Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
Q3 2021 vs. Q2 2021
How the institutions holding Pioneer Floating Rate Fund, Inc. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 39 | 1 | 37 | −1 |
| Shares | 3.14M | 16 | 3.44M | +297.7K (+9.5%) |
| Value | $37.5M | $0 | $39.5M | +$2.09M (+5.6%) |
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (2)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| FNY Investment Advisers, LLC | 17,300 | $198.0K | 0.09% |
| Citigroup Inc | 1,617 | $19.0K | 0.00% |
Sold out (3)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Mariner Investment Group LLC | 21,100 | $252.0K |
| Fifth Third Bancorp | 1,307 | $16.0K |
| Advisory Services Network, LLC | 200 | $2.00K |
Not filed for Q3 2021 yet (1)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| CWM, LLC | 16 | $0 |