Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2025
Institutional positions in Prospect Capital Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 224
- 0 vs. Q3 2025
- Shares held
- 82.6M
- +1.80M (+2.2%) vs. Q3 2025
- Total value
- $214.1M
- −$8.29M (−3.7%) vs. Q3 2025
- New holders
- 37
- 57 more added
- Sold out
- 37
- 80 more reduced
4 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 0 | $1 | 0.00% | 0 | Unchanged |
| CIBC Private Wealth Group, LLC | 1 | $3 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 2 | $5 | 0.00% | −22,398−100.0% | Reduced |
| Danske Bank A/S | 2 | $5 | 0.00% | +2 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 5 | $13 | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 5 | $15 | 0.00% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 8 | $21 | 0.00% | +8 | New |
| Citigroup Inc | 10 | $26 | 0.00% | 00.0% | Unchanged |
| Parvin Asset Management, LLC | 30 | $78 | 0.00% | +30 | New |
| Heritage Wealth Advisors | 100 | $259 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 148 | $384 | 0.00% | −1,661−91.8% | Reduced |
| NBC Securities, Inc. | 200 | $518 | 0.00% | 00.0% | Unchanged |
| American Capital Advisory, LLC | 204 | $529 | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 302 | $782 | 0.00% | +15+5.2% | Added |
| Hilltop National Bank | 380 | $984 | 0.00% | 00.0% | Unchanged |
| IMG Wealth Management, Inc. | 381 | $986 | 0.00% | +381 | New |
| Ronald Blue Trust, Inc. | 431 | $1.12K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 400 | $1.14K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 558 | $1.45K | 0.00% | +19+3.5% | Added |
| Cape Investment Advisory, Inc. | 559 | $1.45K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 638 | $1.65K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 751 | $1.95K | 0.00% | +751 | New |
| Strive Financial Group ,LLC | 757 | $1.96K | 0.00% | +757 | New |
| Natixis | 934 | $2.42K | 0.00% | +61+7.0% | Added |
| Sunrise Financial Services, LLC | 1,000 | $2.59K | 0.00% | +1,000 | New |
| CoreCap Advisors, LLC | 1,009 | $2.61K | 0.00% | +1,009 | New |
| Gables Capital Management Inc. | 1,200 | $3.11K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $3.88K | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 1,525 | $3.95K | 0.00% | 00.0% | Unchanged |
| Garton & Associates Financial Advisors LLC | 1,649 | $4.27K | 0.00% | +1,649 | New |
| Quadrant Capital Group LLC | 1,762 | $4.56K | 0.00% | +1,451+466.6% | Added |
| Cypress Capital Management LLC (WY) | 2,145 | $5.56K | 0.01% | 00.0% | Unchanged |
| Activest Wealth Management | 2,300 | $5.96K | 0.00% | −1,000−30.3% | Reduced |
| JPMorgan Chase & Co | 2,653 | $6.87K | 0.00% | −49,591−94.9% | Reduced |
| Crewe Advisors LLC | 2,893 | $7.49K | 0.00% | +366+14.5% | Added |
| Financial Consulate, Inc | 3,121 | $8.08K | 0.00% | −757−19.5% | Reduced |
| Jones Financial Companies LLLP | 3,337 | $8.64K | 0.00% | −4,256−56.1% | Reduced |
| Parallel Advisors, LLC | 3,586 | $9.29K | 0.00% | −837−18.9% | Reduced |
| Legacy Wealth Managment, LLC | 3,639 | $9.43K | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 3,800 | $9.84K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 4,000 | $10.4K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 4,051 | $10.5K | 0.00% | −48,045−92.2% | Reduced |
| Fifth Third Bancorp | 4,200 | $10.9K | 0.00% | +4,200 | New |
| AdvisorNet Financial, Inc | 4,207 | $10.9K | 0.00% | +205+5.1% | Added |
| Steward Partners Investment Advisory, LLC | 4,358 | $11.3K | 0.00% | −2,656−37.9% | Reduced |
| Avion Wealth | 4,863 | $12.0K | 0.00% | +237+5.1% | Added |
| Caitong International Asset Management Co., Ltd | 5,180 | $13.4K | 0.00% | +3,687+247.0% | Added |
| HHM Wealth Advisors, LLC | 5,372 | $13.9K | 0.00% | 00.0% | Unchanged |
| Commonwealth Retirement Investments LLC | 5,790 | $15.0K | 0.00% | +5,790 | New |
| Newbridge Financial Services Group, Inc. | 7,157 | $18.5K | 0.00% | +7,157 | New |
| CNB Bank | 7,500 | $19.4K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 8,536 | $22.1K | 0.00% | −3,449−28.8% | Reduced |
| Aventura Private Wealth, LLC | 9,162 | $23.7K | 0.01% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 9,830 | $25.5K | 0.01% | −9,270−48.5% | Reduced |
| Strategic Wealth Partners, Ltd. | 10,000 | $25.9K | 0.00% | +10,000 | New |
| Catalyst Financial Partners LLC | 10,000 | $25.9K | 0.00% | +10,000 | New |
| Brian Low Financial Group, LLC | 10,000 | $25.9K | 0.02% | +10,000 | New |
| KG&L Capital Management,LLC | 10,043 | $26.0K | 0.01% | −233−2.3% | Reduced |
| Creative Financial Designs Inc | 10,400 | $26.9K | 0.00% | +539+5.5% | Added |
| Navalign, LLC | 10,428 | $27.0K | 0.01% | +357+3.5% | Added |
| BFSG, LLC | 10,510 | $27.2K | 0.00% | +10,510 | New |
| Traynor Capital Management, Inc. | 10,655 | $27.6K | 0.00% | −317−2.9% | Reduced |
| Ground Swell Capital, LLC | 10,763 | $27.9K | 0.06% | +10,763 | New |
| Schonfeld Strategic Advisors LLC | 10,825 | $28.0K | 0.00% | +10,825 | New |
| Private Trust Co NA | 11,639 | $30.1K | 0.00% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 11,734 | $30.4K | 0.00% | +11,734 | New |
| Wealthcare Advisory Partners LLC | 11,999 | $31.1K | 0.00% | +622+5.5% | Added |
| Foundations Investment Advisors, LLC | 12,075 | $31.3K | 0.00% | +12,075 | New |
| Capital Advisors, Ltd. LLC | 12,352 | $32.0K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 12,520 | $32.4K | 0.00% | −23,466−65.2% | Reduced |
| Independent Advisor Alliance | 12,550 | $32.5K | 0.00% | +12,550 | New |
| Northwestern Mutual Wealth Management Co | 12,687 | $32.9K | 0.00% | +10,052+381.5% | Added |
| Boothbay Fund Management, LLC | 12,784 | $33.1K | 0.00% | +12,784 | New |
| Flagship Capital Management Inc. | 12,800 | $33.2K | 0.02% | +12,800 | New |
| Farther Finance Advisors, LLC | 12,936 | $33.5K | 0.00% | +11,481+789.1% | Added |
| Moneta Group Investment Advisors LLC | 12,953 | $33.5K | 0.00% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 13,003 | $33.7K | 0.00% | −8,588−39.8% | Reduced |
| MAI Capital Management | 13,255 | $34.3K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 13,352 | $34.6K | 0.00% | −884−6.2% | Reduced |
| MML Investors Services, LLC | 13,505 | $35.0K | 0.00% | +1,267+10.4% | Added |
| Significant Wealth Partners LLC | 13,780 | $35.7K | 0.04% | −4,167−23.2% | Reduced |
| GWM Advisors LLC | 13,904 | $36.0K | 0.00% | +13,892+115,766.7% | Added |
| Family Wealth Group, LLC | 14,913 | $38.6K | 0.02% | +99+0.7% | Added |
| Oppenheimer & Co Inc | 15,117 | $39.2K | 0.00% | −761−4.8% | Reduced |
| Silverlake Wealth Management LLC | 15,153 | $39.2K | 0.01% | +329+2.2% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $39.6K | 0.01% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 15,430 | $40.0K | 0.01% | +15,430 | New |
| PFG Investments, LLC | 15,599 | $40.4K | 0.00% | −29−0.2% | Reduced |
| Onyx Bridge Wealth Group LLC | 15,672 | $40.6K | 0.00% | +15,672 | New |
| The PNC Financial Services Group, Inc. | 15,928 | $41.3K | 0.00% | +44+0.3% | Added |
| Modern Wealth Management, LLC | 16,413 | $42.5K | 0.00% | −4,426−21.2% | Reduced |
| Stephens Inc | 16,421 | $42.5K | 0.00% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 17,702 | $45.8K | 0.00% | −3,628−17.0% | Reduced |
| Calton & Associates, Inc. | 17,789 | $46.1K | 0.01% | −1,578−8.1% | Reduced |
| Regal Investment Advisors LLC | 18,022 | $46.7K | 0.00% | +155+0.9% | Added |
| Level Four Advisory Services, LLC | 18,174 | $47.1K | 0.00% | −578−3.1% | Reduced |
| State of Alaska, Department of Revenue | 18,642 | $48.0K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 18,897 | $48.9K | 0.00% | +980+5.5% | Added |