Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +11 vs. Q1 2022
- Shares held
- 3.55M
- +628.5K (+21.5%) vs. Q1 2022
- Total value
- $31.5M
- +$934.6K (+3.1%) vs. Q1 2022
- New holders
- 15
- 16 more added
- Sold out
- 4
- 5 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gradient Investments LLC | 157 | $1.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $5.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 735 | $6.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $10.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $13.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,650 | $15.0K | 0.01% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $20.0K | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 2,322 | $21.0K | 0.01% | +27+1.2% | Added |
| Eagle Bay Advisors LLC | 2,443 | $21.7K | 0.01% | +2,443 | New |
| Bogart Wealth, LLC | 2,700 | $24.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,585 | $41.0K | 0.01% | +4,585 | New |
| The PNC Financial Services Group, Inc. | 5,900 | $52.0K | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 6,511 | $58.0K | 0.01% | +6,511 | New |
| Northwestern Mutual Wealth Management Co | 8,306 | $74.0K | 0.00% | +1,107+15.4% | Added |
| StoneX Group Inc. | 10,128 | $89.9K | 0.01% | +10,128 | New |
| Sit Investment Associates Inc | 11,420 | $101.0K | 0.00% | +11,420 | New |
| AEGON USA Investment Management, LLC | 13,528 | $120.0K | 0.06% | +13,528 | New |
| Commonwealth Equity Services, LLC | 14,000 | $124.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $133.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,808 | $140.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 16,240 | $144.0K | 0.00% | +16,240 | New |
| Quantedge Capital Pte Ltd | 19,600 | $174.0K | 0.04% | +19,600 | New |
| Capital Investment Advisors, LLC | 23,547 | $209.0K | 0.01% | −1,747−6.9% | Reduced |
| Saba Capital Management, L.P. | 29,673 | $263.0K | 0.00% | +29,673 | New |
| Almitas Capital LLC | 29,946 | $266.0K | 0.14% | +29,946 | New |
| CNH Partners LLC | 35,574 | $316.0K | 0.01% | +35,574 | New |
| Wells Fargo & Company | 37,032 | $329.0K | 0.00% | +15,961+75.7% | Added |
| Landscape Capital Management, L.L.C. | 41,445 | $368.0K | 0.05% | +27,528+197.8% | Added |
| Congress Wealth Management LLC | 41,788 | $371.0K | 0.01% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 45,488 | $404.0K | 0.30% | +45,488 | New |
| UBS Group AG | 47,890 | $426.0K | 0.00% | +1,735+3.8% | Added |
| Advisor Group Holdings, Inc. | 50,679 | $450.0K | 0.00% | +23,862+89.0% | Added |
| Virtus ETF Advisers LLC | 51,498 | $457.0K | 0.17% | +6,457+14.3% | Added |
| Fiera Capital Corp | 54,907 | $488.0K | 0.00% | +9,718+21.5% | Added |
| Riverbridge Partners LLC | 80,037 | $711.0K | 0.01% | +80,037 | New |
| Lake Street Financial LLC | 88,250 | $784.0K | 0.17% | −246,125−73.6% | Reduced |
| Royal Bank of Canada | 95,727 | $850.0K | 0.00% | +1,212+1.3% | Added |
| Clear Creek Financial Management, LLC | 99,063 | $880.0K | 0.18% | +1,718+1.8% | Added |
| Matisse Capital | 100,754 | $895.0K | 0.85% | +100,754 | New |
| Flagship Harbor Advisors, LLC | 103,551 | $920.0K | 0.10% | −27,938−21.2% | Reduced |
| Trustcore Financial Services, LLC | 110,982 | $986.0K | 0.09% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 147,887 | $1.31M | 1.05% | +91,350+161.6% | Added |
| 1607 Capital Partners, LLC | 174,606 | $1.55M | 0.11% | +174,606 | New |
| Shaker Financial Services, LLC | 178,925 | $1.59M | 0.77% | +64,168+55.9% | Added |
| Wolverine Asset Management LLC | 185,717 | $1.65M | 0.02% | +142,619+330.9% | Added |
| Morgan Stanley | 209,345 | $1.86M | 0.00% | +21,612+11.5% | Added |
| Bank of America Corp | 313,303 | $2.78M | 0.00% | +81,726+35.3% | Added |
| Janney Montgomery Scott LLC | 317,003 | $2.81M | 0.01% | −57,876−15.4% | Reduced |
| Invesco Ltd. | 332,699 | $2.96M | 0.00% | +30,932+10.3% | Added |
| Guggenheim Capital LLC | 367,845 | $3.27M | 0.03% | −97,459−20.9% | Reduced |
| Round Table Services, LLC | 0 | $0 | 0.00% | −17,379−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,595−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −11,663−100.0% | Sold out |
| San Luis Wealth Advisors LLC | 0 | $0 | 0.00% | −19−100.0% | Sold out |