Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +2 vs. Q4 2024
- Shares held
- 3.71M
- +497.4K (+15.5%) vs. Q4 2024
- Total value
- $35.1M
- +$4.01M (+12.9%) vs. Q4 2024
- New holders
- 6
- 16 more added
- Sold out
- 4
- 9 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 683,600 | $6.47M | 1.05% | +26,575+4.0% | Added |
| Pathstone Holdings, LLC | 375,164 | $3.53M | 0.02% | +235,667+168.9% | Added |
| Invesco Ltd. | 346,729 | $3.28M | 0.00% | +238+0.1% | Added |
| Advisors Asset Management, Inc. | 345,387 | $3.27M | 0.06% | −1,291−0.4% | Reduced |
| Bank of America Corp | 253,930 | $2.40M | 0.00% | −11,284−4.3% | Reduced |
| Guggenheim Capital LLC | 219,137 | $2.08M | 0.02% | −85,973−28.2% | Reduced |
| Ethos Financial Group, LLC | 215,427 | $2.04M | 0.20% | +215,427 | New |
| Clear Creek Financial Management, LLC | 143,775 | $1.36M | 0.14% | +706+0.5% | Added |
| Shaker Financial Services, LLC | 128,727 | $1.22M | 0.47% | +21,281+19.8% | Added |
| Morgan Stanley | 128,376 | $1.22M | 0.00% | +9,902+8.4% | Added |
| Virtus Investment Advisers, Inc. | 112,122 | $1.06M | 0.29% | +112,122 | New |
| Royal Bank of Canada | 99,160 | $939.0K | 0.00% | +3,962+4.2% | Added |
| Advisor Group Holdings, Inc. | 71,557 | $677.5K | 0.00% | +322+0.5% | Added |
| Riverbridge Partners LLC | 59,870 | $567.0K | 0.01% | +5,557+10.2% | Added |
| Captrust Financial Advisors | 50,231 | $475.7K | 0.00% | 00.0% | Unchanged |
| Fiera Capital Corp | 48,795 | $462.1K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 46,751 | $443.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 45,318 | $429.2K | 0.00% | −10,541−18.9% | Reduced |
| Wells Fargo & Company | 41,328 | $391.4K | 0.00% | −3,223−7.2% | Reduced |
| Wolverine Asset Management LLC | 38,425 | $363.9K | 0.01% | +38,425 | New |
| Landscape Capital Management, L.L.C. | 26,842 | $254.2K | 0.02% | +26,842 | New |
| Rothschild Investment LLC | 24,800 | $234.9K | 0.02% | 00.0% | Unchanged |
| Raymond James Financial Inc | 21,593 | $204.5K | 0.00% | −34−0.2% | Reduced |
| Cetera Investment Advisers | 20,845 | $197.4K | 0.00% | −780−3.6% | Reduced |
| Melfa Wealth Management, LLC | 19,497 | $184.6K | 0.12% | −1,654−7.8% | Reduced |
| Flagship Harbor Advisors, LLC | 18,578 | $175.9K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 15,756 | $149.0K | 0.00% | +50.0% | Added |
| LPL Financial LLC | 14,834 | $140.5K | 0.00% | +1,789+13.7% | Added |
| Capital Investment Advisors, LLC | 13,099 | $124.1K | 0.00% | +32+0.2% | Added |
| HighTower Advisors, LLC | 13,097 | $124.0K | 0.00% | +210+1.6% | Added |
| Avantax Advisory Services, Inc. | 12,821 | $121.4K | 0.00% | +928+7.8% | Added |
| Wedbush Securities Inc | 11,850 | $112.0K | 0.00% | −400−3.3% | Reduced |
| Stifel Financial Corp | 10,941 | $103.6K | 0.00% | +68+0.6% | Added |
| Kovack Advisors, Inc. | 10,000 | $94.7K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,154 | $58.3K | 0.00% | +50+0.8% | Added |
| MAI Capital Management | 5,000 | $47.4K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $33.7K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $25.6K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $21.3K | 0.00% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 900 | $8.52K | 0.01% | +900 | New |
| Gen-Wealth Partners Inc | 417 | $3.95K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 40 | $379 | 0.00% | +40 | New |
| Huntington National Bank | – | $19 | 0.00% | – | – |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −84,736−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,801−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −1,780−100.0% | Sold out |
| Maia Wealth LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |