Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −3 vs. Q1 2021
- Shares held
- 3.14M
- −164.3K (−5.0%) vs. Q1 2021
- Total value
- $37.5M
- −$397.0K (−1.0%) vs. Q1 2021
- New holders
- 4
- 12 more added
- Sold out
- 7
- 7 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Invesco Senior Secured Management Inc | 613,094 | $7.31M | 2.89% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 505,583 | $6.03M | 0.04% | +90,698+21.9% | Added |
| Invesco Ltd. | 484,132 | $5.78M | 0.00% | +38,604+8.7% | Added |
| Lake Street Financial LLC | 286,650 | $3.43M | 0.87% | +41,425+16.9% | Added |
| Bank of America Corp | 194,595 | $2.32M | 0.00% | +4,524+2.4% | Added |
| Morgan Stanley | 173,894 | $2.08M | 0.00% | +32,780+23.2% | Added |
| Clear Creek Financial Management, LLC | 138,649 | $1.65M | 0.26% | +138,649 | New |
| Flagship Harbor Advisors, LLC | 138,159 | $1.65M | 0.18% | −3,800−2.7% | Reduced |
| Trustcore Financial Services, LLC | 110,982 | $1.32M | 0.14% | 00.0% | Unchanged |
| Wells Fargo & Company | 106,227 | $1.27M | 0.00% | +4,883+4.8% | Added |
| Royal Bank of Canada | 48,818 | $582.0K | 0.00% | +4,760+10.8% | Added |
| Virtus ETF Advisers LLC | 41,845 | $499.0K | 0.21% | +12,996+45.0% | Added |
| Fiera Capital Corp | 34,359 | $410.0K | 0.00% | +8,975+35.4% | Added |
| Capital Investment Advisors, LLC | 25,241 | $301.0K | 0.01% | −428,653−94.4% | Reduced |
| Mariner Investment Group LLC | 21,100 | $252.0K | 0.55% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 20,215 | $241.0K | 0.17% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 19,382 | $231.0K | 0.00% | +43+0.2% | Added |
| Congress Park Capital LLC | 16,500 | $197.0K | 0.10% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 16,208 | $193.0K | 0.00% | +400+2.5% | Added |
| Round Table Services, LLC | 16,064 | $192.0K | 0.04% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 15,699 | $187.0K | 0.00% | +15,699 | New |
| Mid Atlantic Financial Management Inc | 15,000 | $179.0K | 0.01% | +600+4.2% | Added |
| UBS Group AG | 14,088 | $168.0K | 0.00% | −1,853−11.6% | Reduced |
| Shaker Financial Services, LLC | 12,425 | $148.0K | 0.05% | −32,000−72.0% | Reduced |
| Wedbush Securities Inc | 12,308 | $147.0K | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 12,418 | $146.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,000 | $143.0K | 0.00% | −1,000−7.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,199 | $86.0K | 0.00% | −39,254−84.5% | Reduced |
| Zazove Associates LLC | 6,511 | $78.0K | 0.01% | +6,511 | New |
| NEXT Financial Group, Inc | 6,051 | $72.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $70.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $27.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $18.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,307 | $16.0K | 0.00% | −693−34.7% | Reduced |
| Global Retirement Partners, LLC | 1,165 | $14.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 735 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 200 | $2.00K | 0.00% | +200 | New |
| CWM, LLC | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −33,599−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −12,234−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −7,017−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,659−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,716−100.0% | Sold out |
| Logan Capital Management Inc | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Prentice Wealth Management LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |