Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- −5 vs. Q4 2023
- Shares held
- 3.22M
- −285.6K (−8.2%) vs. Q4 2023
- Total value
- $31.1M
- −$989.3K (−3.1%) vs. Q4 2023
- New holders
- 4
- 12 more added
- Sold out
- 9
- 13 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 598,250 | $5.79M | 0.80% | +56,350+10.4% | Added |
| Bank of America Corp | 339,453 | $3.29M | 0.00% | −31,622−8.5% | Reduced |
| Guggenheim Capital LLC | 327,873 | $3.17M | 0.02% | +166,369+103.0% | Added |
| Invesco Ltd. | 235,670 | $2.28M | 0.00% | +34,145+16.9% | Added |
| Advisors Asset Management, Inc. | 224,884 | $2.18M | 0.04% | +94,750+72.8% | Added |
| Morgan Stanley | 168,334 | $1.63M | 0.00% | +15,278+10.0% | Added |
| Absolute Investment Advisers LLC | 137,444 | $1.33M | 0.18% | +137,444 | New |
| Clear Creek Financial Management, LLC | 115,515 | $1.12M | 0.14% | −3,356−2.8% | Reduced |
| Advisor Group Holdings, Inc. | 109,948 | $1.06M | 0.00% | +36,228+49.1% | Added |
| Shaker Financial Services, LLC | 106,971 | $1.04M | 0.40% | +13,288+14.2% | Added |
| Royal Bank of Canada | 106,190 | $1.03M | 0.00% | −8,860−7.7% | Reduced |
| Sit Investment Associates Inc | 94,008 | $910.0K | 0.02% | −150,653−61.6% | Reduced |
| Riverbridge Partners LLC | 77,957 | $754.6K | 0.01% | −21,570−21.7% | Reduced |
| Virtus ETF Advisers LLC | 63,234 | $612.1K | 0.33% | +13,509+27.2% | Added |
| CNH Partners LLC | 56,530 | $547.2K | 0.02% | −63,051−52.7% | Reduced |
| Quarry LP | 55,764 | $539.8K | 0.22% | −29,436−34.5% | Reduced |
| UBS Group AG | 54,628 | $528.8K | 0.00% | +10,301+23.2% | Added |
| Wells Fargo & Company | 51,216 | $495.8K | 0.00% | −40,610−44.2% | Reduced |
| Captrust Financial Advisors | 50,231 | $486.2K | 0.00% | −690−1.4% | Reduced |
| Rothschild Investment LLC | 33,240 | $321.8K | 0.02% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 31,335 | $303.3K | 0.22% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 23,179 | $223.0K | 0.00% | +233+1.0% | Added |
| Cetera Investment Advisers | 22,680 | $219.5K | 0.00% | +22,680 | New |
| Flagship Harbor Advisors, LLC | 19,378 | $187.6K | 0.01% | −2,450−11.2% | Reduced |
| Landscape Capital Management, L.L.C. | 17,358 | $168.0K | 0.01% | −13,027−42.9% | Reduced |
| Capital Investment Advisors, LLC | 16,962 | $164.2K | 0.00% | −784−4.4% | Reduced |
| Commonwealth Equity Services, LLC | 16,159 | $156.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 15,545 | $150.5K | 0.00% | +285+1.9% | Added |
| Wedbush Securities Inc | 12,250 | $119.0K | 0.00% | −1,000−7.5% | Reduced |
| Avantax Advisory Services, Inc. | 10,430 | $101.0K | 0.00% | +10,430 | New |
| Zazove Associates LLC | 6,511 | $63.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,937 | $57.5K | 0.00% | +37+0.6% | Added |
| GPS Wealth Strategies Group, LLC | 3,555 | $34.4K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.1K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $21.8K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $17.2K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 750 | $7.26K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $4.35K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 417 | $4.04K | 0.00% | +417 | New |
| Geneos Wealth Management Inc. | 270 | $2.61K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $1.52K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $19 | 0.00% | – | – |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −217,409−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −157,261−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −80,955−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −15,455−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −14,949−100.0% | Sold out |
| 1607 Capital Partners, LLC | 0 | $0 | 0.00% | −14,336−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −13,528−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −12,032−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −4,294−100.0% | Sold out |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |
| Bartlett & Co. LLC | – | – | – | – | Not filed |