Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +2 vs. Q1 2023
- Shares held
- 3.54M
- +205.5K (+6.2%) vs. Q1 2023
- Total value
- $30.7M
- +$1.72M (+5.9%) vs. Q1 2023
- New holders
- 5
- 11 more added
- Sold out
- 3
- 19 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 508,050 | $4.41M | 0.77% | +24,450+5.1% | Added |
| Bank of America Corp | 402,682 | $3.50M | 0.00% | −7,903−1.9% | Reduced |
| Invesco Ltd. | 202,457 | $1.76M | 0.00% | −11,317−5.3% | Reduced |
| Clough Capital Partners L P | 194,716 | $1.69M | 0.17% | +36,900+23.4% | Added |
| Wagner Wealth Management, LLC | 188,682 | $1.64M | 0.63% | +753+0.4% | Added |
| Royal Bank of Canada | 179,081 | $1.55M | 0.00% | +50,769+39.6% | Added |
| Morgan Stanley | 157,132 | $1.36M | 0.00% | −3,307−2.1% | Reduced |
| CNH Partners LLC | 144,281 | $1.25M | 0.05% | +57,291+65.9% | Added |
| Matisse Capital | 121,814 | $1.06M | 0.66% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 119,370 | $1.04M | 0.18% | +2,245+1.9% | Added |
| Captrust Financial Advisors | 110,982 | $963.3K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 102,797 | $892.0K | 0.02% | +10,000+10.8% | Added |
| Logan Stone Capital, LLC | 87,659 | $760.9K | 0.26% | +87,659 | New |
| Shaker Financial Services, LLC | 86,286 | $749.0K | 0.33% | −4,327−4.8% | Reduced |
| 1607 Capital Partners, LLC | 85,836 | $745.1K | 0.05% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 82,971 | $720.2K | 0.01% | −5,984−6.7% | Reduced |
| Saba Capital Management, L.P. | 81,915 | $711.0K | 0.02% | +81,915 | New |
| Wells Fargo & Company | 70,370 | $610.8K | 0.00% | −26,864−27.6% | Reduced |
| Advisor Group Holdings, Inc. | 66,983 | $581.4K | 0.00% | −4,610−6.4% | Reduced |
| Wolverine Asset Management LLC | 66,830 | $580.1K | 0.01% | +55,903+511.6% | Added |
| Congress Wealth Management LLC | 41,788 | $362.7K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 40,585 | $352.3K | 0.00% | −134,369−76.8% | Reduced |
| Virtus ETF Advisers LLC | 36,927 | $320.5K | 0.19% | −802−2.1% | Reduced |
| Quarry LP | 36,900 | $320.3K | 0.21% | +36,900 | New |
| Melfa Wealth Management, LLC | 31,558 | $273.9K | 0.28% | −1,289−3.9% | Reduced |
| Flagship Harbor Advisors, LLC | 28,538 | $247.7K | 0.02% | −72,511−71.8% | Reduced |
| Robinson Capital Management, LLC | 27,277 | $236.8K | 0.11% | +27,277 | New |
| HighTower Advisors, LLC | 24,396 | $210.0K | 0.00% | −6,775−21.7% | Reduced |
| Landscape Capital Management, L.L.C. | 23,831 | $206.9K | 0.03% | +10,285+75.9% | Added |
| Janney Montgomery Scott LLC | 18,319 | $159.0K | 0.00% | −2,118−10.4% | Reduced |
| Capital Investment Advisors, LLC | 18,169 | $157.7K | 0.00% | −787−4.2% | Reduced |
| Commonwealth Equity Services, LLC | 16,159 | $140.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $129.8K | 0.00% | 00.0% | Unchanged |
| AEGON USA Investment Management, LLC | 13,528 | $117.4K | 0.07% | 00.0% | Unchanged |
| Wedbush Securities Inc | 13,250 | $115.0K | 0.01% | −1,308−9.0% | Reduced |
| LPL Financial LLC | 12,760 | $110.8K | 0.00% | −73−0.6% | Reduced |
| UBS Group AG | 12,609 | $109.4K | 0.00% | −2,016−13.8% | Reduced |
| GWM Advisors LLC | 11,800 | $102.4K | 0.00% | +10,300+686.7% | Added |
| Susquehanna International Group, LLP | 10,507 | $91.2K | 0.00% | +10,507 | New |
| Hennion & Walsh Asset Management, Inc. | 10,365 | $90.0K | 0.01% | −10.0% | Reduced |
| Walleye Capital LLC | 10,212 | $88.6K | 0.00% | −847−7.7% | Reduced |
| The PNC Financial Services Group, Inc. | 5,900 | $51.2K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $30.9K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $23.4K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $19.5K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $15.5K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,548 | $13.0K | 0.00% | +48+3.2% | Added |
| Stonebridge Capital Advisors LLC | 1,469 | $12.8K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 495 | $4.30K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $3.90K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $1.36K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $17 | 0.00% | – | – |
| Almitas Capital LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −270−100.0% | Sold out |
| Fortis Capital Advisors, LLC | 0 | $0 | 0.00% | −270−100.0% | Sold out |