Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1
- −47 vs. Q3 2025
- Shares held
- 0
- −6.29M (−100.0%) vs. Q3 2025
- Total value
- $20
- −$62.6M (−100.0%) vs. Q3 2025
- New holders
- 0
- 0 more added
- Sold out
- 47
- 0 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $20 | 0.00% | – | – |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −1,421,772−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −699,986−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −531,617−100.0% | Sold out |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −360,129−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −319,614−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −315,610−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −249,946−100.0% | Sold out |
| Lake Street Financial LLC | 0 | $0 | 0.00% | −232,000−100.0% | Sold out |
| Ethos Financial Group, LLC | 0 | $0 | 0.00% | −203,147−100.0% | Sold out |
| Clear Creek Financial Management, LLC | 0 | $0 | 0.00% | −196,389−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −173,513−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −171,845−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −137,192−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −136,675−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −126,566−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −99,340−100.0% | Sold out |
| Noble Wealth Management PBC | 0 | $0 | 0.00% | −98,700−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −90,000−100.0% | Sold out |
| Adapt Wealth Advisors, LLC | 0 | $0 | 0.00% | −88,137−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −74,743−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −67,653−100.0% | Sold out |
| Fiera Capital Corp | 0 | $0 | 0.00% | −64,605−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −53,003−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −50,678−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −50,231−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −34,079−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −29,268−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −26,874−100.0% | Sold out |
| Rothschild Investment LLC | 0 | $0 | 0.00% | −24,100−100.0% | Sold out |
| Seven Mile Advisory | 0 | $0 | 0.00% | −22,139−100.0% | Sold out |
| Melfa Wealth Management, LLC | 0 | $0 | 0.00% | −19,497−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −15,708−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −13,604−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,520−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −13,382−100.0% | Sold out |
| Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −12,749−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −11,176−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,373−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −3,555−100.0% | Sold out |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −2,700−100.0% | Sold out |
| TCTC Holdings, LLC | 0 | $0 | 0.00% | −2,250−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −701−100.0% | Sold out |
| Highline Wealth Partners LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |