Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −1 vs. Q2 2021
- Shares held
- 3.44M
- +297.7K (+9.5%) vs. Q2 2021
- Total value
- $39.5M
- +$2.09M (+5.6%) vs. Q2 2021
- New holders
- 2
- 12 more added
- Sold out
- 3
- 8 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gradient Investments LLC | 157 | $2.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 735 | $8.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $13.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $17.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,617 | $19.0K | 0.00% | +1,617 | New |
| TCTC Holdings, LLC | 2,250 | $26.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,200 | $48.0K | 0.00% | −1,851−30.6% | Reduced |
| The PNC Financial Services Group, Inc. | 5,900 | $68.0K | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 6,511 | $75.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,199 | $83.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 10,915 | $128.0K | 0.10% | −9,300−46.0% | Reduced |
| Commonwealth Equity Services, LLC | 12,000 | $137.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 12,418 | $146.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 13,308 | $153.0K | 0.01% | +1,000+8.1% | Added |
| UBS Group AG | 13,843 | $160.0K | 0.00% | −245−1.7% | Reduced |
| Congress Park Capital LLC | 16,500 | $190.0K | 0.10% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 17,100 | $196.0K | 0.01% | +2,100+14.0% | Added |
| Kestra Advisory Services, LLC | 17,174 | $197.0K | 0.00% | −2,208−11.4% | Reduced |
| FNY Investment Advisers, LLC | 17,300 | $198.0K | 0.09% | +17,300 | New |
| Round Table Services, LLC | 17,379 | $200.0K | 0.04% | +1,315+8.2% | Added |
| Advisor Group Holdings, Inc. | 21,968 | $252.0K | 0.00% | +5,760+35.5% | Added |
| Capital Investment Advisors, LLC | 25,174 | $289.0K | 0.01% | −67−0.3% | Reduced |
| Fiera Capital Corp | 34,359 | $395.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 41,443 | $476.0K | 0.21% | −402−1.0% | Reduced |
| Janney Montgomery Scott LLC | 54,623 | $628.0K | 0.00% | +38,924+247.9% | Added |
| Royal Bank of Canada | 74,497 | $856.0K | 0.00% | +25,679+52.6% | Added |
| Wells Fargo & Company | 109,345 | $1.26M | 0.00% | +3,118+2.9% | Added |
| Trustcore Financial Services, LLC | 110,982 | $1.27M | 0.13% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 136,665 | $1.57M | 0.25% | −1,984−1.4% | Reduced |
| Shaker Financial Services, LLC | 141,930 | $1.63M | 0.65% | +129,505+1,042.3% | Added |
| Flagship Harbor Advisors, LLC | 138,159 | $1.65M | 0.18% | 00.0% | Unchanged |
| Morgan Stanley | 191,525 | $2.20M | 0.00% | +17,631+10.1% | Added |
| Bank of America Corp | 214,018 | $2.46M | 0.00% | +19,423+10.0% | Added |
| Lake Street Financial LLC | 305,075 | $3.50M | 0.86% | +18,425+6.4% | Added |
| Invesco Ltd. | 480,126 | $5.52M | 0.00% | −4,006−0.8% | Reduced |
| Guggenheim Capital LLC | 564,182 | $6.48M | 0.04% | +58,599+11.6% | Added |
| Invesco Senior Secured Management Inc | 613,094 | $7.04M | 3.66% | 00.0% | Unchanged |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −21,100−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −1,307−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |