Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +8 vs. Q4 2022
- Shares held
- 3.33M
- −126.2K (−3.7%) vs. Q4 2022
- Total value
- $29.0M
- −$1.34M (−4.4%) vs. Q4 2022
- New holders
- 10
- 9 more added
- Sold out
- 2
- 14 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 483,600 | $4.21M | 0.78% | +101,500+26.6% | Added |
| Bank of America Corp | 410,585 | $3.57M | 0.00% | −2,728−0.7% | Reduced |
| Invesco Ltd. | 213,774 | $1.86M | 0.00% | −88,271−29.2% | Reduced |
| Wagner Wealth Management, LLC | 187,929 | $1.63M | 0.74% | −3,783−2.0% | Reduced |
| Guggenheim Capital LLC | 174,954 | $1.52M | 0.01% | −14,214−7.5% | Reduced |
| Morgan Stanley | 160,439 | $1.40M | 0.00% | −52,502−24.7% | Reduced |
| Clough Capital Partners L P | 157,816 | $1.37M | 0.15% | +6,062+4.0% | Added |
| Royal Bank of Canada | 128,312 | $1.12M | 0.00% | +9,574+8.1% | Added |
| Matisse Capital | 121,814 | $1.06M | 0.68% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 117,125 | $1.02M | 0.19% | +9,730+9.1% | Added |
| Captrust Financial Advisors | 110,982 | $965.5K | 0.00% | +110,982 | New |
| Flagship Harbor Advisors, LLC | 101,049 | $879.1K | 0.08% | −430−0.4% | Reduced |
| Wells Fargo & Company | 97,234 | $845.9K | 0.00% | +12,430+14.7% | Added |
| Sit Investment Associates Inc | 92,797 | $807.0K | 0.02% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 90,613 | $788.3K | 0.34% | −2,418−2.6% | Reduced |
| Riverbridge Partners LLC | 88,955 | $773.9K | 0.01% | +3,666+4.3% | Added |
| CNH Partners LLC | 86,990 | $756.8K | 0.02% | +8,078+10.2% | Added |
| 1607 Capital Partners, LLC | 85,836 | $746.8K | 0.05% | −115,800−57.4% | Reduced |
| Advisor Group Holdings, Inc. | 71,593 | $622.9K | 0.00% | −15,021−17.3% | Reduced |
| Congress Wealth Management LLC | 41,788 | $363.6K | 0.01% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 37,729 | $328.2K | 0.18% | −222−0.6% | Reduced |
| Melfa Wealth Management, LLC | 32,847 | $285.8K | 0.29% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 31,171 | $270.0K | 0.00% | +2,134+7.3% | Added |
| Janney Montgomery Scott LLC | 20,437 | $178.0K | 0.00% | −56,550−73.5% | Reduced |
| Capital Investment Advisors, LLC | 18,956 | $164.9K | 0.00% | −1,523−7.4% | Reduced |
| Commonwealth Equity Services, LLC | 16,159 | $140.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $130.1K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 14,625 | $127.2K | 0.00% | −33,047−69.3% | Reduced |
| Wedbush Securities Inc | 14,558 | $127.0K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 13,546 | $117.8K | 0.02% | +13,546 | New |
| AEGON USA Investment Management, LLC | 13,528 | $117.7K | 0.07% | 00.0% | Unchanged |
| LPL Financial LLC | 12,833 | $111.6K | 0.00% | +2,433+23.4% | Added |
| Walleye Capital LLC | 11,059 | $96.2K | 0.00% | +11,059 | New |
| Wolverine Asset Management LLC | 10,927 | $95.1K | 0.00% | +10,927 | New |
| Hennion & Walsh Asset Management, Inc. | 10,366 | $90.0K | 0.01% | −117−1.1% | Reduced |
| Almitas Capital LLC | 10,000 | $87.0K | 0.04% | +10,000 | New |
| The PNC Financial Services Group, Inc. | 5,900 | $51.3K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $30.9K | 0.01% | +3,555 | New |
| Bogart Wealth, LLC | 2,700 | $23.5K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $19.6K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $15.5K | 0.00% | +1,780 | New |
| GWM Advisors LLC | 1,500 | $13.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,500 | $13.0K | 0.00% | +1,500 | New |
| Stonebridge Capital Advisors LLC | 1,469 | $12.8K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 495 | $4.31K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $3.91K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 270 | $2.35K | 0.00% | +270 | New |
| Fortis Capital Advisors, LLC | 270 | $2.35K | 0.00% | +270 | New |
| Gradient Investments LLC | 157 | $1.36K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $17 | 0.00% | – | – |
| Fiera Capital Corp | 0 | $0 | 0.00% | −57,915−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −1,165−100.0% | Sold out |
| Trustcore Financial Services, LLC | – | – | – | – | Not filed |