Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +3 vs. Q3 2021
- Shares held
- 2.64M
- −776.2K (−22.7%) vs. Q3 2021
- Total value
- $30.6M
- −$8.67M (−22.1%) vs. Q3 2021
- New holders
- 8
- 11 more added
- Sold out
- 5
- 9 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 5 | $0 | 0.00% | +5 | New |
| Gradient Investments LLC | 157 | $2.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 735 | $8.00K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $17.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,650 | $19.0K | 0.01% | +1,650 | New |
| TCTC Holdings, LLC | 2,250 | $26.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,200 | $49.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $68.0K | 0.00% | 00.0% | Unchanged |
| Invesco Senior Secured Management Inc | 6,986 | $81.0K | 0.06% | −606,108−98.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,199 | $84.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 10,000 | $116.0K | 0.00% | +10,000 | New |
| Wagner Wealth Management, LLC | 10,915 | $127.0K | 0.10% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 12,418 | $144.0K | 0.00% | +12,418 | New |
| Commonwealth Equity Services, LLC | 14,000 | $162.0K | 0.00% | +2,000+16.7% | Added |
| Axxcess Wealth Management, LLC | 14,580 | $169.0K | 0.01% | +14,580 | New |
| Jane Street Group, LLC | 15,183 | $176.0K | 0.00% | +15,183 | New |
| Wedbush Securities Inc | 15,808 | $184.0K | 0.01% | +2,500+18.8% | Added |
| Congress Park Capital LLC | 16,500 | $192.0K | 0.09% | 00.0% | Unchanged |
| Round Table Services, LLC | 17,379 | $202.0K | 0.04% | 00.0% | Unchanged |
| HRT Financial LP | 20,106 | $233.0K | 0.00% | +20,106 | New |
| Advisor Group Holdings, Inc. | 23,273 | $271.0K | 0.00% | +1,305+5.9% | Added |
| Capital Investment Advisors, LLC | 25,428 | $295.0K | 0.01% | +254+1.0% | Added |
| Virtus ETF Advisers LLC | 34,718 | $403.0K | 0.15% | −6,725−16.2% | Reduced |
| Fiera Capital Corp | 35,296 | $410.0K | 0.00% | +937+2.7% | Added |
| Congress Wealth Management LLC | 41,788 | $485.0K | 0.01% | +41,788 | New |
| Trustcore Financial Services, LLC | 50,231 | $583.0K | 0.07% | −60,751−54.7% | Reduced |
| Shaker Financial Services, LLC | 54,470 | $632.0K | 0.22% | −87,460−61.6% | Reduced |
| UBS Group AG | 59,770 | $694.0K | 0.00% | +45,927+331.8% | Added |
| Royal Bank of Canada | 82,514 | $958.0K | 0.00% | +8,017+10.8% | Added |
| Wells Fargo & Company | 106,752 | $1.24M | 0.00% | −2,593−2.4% | Reduced |
| Janney Montgomery Scott LLC | 114,342 | $1.33M | 0.01% | +59,719+109.3% | Added |
| Flagship Harbor Advisors, LLC | 133,509 | $1.55M | 0.15% | −4,650−3.4% | Reduced |
| Clear Creek Financial Management, LLC | 141,248 | $1.64M | 0.25% | +4,583+3.4% | Added |
| Morgan Stanley | 179,020 | $2.08M | 0.00% | −12,505−6.5% | Reduced |
| Bank of America Corp | 216,276 | $2.51M | 0.00% | +2,258+1.1% | Added |
| Invesco Ltd. | 322,475 | $3.74M | 0.00% | −157,651−32.8% | Reduced |
| Lake Street Financial LLC | 325,625 | $3.78M | 0.67% | +20,550+6.7% | Added |
| Guggenheim Capital LLC | 512,363 | $5.95M | 0.03% | −51,819−9.2% | Reduced |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −17,300−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −17,174−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −12,418−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,617−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −1,165−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Zazove Associates LLC | – | – | – | – | Not filed |