Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −5 vs. Q2 2023
- Shares held
- 3.28M
- −257.1K (−7.3%) vs. Q2 2023
- Total value
- $29.5M
- −$1.14M (−3.7%) vs. Q2 2023
- New holders
- 3
- 13 more added
- Sold out
- 8
- 14 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 526,750 | $4.75M | 0.85% | +18,700+3.7% | Added |
| Bank of America Corp | 396,105 | $3.57M | 0.00% | −6,577−1.6% | Reduced |
| Clough Capital Partners L P | 243,016 | $2.19M | 0.23% | +48,300+24.8% | Added |
| Wagner Wealth Management, LLC | 188,792 | $1.70M | 0.62% | +110+0.1% | Added |
| Invesco Ltd. | 182,575 | $1.65M | 0.00% | −19,882−9.8% | Reduced |
| Morgan Stanley | 150,425 | $1.36M | 0.00% | −6,707−4.3% | Reduced |
| CNH Partners LLC | 131,106 | $1.18M | 0.05% | −13,175−9.1% | Reduced |
| Matisse Capital | 121,814 | $1.10M | 0.77% | 00.0% | Unchanged |
| Royal Bank of Canada | 118,235 | $1.06M | 0.00% | −60,846−34.0% | Reduced |
| Clear Creek Financial Management, LLC | 117,604 | $1.06M | 0.19% | −1,766−1.5% | Reduced |
| Sit Investment Associates Inc | 102,797 | $926.0K | 0.03% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 98,350 | $886.1K | 0.01% | +15,379+18.5% | Added |
| 1607 Capital Partners, LLC | 85,836 | $773.4K | 0.06% | 00.0% | Unchanged |
| Wells Fargo & Company | 85,526 | $770.6K | 0.00% | +15,156+21.5% | Added |
| Shaker Financial Services, LLC | 85,433 | $769.8K | 0.36% | −853−1.0% | Reduced |
| Quarry LP | 85,200 | $767.7K | 0.50% | +48,300+130.9% | Added |
| Advisor Group Holdings, Inc. | 77,855 | $701.5K | 0.00% | +10,872+16.2% | Added |
| Virtus ETF Advisers LLC | 67,774 | $610.6K | 0.37% | +30,847+83.5% | Added |
| Guggenheim Capital LLC | 58,257 | $524.9K | 0.00% | +17,672+43.5% | Added |
| Captrust Financial Advisors | 50,231 | $452.6K | 0.00% | −60,751−54.7% | Reduced |
| Congress Wealth Management LLC | 41,788 | $376.5K | 0.01% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 31,308 | $282.1K | 0.31% | −250−0.8% | Reduced |
| Saba Capital Management, L.P. | 29,318 | $264.2K | 0.01% | −52,597−64.2% | Reduced |
| HighTower Advisors, LLC | 24,627 | $222.0K | 0.00% | +231+0.9% | Added |
| Flagship Harbor Advisors, LLC | 23,538 | $212.1K | 0.02% | −5,000−17.5% | Reduced |
| Capital Investment Advisors, LLC | 17,791 | $160.3K | 0.00% | −378−2.1% | Reduced |
| Commonwealth Equity Services, LLC | 16,159 | $146.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 15,929 | $143.5K | 0.00% | +3,320+26.3% | Added |
| LPL Financial LLC | 15,260 | $137.5K | 0.00% | +2,500+19.6% | Added |
| Qube Research & Technologies Ltd | 14,949 | $134.7K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 13,650 | $123.0K | 0.01% | +400+3.0% | Added |
| AEGON USA Investment Management, LLC | 13,528 | $121.9K | 0.09% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 10,158 | $92.0K | 0.00% | −8,161−44.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 10,059 | $90.6K | 0.01% | −306−3.0% | Reduced |
| Zazove Associates LLC | 6,511 | $59.0K | 0.01% | +6,511 | New |
| The PNC Financial Services Group, Inc. | 5,900 | $53.2K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $32.0K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $24.3K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $20.3K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $16.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $13.2K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 750 | $7.00K | 0.00% | +750 | New |
| Bartlett & Co. Wealth Management LLC | 750 | $6.76K | 0.00% | +750 | New |
| Geneos Wealth Management Inc. | 495 | $4.46K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $3.90K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $1.41K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $18 | 0.00% | – | – |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −87,659−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −66,830−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −27,277−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,831−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −11,800−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,507−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −10,212−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,548−100.0% | Sold out |