Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- +2 vs. Q4 2021
- Shares held
- 2.92M
- +290.7K (+11.0%) vs. Q4 2021
- Total value
- $30.6M
- +$41.0K (+0.1%) vs. Q4 2021
- New holders
- 8
- 12 more added
- Sold out
- 6
- 8 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| San Luis Wealth Advisors LLC | 19 | $0 | 0.00% | +19 | New |
| Gradient Investments LLC | 157 | $2.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $5.00K | 0.00% | +449 | New |
| Geneos Wealth Management Inc. | 735 | $7.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $11.0K | 0.00% | +1,165 | New |
| Stonebridge Capital Advisors LLC | 1,469 | $15.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,650 | $17.0K | 0.01% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 2,295 | $21.0K | 0.01% | +2,295 | New |
| TCTC Holdings, LLC | 2,250 | $24.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $28.0K | 0.00% | +2,700 | New |
| The PNC Financial Services Group, Inc. | 5,900 | $62.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,199 | $75.0K | 0.00% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 11,663 | $122.0K | 0.01% | −2,917−20.0% | Reduced |
| Susquehanna International Group, LLP | 13,595 | $142.0K | 0.00% | +13,595 | New |
| Commonwealth Equity Services, LLC | 14,000 | $146.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 13,917 | $146.0K | 0.02% | +13,917 | New |
| Qube Research & Technologies Ltd | 14,949 | $157.0K | 0.00% | +2,531+20.4% | Added |
| Wedbush Securities Inc | 15,808 | $166.0K | 0.01% | 00.0% | Unchanged |
| Round Table Services, LLC | 17,379 | $182.0K | 0.03% | 00.0% | Unchanged |
| Wells Fargo & Company | 21,071 | $220.0K | 0.00% | −85,681−80.3% | Reduced |
| Capital Investment Advisors, LLC | 25,294 | $265.0K | 0.01% | −134−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 26,817 | $281.0K | 0.00% | +3,544+15.2% | Added |
| Congress Wealth Management LLC | 41,788 | $438.0K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 43,098 | $451.0K | 0.01% | +43,098 | New |
| Virtus ETF Advisers LLC | 45,041 | $472.0K | 0.21% | +10,323+29.7% | Added |
| Fiera Capital Corp | 45,189 | $473.0K | 0.00% | +9,893+28.0% | Added |
| UBS Group AG | 46,155 | $483.0K | 0.00% | −13,615−22.8% | Reduced |
| Wagner Wealth Management, LLC | 56,537 | $592.0K | 0.41% | +45,622+418.0% | Added |
| Royal Bank of Canada | 94,515 | $990.0K | 0.00% | +12,001+14.5% | Added |
| Clear Creek Financial Management, LLC | 97,345 | $1.02M | 0.16% | −43,903−31.1% | Reduced |
| Trustcore Financial Services, LLC | 110,982 | $1.16M | 0.10% | +60,751+120.9% | Added |
| Shaker Financial Services, LLC | 114,757 | $1.20M | 0.45% | +60,287+110.7% | Added |
| Flagship Harbor Advisors, LLC | 131,489 | $1.38M | 0.13% | −2,020−1.5% | Reduced |
| Morgan Stanley | 187,733 | $1.97M | 0.00% | +8,713+4.9% | Added |
| Bank of America Corp | 231,577 | $2.42M | 0.00% | +15,301+7.1% | Added |
| Invesco Ltd. | 301,767 | $3.16M | 0.00% | −20,708−6.4% | Reduced |
| Lake Street Financial LLC | 334,375 | $3.50M | 0.63% | +8,750+2.7% | Added |
| Janney Montgomery Scott LLC | 374,879 | $3.92M | 0.02% | +260,537+227.9% | Added |
| Guggenheim Capital LLC | 465,304 | $4.87M | 0.03% | −47,059−9.2% | Reduced |
| HRT Financial LP | 0 | $0 | 0.00% | −20,106−100.0% | Sold out |
| Congress Park Capital LLC | 0 | $0 | 0.00% | −16,500−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −15,183−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Invesco Senior Secured Management Inc | 0 | $0 | 0.00% | −6,986−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |