Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +11 vs. Q1 2022
- Shares held
- 3.55M
- +628.5K (+21.5%) vs. Q1 2022
- Total value
- $31.5M
- +$934.6K (+3.1%) vs. Q1 2022
- New holders
- 15
- 16 more added
- Sold out
- 4
- 5 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guggenheim Capital LLC | 367,845 | $3.27M | 0.03% | −97,459−20.9% | Reduced |
| Invesco Ltd. | 332,699 | $2.96M | 0.00% | +30,932+10.3% | Added |
| Janney Montgomery Scott LLC | 317,003 | $2.81M | 0.01% | −57,876−15.4% | Reduced |
| Bank of America Corp | 313,303 | $2.78M | 0.00% | +81,726+35.3% | Added |
| Morgan Stanley | 209,345 | $1.86M | 0.00% | +21,612+11.5% | Added |
| Wolverine Asset Management LLC | 185,717 | $1.65M | 0.02% | +142,619+330.9% | Added |
| Shaker Financial Services, LLC | 178,925 | $1.59M | 0.77% | +64,168+55.9% | Added |
| 1607 Capital Partners, LLC | 174,606 | $1.55M | 0.11% | +174,606 | New |
| Wagner Wealth Management, LLC | 147,887 | $1.31M | 1.05% | +91,350+161.6% | Added |
| Trustcore Financial Services, LLC | 110,982 | $986.0K | 0.09% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 103,551 | $920.0K | 0.10% | −27,938−21.2% | Reduced |
| Matisse Capital | 100,754 | $895.0K | 0.85% | +100,754 | New |
| Clear Creek Financial Management, LLC | 99,063 | $880.0K | 0.18% | +1,718+1.8% | Added |
| Royal Bank of Canada | 95,727 | $850.0K | 0.00% | +1,212+1.3% | Added |
| Lake Street Financial LLC | 88,250 | $784.0K | 0.17% | −246,125−73.6% | Reduced |
| Riverbridge Partners LLC | 80,037 | $711.0K | 0.01% | +80,037 | New |
| Fiera Capital Corp | 54,907 | $488.0K | 0.00% | +9,718+21.5% | Added |
| Virtus ETF Advisers LLC | 51,498 | $457.0K | 0.17% | +6,457+14.3% | Added |
| Advisor Group Holdings, Inc. | 50,679 | $450.0K | 0.00% | +23,862+89.0% | Added |
| UBS Group AG | 47,890 | $426.0K | 0.00% | +1,735+3.8% | Added |
| Logan Stone Capital, LLC | 45,488 | $404.0K | 0.30% | +45,488 | New |
| Congress Wealth Management LLC | 41,788 | $371.0K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 41,445 | $368.0K | 0.05% | +27,528+197.8% | Added |
| Wells Fargo & Company | 37,032 | $329.0K | 0.00% | +15,961+75.7% | Added |
| CNH Partners LLC | 35,574 | $316.0K | 0.01% | +35,574 | New |
| Almitas Capital LLC | 29,946 | $266.0K | 0.14% | +29,946 | New |
| Saba Capital Management, L.P. | 29,673 | $263.0K | 0.00% | +29,673 | New |
| Capital Investment Advisors, LLC | 23,547 | $209.0K | 0.01% | −1,747−6.9% | Reduced |
| Quantedge Capital Pte Ltd | 19,600 | $174.0K | 0.04% | +19,600 | New |
| HighTower Advisors, LLC | 16,240 | $144.0K | 0.00% | +16,240 | New |
| Wedbush Securities Inc | 15,808 | $140.0K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $133.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 14,000 | $124.0K | 0.00% | 00.0% | Unchanged |
| AEGON USA Investment Management, LLC | 13,528 | $120.0K | 0.06% | +13,528 | New |
| Sit Investment Associates Inc | 11,420 | $101.0K | 0.00% | +11,420 | New |
| StoneX Group Inc. | 10,128 | $89.9K | 0.01% | +10,128 | New |
| Northwestern Mutual Wealth Management Co | 8,306 | $74.0K | 0.00% | +1,107+15.4% | Added |
| Zazove Associates LLC | 6,511 | $58.0K | 0.01% | +6,511 | New |
| The PNC Financial Services Group, Inc. | 5,900 | $52.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,585 | $41.0K | 0.01% | +4,585 | New |
| Bogart Wealth, LLC | 2,700 | $24.0K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 2,443 | $21.7K | 0.01% | +2,443 | New |
| Worth Asset Management, LLC | 2,322 | $21.0K | 0.01% | +27+1.2% | Added |
| TCTC Holdings, LLC | 2,250 | $20.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,650 | $15.0K | 0.01% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $13.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $10.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 735 | $6.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $5.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $1.00K | 0.00% | 00.0% | Unchanged |
| Round Table Services, LLC | 0 | $0 | 0.00% | −17,379−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,595−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −11,663−100.0% | Sold out |
| San Luis Wealth Advisors LLC | 0 | $0 | 0.00% | −19−100.0% | Sold out |