Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +1 vs. Q1 2024
- Shares held
- 3.89M
- +674.4K (+21.0%) vs. Q1 2024
- Total value
- $37.6M
- +$6.45M (+20.7%) vs. Q1 2024
- New holders
- 5
- 13 more added
- Sold out
- 4
- 13 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 665,600 | $6.43M | 0.83% | +67,350+11.3% | Added |
| Relative Value Partners Group, LLC | 665,600 | $6.43M | 0.83% | +665,600 | New |
| Advisors Asset Management, Inc. | 358,859 | $3.47M | 0.07% | +133,975+59.6% | Added |
| Guggenheim Capital LLC | 333,675 | $3.22M | 0.02% | +5,802+1.8% | Added |
| Bank of America Corp | 317,038 | $3.06M | 0.00% | −22,415−6.6% | Reduced |
| Invesco Ltd. | 261,407 | $2.53M | 0.00% | +25,737+10.9% | Added |
| Morgan Stanley | 180,022 | $1.74M | 0.00% | +11,688+6.9% | Added |
| Clear Creek Financial Management, LLC | 124,103 | $1.20M | 0.15% | +8,588+7.4% | Added |
| Royal Bank of Canada | 97,830 | $945.0K | 0.00% | −8,360−7.9% | Reduced |
| Shaker Financial Services, LLC | 96,815 | $935.2K | 0.38% | −10,156−9.5% | Reduced |
| Virtus ETF Advisers LLC | 89,814 | $867.6K | 0.42% | +26,580+42.0% | Added |
| Pathstone Holdings, LLC | 87,965 | $849.7K | 0.00% | +87,965 | New |
| Riverbridge Partners LLC | 80,994 | $782.4K | 0.01% | +3,037+3.9% | Added |
| Sit Investment Associates Inc | 73,163 | $707.0K | 0.02% | −20,845−22.2% | Reduced |
| Advisor Group Holdings, Inc. | 62,953 | $608.0K | 0.00% | −46,995−42.7% | Reduced |
| UBS Group AG | 61,415 | $593.3K | 0.00% | +6,787+12.4% | Added |
| Captrust Financial Advisors | 50,231 | $485.2K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 45,536 | $439.9K | 0.00% | −5,680−11.1% | Reduced |
| Melfa Wealth Management, LLC | 31,335 | $302.7K | 0.21% | 00.0% | Unchanged |
| Cetera Investment Advisers | 26,102 | $252.2K | 0.00% | +3,422+15.1% | Added |
| Rothschild Investment LLC | 24,800 | $239.6K | 0.02% | −8,440−25.4% | Reduced |
| Flagship Harbor Advisors, LLC | 18,578 | $179.5K | 0.01% | −800−4.1% | Reduced |
| HighTower Advisors, LLC | 17,415 | $167.0K | 0.00% | −5,764−24.9% | Reduced |
| Commonwealth Equity Services, LLC | 16,364 | $158.0K | 0.00% | +205+1.3% | Added |
| Capital Investment Advisors, LLC | 15,323 | $148.0K | 0.00% | −1,639−9.7% | Reduced |
| LPL Financial LLC | 13,845 | $133.7K | 0.00% | −1,700−10.9% | Reduced |
| Private Advisor Group, LLC | 13,214 | $127.7K | 0.00% | +13,214 | New |
| Avantax Advisory Services, Inc. | 12,460 | $120.4K | 0.00% | +2,030+19.5% | Added |
| Wedbush Securities Inc | 12,250 | $118.0K | 0.00% | 00.0% | Unchanged |
| Absolute Investment Advisers LLC | 12,115 | $117.0K | 0.02% | −125,329−91.2% | Reduced |
| The PNC Financial Services Group, Inc. | 5,993 | $57.9K | 0.00% | +56+0.9% | Added |
| Quarry LP | 5,659 | $54.7K | 0.02% | −50,105−89.9% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,555 | $34.3K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.1K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $21.7K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $17.2K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,157 | $11.2K | 0.00% | +1,157 | New |
| Bartlett & Co. Wealth Management LLC | 750 | $7.25K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $4.34K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 417 | $4.03K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $1.51K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 126 | $1.22K | 0.00% | +126 | New |
| Huntington National Bank | – | $19 | 0.00% | – | – |
| CNH Partners LLC | 0 | $0 | 0.00% | −56,530−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −17,358−100.0% | Sold out |
| Zazove Associates LLC | 0 | $0 | 0.00% | −6,511−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −270−100.0% | Sold out |