Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +3 vs. Q3 2021
- Shares held
- 2.64M
- −776.2K (−22.7%) vs. Q3 2021
- Total value
- $30.6M
- −$8.67M (−22.1%) vs. Q3 2021
- New holders
- 8
- 11 more added
- Sold out
- 5
- 9 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guggenheim Capital LLC | 512,363 | $5.95M | 0.03% | −51,819−9.2% | Reduced |
| Lake Street Financial LLC | 325,625 | $3.78M | 0.67% | +20,550+6.7% | Added |
| Invesco Ltd. | 322,475 | $3.74M | 0.00% | −157,651−32.8% | Reduced |
| Bank of America Corp | 216,276 | $2.51M | 0.00% | +2,258+1.1% | Added |
| Morgan Stanley | 179,020 | $2.08M | 0.00% | −12,505−6.5% | Reduced |
| Clear Creek Financial Management, LLC | 141,248 | $1.64M | 0.25% | +4,583+3.4% | Added |
| Flagship Harbor Advisors, LLC | 133,509 | $1.55M | 0.15% | −4,650−3.4% | Reduced |
| Janney Montgomery Scott LLC | 114,342 | $1.33M | 0.01% | +59,719+109.3% | Added |
| Wells Fargo & Company | 106,752 | $1.24M | 0.00% | −2,593−2.4% | Reduced |
| Royal Bank of Canada | 82,514 | $958.0K | 0.00% | +8,017+10.8% | Added |
| UBS Group AG | 59,770 | $694.0K | 0.00% | +45,927+331.8% | Added |
| Shaker Financial Services, LLC | 54,470 | $632.0K | 0.22% | −87,460−61.6% | Reduced |
| Trustcore Financial Services, LLC | 50,231 | $583.0K | 0.07% | −60,751−54.7% | Reduced |
| Congress Wealth Management LLC | 41,788 | $485.0K | 0.01% | +41,788 | New |
| Fiera Capital Corp | 35,296 | $410.0K | 0.00% | +937+2.7% | Added |
| Virtus ETF Advisers LLC | 34,718 | $403.0K | 0.15% | −6,725−16.2% | Reduced |
| Capital Investment Advisors, LLC | 25,428 | $295.0K | 0.01% | +254+1.0% | Added |
| Advisor Group Holdings, Inc. | 23,273 | $271.0K | 0.00% | +1,305+5.9% | Added |
| HRT Financial LP | 20,106 | $233.0K | 0.00% | +20,106 | New |
| Round Table Services, LLC | 17,379 | $202.0K | 0.04% | 00.0% | Unchanged |
| Congress Park Capital LLC | 16,500 | $192.0K | 0.09% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,808 | $184.0K | 0.01% | +2,500+18.8% | Added |
| Jane Street Group, LLC | 15,183 | $176.0K | 0.00% | +15,183 | New |
| Axxcess Wealth Management, LLC | 14,580 | $169.0K | 0.01% | +14,580 | New |
| Commonwealth Equity Services, LLC | 14,000 | $162.0K | 0.00% | +2,000+16.7% | Added |
| Qube Research & Technologies Ltd | 12,418 | $144.0K | 0.00% | +12,418 | New |
| Wagner Wealth Management, LLC | 10,915 | $127.0K | 0.10% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 10,000 | $116.0K | 0.00% | +10,000 | New |
| Northwestern Mutual Wealth Management Co | 7,199 | $84.0K | 0.00% | 00.0% | Unchanged |
| Invesco Senior Secured Management Inc | 6,986 | $81.0K | 0.06% | −606,108−98.9% | Reduced |
| The PNC Financial Services Group, Inc. | 5,900 | $68.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,200 | $49.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $26.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,650 | $19.0K | 0.01% | +1,650 | New |
| Stonebridge Capital Advisors LLC | 1,469 | $17.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 735 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 5 | $0 | 0.00% | +5 | New |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −17,300−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −17,174−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −12,418−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,617−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −1,165−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Zazove Associates LLC | – | – | – | – | Not filed |