Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
Holders of 5% or more of PHD
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Pioneer Floating Rate Fund, Inc., largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Absolute Investment Advisers LLC | 13G | 11.30%1.40M shares | New | Sep 25, 20251 filing | Sep 25, 2025 | SEC |
| Almitas Capital LLC | 13G | 5.70%700.0K shares | 0.00 ppfrom 5.70% | Nov 14, 20252 filings | Feb 17, 2026 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
3 Schedule 13D and 13G filings on Pioneer Floating Rate Fund, Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Feb 17, 20264:56 PM ET | Almitas Capital LLC | 13G | 5.70%700.0K shares | 0.00 ppfrom 5.70% | Dec 31, 2025 | SEC |
| Nov 14, 20258:00 PM ET | Almitas Capital LLC | 13G | 5.70%700.0K shares | New | Sep 30, 2025 | SEC |
| Sep 25, 20254:32 PM ET | Absolute Investment Advisers LLC | 13G | 11.30%1.40M shares | New | Sep 23, 2025 | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Pioneer Floating Rate Fund, Inc. shares.
No Form 144 notices for Pioneer Floating Rate Fund, Inc. are on file.