Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +8 vs. Q1 2025
- Shares held
- 4.38M
- +669.4K (+18.1%) vs. Q1 2025
- Total value
- $43.0M
- +$7.89M (+22.5%) vs. Q1 2025
- New holders
- 13
- 14 more added
- Sold out
- 5
- 14 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 686,650 | $6.74M | 0.96% | +3,050+0.4% | Added |
| Advisors Asset Management, Inc. | 342,948 | $3.37M | 0.06% | −2,439−0.7% | Reduced |
| Almitas Capital LLC | 338,368 | $3.32M | 0.84% | +338,368 | New |
| Invesco Ltd. | 336,488 | $3.30M | 0.00% | −10,241−3.0% | Reduced |
| Saba Capital Management, L.P. | 319,614 | $3.14M | 0.09% | +319,614 | New |
| Guggenheim Capital LLC | 224,400 | $2.20M | 0.02% | +5,263+2.4% | Added |
| Ethos Financial Group, LLC | 213,365 | $2.10M | 0.18% | −2,062−1.0% | Reduced |
| Bank of America Corp | 194,369 | $1.91M | 0.00% | −59,561−23.5% | Reduced |
| Pathstone Holdings, LLC | 173,266 | $1.70M | 0.01% | −201,898−53.8% | Reduced |
| Clear Creek Financial Management, LLC | 173,155 | $1.70M | 0.16% | +29,380+20.4% | Added |
| Kovitz Investment Group Partners, LLC | 144,085 | $1.41M | 0.01% | +144,085 | New |
| Morgan Stanley | 132,658 | $1.30M | 0.00% | +4,282+3.3% | Added |
| Sit Investment Associates Inc | 106,873 | $1.05M | 0.02% | +60,122+128.6% | Added |
| Royal Bank of Canada | 89,616 | $880.0K | 0.00% | −9,544−9.6% | Reduced |
| Virtus Investment Advisers, Inc. | 79,711 | $782.8K | 0.26% | −32,411−28.9% | Reduced |
| CSS LLC | 73,012 | $717.0K | 0.05% | +73,012 | New |
| Absolute Investment Advisers LLC | 71,220 | $699.4K | 0.09% | +71,220 | New |
| Advisor Group Holdings, Inc. | 70,408 | $691.3K | 0.00% | −1,149−1.6% | Reduced |
| Riverbridge Partners LLC | 62,293 | $611.7K | 0.01% | +2,423+4.0% | Added |
| Captrust Financial Advisors | 51,161 | $502.4K | 0.00% | +930+1.9% | Added |
| Fiera Capital Corp | 48,795 | $479.2K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 45,406 | $445.9K | 0.00% | +45,406 | New |
| Wells Fargo & Company | 42,249 | $414.9K | 0.00% | +921+2.2% | Added |
| Cohen & Steers, Inc. | 40,000 | $393.0K | 0.00% | +40,000 | New |
| Logan Stone Capital, LLC | 37,707 | $370.3K | 0.17% | +37,707 | New |
| Rothschild Investment LLC | 24,800 | $243.5K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 24,759 | $243.1K | 0.00% | −20,559−45.4% | Reduced |
| Cetera Investment Advisers | 20,866 | $204.9K | 0.00% | +21+0.1% | Added |
| Quarry LP | 19,934 | $195.8K | 0.05% | +19,934 | New |
| Melfa Wealth Management, LLC | 19,497 | $191.5K | 0.12% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,631 | $163.3K | 0.00% | +16,631 | New |
| Commonwealth Equity Services, LLC | 15,762 | $155.0K | 0.00% | +60.0% | Added |
| Flagship Harbor Advisors, LLC | 15,708 | $154.3K | 0.01% | −2,870−15.4% | Reduced |
| HighTower Advisors, LLC | 13,311 | $130.7K | 0.00% | +214+1.6% | Added |
| Capital Investment Advisors, LLC | 13,132 | $129.0K | 0.00% | +33+0.3% | Added |
| XTX Topco Ltd | 13,080 | $128.4K | 0.01% | +13,080 | New |
| Avantax Advisory Services, Inc. | 11,955 | $117.4K | 0.00% | −866−6.8% | Reduced |
| LPL Financial LLC | 11,820 | $116.1K | 0.00% | −3,014−20.3% | Reduced |
| Stifel Financial Corp | 11,157 | $109.6K | 0.00% | +216+2.0% | Added |
| Kovack Advisors, Inc. | 10,000 | $98.2K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Inc | 9,736 | $95.6K | 0.00% | −11,857−54.9% | Reduced |
| Wolverine Asset Management LLC | 8,035 | $78.9K | 0.00% | −30,390−79.1% | Reduced |
| The PNC Financial Services Group, Inc. | 6,205 | $60.9K | 0.00% | +51+0.8% | Added |
| MAI Capital Management | 5,000 | $49.1K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $34.9K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.5K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $22.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 128 | $1.26K | 0.00% | +128 | New |
| Steward Partners Investment Advisory, LLC | 33 | $324 | 0.00% | +33 | New |
| Huntington National Bank | – | $20 | 0.00% | – | – |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −128,727−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −26,842−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −11,850−100.0% | Sold out |
| Gen-Wealth Partners Inc | 0 | $0 | 0.00% | −417−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Noble Wealth Management PBC | – | – | – | – | Not filed |