Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −1 vs. Q2 2025
- Shares held
- 6.29M
- +1.92M (+44.1%) vs. Q2 2025
- Total value
- $62.6M
- +$19.8M (+46.1%) vs. Q2 2025
- New holders
- 9
- 17 more added
- Sold out
- 10
- 13 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Absolute Investment Advisers LLC | 1,421,772 | $14.2M | 1.78% | +1,350,552+1,896.3% | Added |
| Almitas Capital LLC | 699,986 | $6.97M | 1.60% | +361,618+106.9% | Added |
| Quarry LP | 531,617 | $5.29M | 1.29% | +511,683+2,566.9% | Added |
| Kovitz Investment Group Partners, LLC | 360,129 | $3.59M | 0.01% | +216,044+149.9% | Added |
| Saba Capital Management, L.P. | 319,614 | $3.18M | 0.11% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 315,610 | $3.14M | 0.05% | −27,338−8.0% | Reduced |
| Invesco Ltd. | 249,946 | $2.49M | 0.00% | −86,542−25.7% | Reduced |
| Lake Street Financial LLC | 232,000 | $2.31M | 0.30% | −454,650−66.2% | Reduced |
| Ethos Financial Group, LLC | 203,147 | $2.02M | 0.16% | −10,218−4.8% | Reduced |
| Clear Creek Financial Management, LLC | 196,389 | $1.96M | 0.17% | +23,234+13.4% | Added |
| Bank of America Corp | 173,513 | $1.73M | 0.00% | −20,856−10.7% | Reduced |
| CSS LLC | 171,845 | $1.71M | 0.10% | +98,833+135.4% | Added |
| Morgan Stanley | 137,192 | $1.37M | 0.00% | +4,534+3.4% | Added |
| Guggenheim Capital LLC | 136,675 | $1.36M | 0.01% | −87,725−39.1% | Reduced |
| Icon Advisers Inc | 126,566 | $1.26M | 0.28% | +126,566 | New |
| Royal Bank of Canada | 99,340 | $989.0K | 0.00% | +9,724+10.9% | Added |
| Noble Wealth Management PBC | 98,700 | $983.1K | 0.52% | +98,700 | New |
| Cohen & Steers, Inc. | 90,000 | $896.0K | 0.00% | +50,000+125.0% | Added |
| Adapt Wealth Advisors, LLC | 88,137 | $877.8K | 0.32% | +88,137 | New |
| Balyasny Asset Management LLC | 74,743 | $744.4K | 0.00% | +29,337+64.6% | Added |
| Advisor Group Holdings, Inc. | 67,653 | $670.2K | 0.00% | −2,755−3.9% | Reduced |
| Fiera Capital Corp | 64,605 | $643.5K | 0.00% | +15,810+32.4% | Added |
| Logan Stone Capital, LLC | 53,003 | $527.9K | 0.24% | +15,296+40.6% | Added |
| Wells Fargo & Company | 50,678 | $504.8K | 0.00% | +8,429+20.0% | Added |
| Captrust Financial Advisors | 50,231 | $500.3K | 0.00% | −930−1.8% | Reduced |
| Yakira Capital Management, Inc. | 34,079 | $339.4K | 0.13% | +34,079 | New |
| Cetera Investment Advisers | 29,268 | $291.5K | 0.00% | +8,402+40.3% | Added |
| UBS Group AG | 26,874 | $267.7K | 0.00% | +2,115+8.5% | Added |
| Rothschild Investment LLC | 24,100 | $240.0K | 0.01% | −700−2.8% | Reduced |
| Seven Mile Advisory | 22,139 | $220.5K | 0.04% | +22,139 | New |
| Melfa Wealth Management, LLC | 19,497 | $194.2K | 0.11% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 15,708 | $156.5K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,604 | $136.0K | 0.00% | −2,158−13.7% | Reduced |
| Susquehanna International Group, LLP | 13,520 | $134.7K | 0.00% | −3,111−18.7% | Reduced |
| HighTower Advisors, LLC | 13,382 | $133.3K | 0.00% | +71+0.5% | Added |
| Capital Investment Advisors, LLC | 12,749 | $127.0K | 0.00% | −383−2.9% | Reduced |
| Stifel Financial Corp | 11,176 | $111.3K | 0.00% | +19+0.2% | Added |
| Citadel Advisors LLC | 10,373 | $103.3K | 0.00% | +10,373 | New |
| Kovack Advisors, Inc. | 10,000 | $99.6K | 0.01% | 00.0% | Unchanged |
| MAI Capital Management | 5,000 | $49.8K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,000 | $39.8K | 0.00% | −2,205−35.5% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,555 | $35.4K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.9K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $22.4K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,700 | $16.9K | 0.00% | +1,700 | New |
| BNP Paribas Arbitrage, SA | 701 | $6.98K | 0.00% | +701 | New |
| Highline Wealth Partners LLC | 700 | $6.97K | 0.00% | +700 | New |
| Huntington National Bank | – | $20 | 0.00% | – | – |
| Pathstone Holdings, LLC | 0 | $0 | 0.00% | −173,266−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −106,873−100.0% | Sold out |
| Virtus Investment Advisers, Inc. | 0 | $0 | 0.00% | −79,711−100.0% | Sold out |
| Riverbridge Partners LLC | 0 | $0 | 0.00% | −62,293−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −13,080−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −11,820−100.0% | Sold out |
| Raymond James Financial Inc | 0 | $0 | 0.00% | −9,736−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −8,035−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −128−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |