| Insigneo Advisory Services, LLC | 0 | $0 | 0.00% | −29,290−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −19,900−100.0% | Sold out |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −19,120−100.0% | Sold out |
| Equitable Holdings, Inc. | 0 | $0 | 0.00% | −18,375−100.0% | Sold out |
| Shufro Rose & Co LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Berkeley Capital Partners, LLC | 0 | $0 | 0.00% | −13,426−100.0% | Sold out |
| Teamwork Financial Advisors, LLC | 0 | $0 | 0.00% | −12,733−100.0% | Sold out |
| A4 Wealth Advisors LLC | 0 | $0 | 0.00% | −12,390−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −12,018−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −11,512−100.0% | Sold out |
| Carnegie Lake Advisors LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,058−100.0% | Sold out |
| VSM Wealth Advisory, LLC | 0 | $0 | 0.00% | −6,993−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −5,880−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −5,678−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −2,435−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −2,038−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Harbor Asset Planning, Inc. | 0 | $0 | 0.00% | −1,275−100.0% | Sold out |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −453−100.0% | Sold out |
| Flagship Wealth Advisors, LLC | 0 | $0 | 0.00% | −163−100.0% | Sold out |
| Principal Securities, Inc. | 0 | $0 | 0.00% | −151−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Millstone Evans Group, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| Hallmark Capital Management Inc | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | – | – | – | – | Not filed |
| Moloney Securities Asset Management, LLC | – | – | – | – | Not filed |
| Point72 Europe (London) LLP | – | – | – | – | Not filed |
| Point72 Asia (Singapore) Pte. Ltd. | – | – | – | – | Not filed |