Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- +2 vs. Q4 2021
- Shares held
- 2.92M
- +290.7K (+11.0%) vs. Q4 2021
- Total value
- $30.6M
- +$41.0K (+0.1%) vs. Q4 2021
- New holders
- 8
- 12 more added
- Sold out
- 6
- 8 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guggenheim Capital LLC | 465,304 | $4.87M | 0.03% | −47,059−9.2% | Reduced |
| Janney Montgomery Scott LLC | 374,879 | $3.92M | 0.02% | +260,537+227.9% | Added |
| Lake Street Financial LLC | 334,375 | $3.50M | 0.63% | +8,750+2.7% | Added |
| Invesco Ltd. | 301,767 | $3.16M | 0.00% | −20,708−6.4% | Reduced |
| Bank of America Corp | 231,577 | $2.42M | 0.00% | +15,301+7.1% | Added |
| Morgan Stanley | 187,733 | $1.97M | 0.00% | +8,713+4.9% | Added |
| Flagship Harbor Advisors, LLC | 131,489 | $1.38M | 0.13% | −2,020−1.5% | Reduced |
| Shaker Financial Services, LLC | 114,757 | $1.20M | 0.45% | +60,287+110.7% | Added |
| Trustcore Financial Services, LLC | 110,982 | $1.16M | 0.10% | +60,751+120.9% | Added |
| Clear Creek Financial Management, LLC | 97,345 | $1.02M | 0.16% | −43,903−31.1% | Reduced |
| Royal Bank of Canada | 94,515 | $990.0K | 0.00% | +12,001+14.5% | Added |
| Wagner Wealth Management, LLC | 56,537 | $592.0K | 0.41% | +45,622+418.0% | Added |
| UBS Group AG | 46,155 | $483.0K | 0.00% | −13,615−22.8% | Reduced |
| Fiera Capital Corp | 45,189 | $473.0K | 0.00% | +9,893+28.0% | Added |
| Virtus ETF Advisers LLC | 45,041 | $472.0K | 0.21% | +10,323+29.7% | Added |
| Wolverine Asset Management LLC | 43,098 | $451.0K | 0.01% | +43,098 | New |
| Congress Wealth Management LLC | 41,788 | $438.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 26,817 | $281.0K | 0.00% | +3,544+15.2% | Added |
| Capital Investment Advisors, LLC | 25,294 | $265.0K | 0.01% | −134−0.5% | Reduced |
| Wells Fargo & Company | 21,071 | $220.0K | 0.00% | −85,681−80.3% | Reduced |
| Round Table Services, LLC | 17,379 | $182.0K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,808 | $166.0K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $157.0K | 0.00% | +2,531+20.4% | Added |
| Commonwealth Equity Services, LLC | 14,000 | $146.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 13,917 | $146.0K | 0.02% | +13,917 | New |
| Susquehanna International Group, LLP | 13,595 | $142.0K | 0.00% | +13,595 | New |
| Axxcess Wealth Management, LLC | 11,663 | $122.0K | 0.01% | −2,917−20.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,199 | $75.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $62.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $28.0K | 0.00% | +2,700 | New |
| TCTC Holdings, LLC | 2,250 | $24.0K | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 2,295 | $21.0K | 0.01% | +2,295 | New |
| Byrne Asset Management LLC | 1,650 | $17.0K | 0.01% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $15.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $11.0K | 0.00% | +1,165 | New |
| Geneos Wealth Management Inc. | 735 | $7.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $5.00K | 0.00% | +449 | New |
| Gradient Investments LLC | 157 | $2.00K | 0.00% | 00.0% | Unchanged |
| San Luis Wealth Advisors LLC | 19 | $0 | 0.00% | +19 | New |
| HRT Financial LP | 0 | $0 | 0.00% | −20,106−100.0% | Sold out |
| Congress Park Capital LLC | 0 | $0 | 0.00% | −16,500−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −15,183−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Invesco Senior Secured Management Inc | 0 | $0 | 0.00% | −6,986−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |