Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +1 vs. Q3 2024
- Shares held
- 3.21M
- +1.21K (0.0%) vs. Q3 2024
- Total value
- $31.1M
- −$694.2K (−2.2%) vs. Q3 2024
- New holders
- 3
- 12 more added
- Sold out
- 2
- 12 more reduced
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 657,025 | $6.36M | 1.02% | −46,325−6.6% | Reduced |
| Advisors Asset Management, Inc. | 346,678 | $3.36M | 0.06% | −858−0.2% | Reduced |
| Invesco Ltd. | 346,491 | $3.35M | 0.00% | +25,857+8.1% | Added |
| Guggenheim Capital LLC | 305,110 | $2.95M | 0.02% | −30,331−9.0% | Reduced |
| Bank of America Corp | 265,214 | $2.57M | 0.00% | −24,987−8.6% | Reduced |
| Clear Creek Financial Management, LLC | 143,069 | $1.38M | 0.15% | +5,542+4.0% | Added |
| Pathstone Holdings, LLC | 139,497 | $1.35M | 0.01% | +54,130+63.4% | Added |
| Morgan Stanley | 118,474 | $1.15M | 0.00% | −35,090−22.9% | Reduced |
| Shaker Financial Services, LLC | 107,446 | $1.04M | 0.40% | +12,658+13.4% | Added |
| Royal Bank of Canada | 95,198 | $922.0K | 0.00% | −2,380−2.4% | Reduced |
| Virtus ETF Advisers LLC | 84,736 | $820.2K | 0.33% | +14,492+20.6% | Added |
| Advisor Group Holdings, Inc. | 71,235 | $689.4K | 0.00% | +11,081+18.4% | Added |
| UBS Group AG | 55,859 | $540.7K | 0.00% | +1,778+3.3% | Added |
| Riverbridge Partners LLC | 54,313 | $525.8K | 0.01% | −383−0.7% | Reduced |
| Captrust Financial Advisors | 50,231 | $486.2K | 0.00% | 00.0% | Unchanged |
| Fiera Capital Corp | 48,795 | $472.3K | 0.00% | −2,565−5.0% | Reduced |
| Sit Investment Associates Inc | 46,751 | $453.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 44,551 | $431.3K | 0.00% | +865+2.0% | Added |
| Rothschild Investment LLC | 24,800 | $240.1K | 0.02% | 00.0% | Unchanged |
| Raymond James Financial Inc | 21,627 | $209.3K | 0.00% | +21,627 | New |
| Cetera Investment Advisers | 21,625 | $209.3K | 0.00% | −4,500−17.2% | Reduced |
| Melfa Wealth Management, LLC | 21,151 | $204.7K | 0.14% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 18,578 | $179.8K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 15,751 | $152.0K | 0.00% | −620−3.8% | Reduced |
| Capital Investment Advisors, LLC | 13,067 | $126.5K | 0.00% | +36+0.3% | Added |
| LPL Financial LLC | 13,045 | $126.3K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,887 | $124.7K | 0.00% | +234+1.8% | Added |
| Wedbush Securities Inc | 12,250 | $119.0K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 11,893 | $115.1K | 0.00% | −253−2.1% | Reduced |
| Stifel Financial Corp | 10,873 | $105.3K | 0.00% | −1,508−12.2% | Reduced |
| Kovack Advisors, Inc. | 10,000 | $96.8K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,104 | $59.1K | 0.00% | +55+0.9% | Added |
| MAI Capital Management | 5,000 | $48.4K | 0.00% | +5,000 | New |
| GPS Wealth Strategies Group, LLC | 3,555 | $34.4K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.1K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $21.8K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,801 | $17.4K | 0.00% | +647+56.1% | Added |
| Venturi Wealth Management, LLC | 1,780 | $17.2K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 417 | $4.04K | 0.00% | 00.0% | Unchanged |
| Maia Wealth LLC | 200 | $1.94K | 0.00% | +200 | New |
| Huntington National Bank | – | $19 | 0.00% | – | – |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −2,443−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −750−100.0% | Sold out |