Prospect Capital Corp

PSEC

Exchange: Nasdaq
SEC CIK: 0001287032

SEC filings (opens in a new tab)

In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.

Other share classesPSEC.PA

Q4 2025 vs. Q3 2025

How the institutions holding Prospect Capital Corp changed between Q3 2025 and Q4 2025.

All holders in Q4 2025 All holders in Q3 2025

13F holders of PSEC: Q3 2025 compared with Q4 2025
Measure	Q3 2025	Of which not filed for Q4 2025	Q4 2025	Change
Holders	228	4	224	0
Shares	81.6M	743.2K	82.6M	+1.80M (+2.2%)
Value	$224.4M	$2.04M	$214.1M	−$8.29M (−3.7%)

4 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so the changes leave them out.

New holders (37)

Institutions that held Prospect Capital Corp at the end of Q4 2025 but not at the end of Q3 2025.

Institutions new to PSEC in Q4 2025
Institution	Shares	Value	% of portfolio
Private Management Group Inc	3,224,849	$8.35M	0.24%
Point72 Asset Management, L.P.	1,065,592	$2.76M	0.00%
GraniteShares Advisors LLC	1,059,980	$2.75M	1.67%
Gsa Capital Partners LLP	174,627	$452.0K	0.04%
Jump Financial, LLC	95,704	$247.9K	0.00%
Alpine Global Management, LLC	71,712	$185.7K	0.04%
Cresset Asset Management, LLC	64,728	$170.6K	0.00%
Arta Finance Wealth Management LLC	62,717	$162.4K	0.08%
HighPoint Advisor Group LLC	28,406	$73.6K	0.00%
Pensionmark Financial Group, LLC	27,191	$70.4K	0.00%
Rpo LLC	25,568	$66.2K	0.08%
Massar Capital Management, LP	23,184	$60.0K	0.01%
Onyx Bridge Wealth Group LLC	15,672	$40.6K	0.00%
WealthPLAN Partners, LLC	15,430	$40.0K	0.01%
Flagship Capital Management Inc.	12,800	$33.2K	0.02%
Boothbay Fund Management, LLC	12,784	$33.1K	0.00%
Independent Advisor Alliance	12,550	$32.5K	0.00%
Foundations Investment Advisors, LLC	12,075	$31.3K	0.00%
Evergreen Capital Management LLC	11,734	$30.4K	0.00%
Schonfeld Strategic Advisors LLC	10,825	$28.0K	0.00%
Ground Swell Capital, LLC	10,763	$27.9K	0.06%
BFSG, LLC	10,510	$27.2K	0.00%
Strategic Wealth Partners, Ltd.	10,000	$25.9K	0.00%
Catalyst Financial Partners LLC	10,000	$25.9K	0.00%
Brian Low Financial Group, LLC	10,000	$25.9K	0.02%
Newbridge Financial Services Group, Inc.	7,157	$18.5K	0.00%
Commonwealth Retirement Investments LLC	5,790	$15.0K	0.00%
Fifth Third Bancorp	4,200	$10.9K	0.00%
Garton & Associates Financial Advisors LLC	1,649	$4.27K	0.00%
CoreCap Advisors, LLC	1,009	$2.61K	0.00%
Sunrise Financial Services, LLC	1,000	$2.59K	0.00%
Strive Financial Group ,LLC	757	$1.96K	0.00%
Triumph Capital Management	751	$1.95K	0.00%
IMG Wealth Management, Inc.	381	$986	0.00%
Parvin Asset Management, LLC	30	$78	0.00%
Flagship Harbor Advisors, LLC	8	$21	0.00%
Danske Bank A/S	2	$5	0.00%

Sold out (37)

Institutions that held Prospect Capital Corp at the end of Q3 2025 and filed for Q4 2025 without it.

Institutions that sold out of PSEC in Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Palogic Value Management, L.P.	745,831	$2.05M
IMC-Chicago, LLC	539,210	$1.48M
Virtu Financial LLC	313,952	$863.0K
Aquatic Capital Management LLC	279,072	$767.4K
Dark Forest Capital Management LP	268,440	$738.2K
Balyasny Asset Management LLC	226,326	$622.4K
Vident Advisory, LLC	89,003	$244.8K
Two Sigma Securities, LLC	63,180	$173.7K
Stratos Wealth Partners, LTD.	52,454	$144.3K
Simplex Trading, LLC	51,642	$142.0K
Beacon Financial Advisory LLC	31,185	$85.8K
Insigneo Advisory Services, LLC	29,290	$80.5K
Cerity Partners LLC	19,900	$54.7K
IFG Advisory, LLC	19,120	$52.6K
Equitable Holdings, Inc.	18,375	$50.5K
Shufro Rose & Co LLC	11,000	$45.1K
Berkeley Capital Partners, LLC	13,426	$36.9K
Teamwork Financial Advisors, LLC	12,733	$35.0K
A4 Wealth Advisors LLC	12,390	$34.1K
AE Wealth Management LLC	12,018	$33.1K
Advisory Services Network, LLC	11,512	$31.7K
Carnegie Lake Advisors LLC	11,000	$30.3K
Janney Montgomery Scott LLC	10,058	$28.0K
VSM Wealth Advisory, LLC	6,993	$19.2K
Asset Dedication, LLC	5,880	$16.2K
Ameritas Advisory Services, LLC	5,678	$15.6K
Optiver Holding B.V.	2,435	$6.70K
Rockefeller Capital Management L.P.	2,038	$5.61K
Huntington National Bank	1,500	$4.13K
Harbor Asset Planning, Inc.	1,275	$3.51K
TD Waterhouse Canada Inc.	800	$2.20K
SRS Capital Advisors, Inc.	453	$1.25K
Flagship Wealth Advisors, LLC	163	$448
Principal Securities, Inc.	151	$415
GPS Wealth Strategies Group, LLC	25	$69
Millstone Evans Group, LLC	15	$41
Hallmark Capital Management Inc	3	$8

Not filed for Q4 2025 yet (4)

Institutions that held Prospect Capital Corp at the end of Q3 2025 and haven't filed a 13F for Q4 2025. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PSEC in Q3 2025 that haven't filed for Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Cubist Systematic Strategies, LLC	635,676	$1.75M
Moloney Securities Asset Management, LLC	105,639	$290.5K
Point72 Europe (London) LLP	1,924	$5.29K
Point72 Asia (Singapore) Pte. Ltd.	5	$14