Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −1 vs. Q2 2021
- Shares held
- 3.44M
- +297.7K (+9.5%) vs. Q2 2021
- Total value
- $39.5M
- +$2.09M (+5.6%) vs. Q2 2021
- New holders
- 2
- 12 more added
- Sold out
- 3
- 8 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Invesco Senior Secured Management Inc | 613,094 | $7.04M | 3.66% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 564,182 | $6.48M | 0.04% | +58,599+11.6% | Added |
| Invesco Ltd. | 480,126 | $5.52M | 0.00% | −4,006−0.8% | Reduced |
| Lake Street Financial LLC | 305,075 | $3.50M | 0.86% | +18,425+6.4% | Added |
| Bank of America Corp | 214,018 | $2.46M | 0.00% | +19,423+10.0% | Added |
| Morgan Stanley | 191,525 | $2.20M | 0.00% | +17,631+10.1% | Added |
| Flagship Harbor Advisors, LLC | 138,159 | $1.65M | 0.18% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 141,930 | $1.63M | 0.65% | +129,505+1,042.3% | Added |
| Clear Creek Financial Management, LLC | 136,665 | $1.57M | 0.25% | −1,984−1.4% | Reduced |
| Trustcore Financial Services, LLC | 110,982 | $1.27M | 0.13% | 00.0% | Unchanged |
| Wells Fargo & Company | 109,345 | $1.26M | 0.00% | +3,118+2.9% | Added |
| Royal Bank of Canada | 74,497 | $856.0K | 0.00% | +25,679+52.6% | Added |
| Janney Montgomery Scott LLC | 54,623 | $628.0K | 0.00% | +38,924+247.9% | Added |
| Virtus ETF Advisers LLC | 41,443 | $476.0K | 0.21% | −402−1.0% | Reduced |
| Fiera Capital Corp | 34,359 | $395.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 25,174 | $289.0K | 0.01% | −67−0.3% | Reduced |
| Advisor Group Holdings, Inc. | 21,968 | $252.0K | 0.00% | +5,760+35.5% | Added |
| Round Table Services, LLC | 17,379 | $200.0K | 0.04% | +1,315+8.2% | Added |
| FNY Investment Advisers, LLC | 17,300 | $198.0K | 0.09% | +17,300 | New |
| Kestra Advisory Services, LLC | 17,174 | $197.0K | 0.00% | −2,208−11.4% | Reduced |
| Mid Atlantic Financial Management Inc | 17,100 | $196.0K | 0.01% | +2,100+14.0% | Added |
| Congress Park Capital LLC | 16,500 | $190.0K | 0.10% | 00.0% | Unchanged |
| UBS Group AG | 13,843 | $160.0K | 0.00% | −245−1.7% | Reduced |
| Wedbush Securities Inc | 13,308 | $153.0K | 0.01% | +1,000+8.1% | Added |
| Barclays PLC | 12,418 | $146.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,000 | $137.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 10,915 | $128.0K | 0.10% | −9,300−46.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,199 | $83.0K | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 6,511 | $75.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $68.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,200 | $48.0K | 0.00% | −1,851−30.6% | Reduced |
| TCTC Holdings, LLC | 2,250 | $26.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,617 | $19.0K | 0.00% | +1,617 | New |
| Stonebridge Capital Advisors LLC | 1,469 | $17.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $13.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 735 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $2.00K | 0.00% | 00.0% | Unchanged |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −21,100−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −1,307−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |