Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +2 vs. Q3 2023
- Shares held
- 3.50M
- +226.2K (+6.9%) vs. Q3 2023
- Total value
- $32.1M
- +$2.60M (+8.8%) vs. Q3 2023
- New holders
- 7
- 12 more added
- Sold out
- 5
- 14 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 541,900 | $4.97M | 0.78% | +15,150+2.9% | Added |
| Bank of America Corp | 371,075 | $3.40M | 0.00% | −25,030−6.3% | Reduced |
| Sit Investment Associates Inc | 244,661 | $2.24M | 0.06% | +141,864+138.0% | Added |
| Clough Capital Partners L P | 217,409 | $1.99M | 0.22% | −25,607−10.5% | Reduced |
| Invesco Ltd. | 201,525 | $1.85M | 0.00% | +18,950+10.4% | Added |
| Guggenheim Capital LLC | 161,504 | $1.48M | 0.01% | +103,247+177.2% | Added |
| Wagner Wealth Management, LLC | 157,261 | $1.44M | 0.48% | −31,531−16.7% | Reduced |
| Morgan Stanley | 153,056 | $1.40M | 0.00% | +2,631+1.7% | Added |
| Advisors Asset Management, Inc. | 130,134 | $1.19M | 0.02% | +130,134 | New |
| CNH Partners LLC | 119,581 | $1.10M | 0.04% | −11,525−8.8% | Reduced |
| Clear Creek Financial Management, LLC | 118,871 | $1.09M | 0.17% | +1,267+1.1% | Added |
| Royal Bank of Canada | 115,050 | $1.05M | 0.00% | −3,185−2.7% | Reduced |
| Riverbridge Partners LLC | 99,527 | $912.7K | 0.01% | +1,177+1.2% | Added |
| Shaker Financial Services, LLC | 93,683 | $867.7K | 0.36% | +8,250+9.7% | Added |
| Wells Fargo & Company | 91,826 | $842.0K | 0.00% | +6,300+7.4% | Added |
| Quarry LP | 85,200 | $781.3K | 0.39% | 00.0% | Unchanged |
| Matisse Capital | 80,955 | $742.4K | 0.40% | −40,859−33.5% | Reduced |
| Advisor Group Holdings, Inc. | 73,720 | $676.0K | 0.00% | −4,135−5.3% | Reduced |
| Captrust Financial Advisors | 50,921 | $466.9K | 0.00% | +690+1.4% | Added |
| Virtus ETF Advisers LLC | 49,725 | $456.0K | 0.29% | −18,049−26.6% | Reduced |
| UBS Group AG | 44,327 | $406.5K | 0.00% | +28,398+178.3% | Added |
| Rothschild Investment LLC | 33,240 | $304.8K | 0.03% | +33,240 | New |
| Melfa Wealth Management, LLC | 31,335 | $287.3K | 0.27% | +27+0.1% | Added |
| Landscape Capital Management, L.L.C. | 30,385 | $278.6K | 0.02% | +30,385 | New |
| HighTower Advisors, LLC | 22,946 | $210.0K | 0.00% | −1,681−6.8% | Reduced |
| Flagship Harbor Advisors, LLC | 21,828 | $200.2K | 0.01% | −1,710−7.3% | Reduced |
| Capital Investment Advisors, LLC | 17,746 | $162.7K | 0.00% | −45−0.3% | Reduced |
| Commonwealth Equity Services, LLC | 16,159 | $148.0K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 15,455 | $142.3K | 0.05% | +15,455 | New |
| LPL Financial LLC | 15,260 | $139.9K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $137.1K | 0.00% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 14,336 | $131.5K | 0.01% | −71,500−83.3% | Reduced |
| AEGON USA Investment Management, LLC | 13,528 | $124.1K | 0.09% | 00.0% | Unchanged |
| Wedbush Securities Inc | 13,250 | $122.0K | 0.01% | −400−2.9% | Reduced |
| Nomura Holdings Inc | 12,032 | $110.3K | 0.00% | +12,032 | New |
| Zazove Associates LLC | 6,511 | $60.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $54.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 4,294 | $39.4K | 0.00% | +4,294 | New |
| GPS Wealth Strategies Group, LLC | 3,555 | $32.6K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $24.8K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $20.6K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $16.3K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 1,020 | $9.36K | 0.00% | +1,020 | New |
| Bartlett & Co. LLC | 750 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 750 | $6.94K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $4.04K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 270 | $2.48K | 0.00% | −225−45.5% | Reduced |
| Gradient Investments LLC | 157 | $1.44K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $18 | 0.00% | – | – |
| Congress Wealth Management LLC | 0 | $0 | 0.00% | −41,788−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −29,318−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,158−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −10,059−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −1,469−100.0% | Sold out |